CETERA ADVISORS LLC
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| Name: | CETERA ADVISORS LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 05 Apr 1990 (35 years ago) |
| Identification Number: | 000795862 |
| Place of Formation: | DELAWARE |
| Purpose: | BROKER-DEALER & RIA |
| Principal Address: |
5299 DTC BOULEVARD STE 800, GREENWOOD VILLAGE, CO, 80111, USA
|
| Mailing Address: |
2301 ROSECRANS AVE STE 5100, EL SEGUNDO, CA, 90245, USA
|
NAICS
523120 Securities BrokerageThis industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| BRETT HARRISON | MANAGER | 4600 S SYRACUSE ST STE 600 DENVER, CO 80237 USA |
| JOSEPH NEARY | MANAGER | 200 N PACIFIC COAST HWY, STE 1, , STE. 1200 EL SEGUNDO, CA 90245 USA |
| THOMAS TAYLOR | MANAGER | 200 N PACIFIC COAST HWY, STE 1200 EL SEGUNDO, CA 90245 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Conversion | 2013-01-15 | Multi-Financial Securities Corporation on 01-15-2013 | CETERA ADVISORS LLC |
| Number | Name | File Date |
|---|---|---|
| 202452485480 | Annual Report | 2024-04-25 |
| 202332263120 | Annual Report | 2023-04-04 |
| 202212950450 | Annual Report | 2022-03-16 |
| 202104345230 | Annual Report | 2021-10-31 |
| 202070874590 | Annual Report | 2020-11-02 |
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Date of last update: 13 Jul 2025
Sources: Rhode Island Department of State