CETERA FINANCIAL GROUP, INC.
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| Name: | CETERA FINANCIAL GROUP, INC. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 18 Nov 2011 (14 years ago) |
| Identification Number: | 000737920 |
| Place of Formation: | DELAWARE |
| Purpose: | HOLDING COMPANY |
| Principal Address: |
2301 ROSECRANS AVE STE 5100, EL SEGUNDO, CA, 90245, USA
|
NAICS
551112 Offices of Other Holding CompaniesThis U.S. industry comprises legal entities known as holding companies (except bank holding) primarily engaged in holding the securities of (or other equity interests in) companies and enterprises for the purpose of owning a controlling interest or influencing the management decisions of these firms. The holding companies in this industry do not administer, oversee, and manage other establishments of the company or enterprise whose securities they hold. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| KEITH SHORES | TREASURER | 2301 ROSECRANS AVE STE 5100 EL SEGUNDO,, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| LISA GOK | SECRETARY | 2301 ROSECRANS AVE STE 5100 EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| GARY L CHAFFIN | TAX OFFICER | 2301 ROSECRANS AVE STE 5100 EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| THOMAS A GOOLEY | DIRECTOR | 2301 ROSECRANS AVE STE 5100 EL SEGUNDO, CA 90245 USA |
| JEFFREY R BUCHHEISTER | DIRECTOR | 2301 ROSECRANS AVE STE 5100 EL SEGUNDO, CA 90245 USA |
| MICAHEL DURBIN | DIRECTOR | 2301 ROSECRANS AVE STE 5100 EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| MICAHEL DURBIN | PRESIDENT | 2301 ROSECRANS AVE STE 5100 EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Number | Name | File Date |
|---|---|---|
| 202453689940 | Annual Report | 2024-05-01 |
| 202332263670 | Annual Report | 2023-04-04 |
| 202212955770 | Annual Report | 2022-03-16 |
| 202191078170 | Annual Report | 2021-02-13 |
| 202034015630 | Annual Report | 2020-02-10 |
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Date of last update: 13 Jul 2025
Sources: Rhode Island Department of State