CETERA INVESTMENT ADVISERS LLC
| Name: | CETERA INVESTMENT ADVISERS LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 11 Jan 2013 (12 years ago) |
| Identification Number: | 000795785 |
| Place of Formation: | DELAWARE |
| Purpose: | RIA |
| Fictitious names: |
First Allied Advisory Services (trading name, 2021-01-06 - ) |
| Principal Address: |
1450 AMERICAN LANE SUITE 650, SCHAUMBURG, IL, 60173, USA
|
| Mailing Address: |
2301 ROSECRANS AVE STE 5100, EL SEGUNDO, CA, 90245, USA
|
NAICS
523999 Miscellaneous Financial Investment ActivitiesThis U.S. industry comprises establishments primarily engaged in acting as agents and/or brokers (except securities brokerages and commodity contracts brokerages) in buying or selling financial contracts and those providing financial investment services (except securities and commodity exchanges; portfolio management; investment advice; and trust, fiduciary, and custody services) on a fee or commission basis. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| JOSEPH NEARY | MANAGER | 200 N PACIFIC COAST HWY EL SEGUNDO, CA 90245 USA |
| THOMAS TAYLOR | MANAGER | 200 N PACIFIC COAST HWY, STE 1200 EL SEGUNDO, CA 90245 USA |
| THOMAS GOOLEY | MANAGER | 200 N PACIFIC COAST HWY, STE 1200 EL SEGUNDO, CA 90245 USA |
| Number | Name | File Date |
|---|---|---|
| 202452499360 | Annual Report | 2024-04-25 |
| 202332269140 | Annual Report | 2023-04-04 |
| 202212956100 | Annual Report | 2022-03-16 |
| 202104343650 | Annual Report | 2021-10-31 |
| 202199313480 | Amendment to Application for Registration | 2021-07-15 |
This company hasn't received any reviews.
Date of last update: 31 May 2025
Sources: Rhode Island Department of State