| Name: | FIRST ALLIED SECURITIES, INC. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Withdrawn |
| Date of Organization in Rhode Island: | 01 Feb 2008 (17 years ago) |
| Date of Dissolution: | 05 Apr 2023 (2 years ago) |
| Date of Status Change: | 05 Apr 2023 (2 years ago) |
| Branch of: | FIRST ALLIED SECURITIES, INC., NEW YORK (Company Number 1714349) |
| Identification Number: | 000306519 |
| Place of Formation: | NEW YORK |
| Principal Address: | 655 W BROADWAY 11TH FLOOR, SAN DIEGO, CA, 92101, USA |
| Mailing Address: | 2301 ROSECRANS AVENUE SUITE 5100 ATTN: LEGAL DEPT., EL SEGUNDO, CA, 90245, USA |
| Purpose: | SECURITIES BROKER/DEALER AND INSURANCE |
| NAICS: | 523120 - Securities Brokerage |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| BRETT HARRISON | PRESIDENT | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| JANANI IYENGAR | TREASURER | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| LISA GOK | SECRETARY | 2301 ROSECRANS AVE, STE 5100 EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| GARY CHAFFIN | TAX OFFICER | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| JOSEPH NEARY | VICE PRESIDENT | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| DAVID VAN HAVERMAAT | ASSISTANT SECRETARY | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| JOSEPH NEARY | DIRECTOR | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| BRETT HARRISON | DIRECTOR | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| THOMAS TAYLOR | DIRECTOR | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Number | Name | File Date |
|---|---|---|
| 202332403670 | Application for Certificate of Withdrawal | 2023-04-05 |
| 202332316510 | Annual Report | 2023-04-04 |
| 202212961500 | Annual Report | 2022-03-16 |
| 202191076310 | Annual Report | 2021-02-13 |
| 202033869270 | Annual Report | 2020-02-06 |
| 201987107700 | Annual Report | 2019-02-20 |
| 201985409310 | Statement of Change of Registered/Resident Agent | 2019-01-29 |
| 201858319030 | Annual Report | 2018-02-14 |
| 201731206820 | Annual Report | 2017-01-31 |
| 201691655360 | Annual Report | 2016-02-02 |
Date of last update: 11 Oct 2024
Sources: Rhode Island Department of State
