| Name: | Avantax Advisory Services, Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 02 Sep 1997 (28 years ago) |
| Identification Number: | 000096644 |
| Place of Formation: | TEXAS |
| Principal Address: | 3200 OLYMPUS BLVD STE 100, COPPELL, TX, 75019, USA |
| Purpose: | FEE BASED ASSET ADVISORY SERVICES. |
| Fictitious names: |
Avantax Advisory Services (trading name, 2019-09-20 - ) H.D. Vest Advisory Services (trading name, 2001-08-22 - ) H.D. Vest Investment Services (trading name, 2001-08-22 - ) |
| Historical names: |
H.D. Vest Advisory Services, Inc. |
NAICS
523110 Investment Banking and Securities DealingThis industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| MICHAEL DURBIN | PRESIDENT | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| TODD MACKAY | PRESIDENT | 3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| CHRISTOPHER ROD | TREASURER | 3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA |
| KEITH SHORES | TREASURER | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| TODD MACKAY | SECRETARY | 3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA |
| LISA GOK | SECRETARY | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| WINNIE LEE | ASSISTANT SECRETARY | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| DAVID VAN HAVERMAAT | ASSISTANT SECRETARY | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| GARY CHAFFIN | TAX OFFICER | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| JOSEPH NEARY | VICE PRESIDENT | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| ANDY WATTS | VP INVESTMENT SOLUTIONS | 3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| MELISSA LONER | CHIEF COMPLIANCE OFFICER | 3200 OLYMPUS BLVD STE 100 DALLAS, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| JOSEPH NEARY | DIRECTOR | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| LISA GOK | DIRECTOR | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| THOMAS GOOLEY | DIRECTOR | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2019-10-21 | H.D. Vest Advisory Services, Inc. | Avantax Advisory Services, Inc. |
| Number | Name | File Date |
|---|---|---|
| 202444553900 | Annual Report | 2024-01-23 |
| 202327918190 | Annual Report | 2023-02-08 |
| 202209724750 | Annual Report | 2022-02-08 |
| 202196689470 | Annual Report | 2021-05-18 |
| 202036068940 | Annual Report | 2020-03-09 |
| 201924886570 | Application for Amended Certificate of Authority | 2019-10-21 |
| 201920894100 | Fictitious Business Name Statement | 2019-09-20 |
| 201988399500 | Annual Report | 2019-03-11 |
| 201859906680 | Annual Report | 2018-03-08 |
| 201738292240 | Annual Report - Amended | 2017-03-20 |
Date of last update: 09 Apr 2025
Sources: Rhode Island Department of State
