| Name: | Avantax Advisory Services, Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 02 Sep 1997 (27 years ago) |
| Identification Number: | 000096644 |
| Place of Formation: | TEXAS |
| Principal Address: | 3200 OLYMPUS BLVD STE 100, COPPELL, TX, 75019, USA |
| Purpose: | FEE BASED ASSET ADVISORY SERVICES. |
| NAICS: | 523110 - Investment Banking and Securities Dealing |
| Fictitious names: |
Avantax Advisory Services (trading name, 2019-09-20 - ) H.D. Vest Advisory Services (trading name, 2001-08-22 - ) H.D. Vest Investment Services (trading name, 2001-08-22 - ) |
| Historical names: |
H.D. Vest Advisory Services, Inc. |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| MICHAEL DURBIN | PRESIDENT | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| TODD MACKAY | PRESIDENT | 3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| CHRISTOPHER ROD | TREASURER | 3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA |
| KEITH SHORES | TREASURER | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| TODD MACKAY | SECRETARY | 3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA |
| LISA GOK | SECRETARY | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| WINNIE LEE | ASSISTANT SECRETARY | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| DAVID VAN HAVERMAAT | ASSISTANT SECRETARY | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| GARY CHAFFIN | TAX OFFICER | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| JOSEPH NEARY | VICE PRESIDENT | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| ANDY WATTS | VP INVESTMENT SOLUTIONS | 3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| MELISSA LONER | CHIEF COMPLIANCE OFFICER | 3200 OLYMPUS BLVD STE 100 DALLAS, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| JOSEPH NEARY | DIRECTOR | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| LISA GOK | DIRECTOR | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| THOMAS GOOLEY | DIRECTOR | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2019-10-21 | H.D. Vest Advisory Services, Inc. | Avantax Advisory Services, Inc. |
| Number | Name | File Date |
|---|---|---|
| 202444553900 | Annual Report | 2024-01-23 |
| 202327918190 | Annual Report | 2023-02-08 |
| 202209724750 | Annual Report | 2022-02-08 |
| 202196689470 | Annual Report | 2021-05-18 |
| 202036068940 | Annual Report | 2020-03-09 |
| 201924886570 | Application for Amended Certificate of Authority | 2019-10-21 |
| 201920894100 | Fictitious Business Name Statement | 2019-09-20 |
| 201988399500 | Annual Report | 2019-03-11 |
| 201859906680 | Annual Report | 2018-03-08 |
| 201738292240 | Annual Report - Amended | 2017-03-20 |
Date of last update: 08 Oct 2024
Sources: Rhode Island Department of State
