| Name: | First Allied Advisory Services, Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Withdrawn |
| Date of Organization in Rhode Island: | 25 Jan 2007 (18 years ago) |
| Date of Dissolution: | 29 Dec 2020 (4 years ago) |
| Date of Status Change: | 29 Dec 2020 (4 years ago) |
| Identification Number: | 000161414 |
| Place of Formation: | DELAWARE |
| Principal Address: | 655 W BROADWAY 12TH FLOOR, SAN DIEGO, CA, 92101, USA |
| Mailing Address: | 200 N PACIFIC COAST HIGHWAY SUITE 1200, EL SEGUNDO, CA, 90245, USA |
| Purpose: | REGISTERED INVESTMENT ADVISOR OFFERING ASSET MANAGEMENT AND FEE-BASED PLANNING SERVICES |
| Historical names: |
First Advisors, Inc. |
NAICS
523930 Investment AdviceThis industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| MARK PAUL SHELSON | TREASURER | 400 1ST ST SOUTH ST CLOUD, MN 56301 USA |
| Name | Role | Address |
|---|---|---|
| STANLEY SMILEY | VICE PRESIDENT | 200 N SEPULVEDA BLVD EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| GREG OLSON | ASSISTANT SECRETARY | 200 N SEPULVEDA BLVD EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| BRETT HARRISON | DIRECTOR | 4600 S SYRACUSE ST DENVER, CO 80237 USA |
| JOSEPH NEARY | DIRECTOR | 200 N PACIFIC COAST HWY EL SEGUNDO, CA 90245 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2008-10-21 | First Advisors, Inc. | First Allied Advisory Services, Inc. |
| Number | Name | File Date |
|---|---|---|
| 202082986450 | Application for Certificate of Withdrawal | 2020-12-29 |
| 202034009620 | Annual Report | 2020-02-10 |
| 201987102930 | Annual Report | 2019-02-20 |
| 201985409770 | Statement of Change of Registered/Resident Agent | 2019-01-29 |
| 201858316660 | Annual Report | 2018-02-14 |
| 201731182160 | Annual Report | 2017-01-31 |
| 201691655720 | Annual Report | 2016-02-02 |
| 201585948020 | Statement of Change of Registered/Resident Agent | 2015-10-27 |
| 201556113750 | Annual Report | 2015-03-02 |
| 201436088280 | Annual Report | 2014-02-24 |
Date of last update: 10 Oct 2024
Sources: Rhode Island Department of State
