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CETERA ADVISORS LLC

Company Details

Name: CETERA ADVISORS LLC
Jurisdiction: Rhode Island
Entity type: Foreign Limited Liability Company
Status: Activ
Date of Organization in Rhode Island: 05 Apr 1990 (35 years ago)
Identification Number: 000795862
Place of Formation: DELAWARE
Principal Address: 5299 DTC BOULEVARD STE 800, GREENWOOD VILLAGE, CO, 80111, USA
Mailing Address: 2301 ROSECRANS AVE STE 5100, EL SEGUNDO, CA, 90245, USA
Purpose: BROKER-DEALER & RIA
NAICS: 523120 - Securities Brokerage

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA

MANAGER

Name Role Address
BRETT HARRISON MANAGER 4600 S SYRACUSE ST STE 600 DENVER, CO 80237 USA
JOSEPH NEARY MANAGER 200 N PACIFIC COAST HWY, STE 1, , STE. 1200 EL SEGUNDO, CA 90245 USA
THOMAS TAYLOR MANAGER 200 N PACIFIC COAST HWY, STE 1200 EL SEGUNDO, CA 90245 USA

Events

Type Date Old Value New Value
Conversion 2013-01-15 Multi-Financial Securities Corporation on 01-15-2013 CETERA ADVISORS LLC

Filings

Number Name File Date
202452485480 Annual Report 2024-04-25
202332263120 Annual Report 2023-04-04
202212950450 Annual Report 2022-03-16
202104345230 Annual Report 2021-10-31
202070874590 Annual Report 2020-11-02
201926087470 Annual Report 2019-10-30
201880701500 Annual Report 2018-11-02
201879800180 Statement of Change of Registered/Resident Agent 2018-10-19
201751748090 Annual Report 2017-10-17
201611168530 Annual Report 2016-10-26

Date of last update: 17 Oct 2024

Sources: Rhode Island Department of State