| Name: | FIRST ALLIED RETIREMENT SERVICES, INC. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Withdrawn |
| Date of Organization in Rhode Island: | 08 Feb 2016 (9 years ago) |
| Date of Dissolution: | 20 Jul 2023 (2 years ago) |
| Date of Status Change: | 20 Jul 2023 (2 years ago) |
| Identification Number: | 001660309 |
| Place of Formation: | CALIFORNIA |
| Principal Address: | 655 W BROADWAY 11TH FLOOR, SAN DIEGO, CA, 92101, USA |
| Mailing Address: | 2301 ROSECRANS AVENUE SUITE 5100 C/O CETERA FINANCIAL GROUP LEGAL DEPT, EL SEGUNDO, CA, 90245, USA |
| Purpose: | THIRD-PARTY ADMINISTRATIVE SERVICES |
| Fictitious names: |
CETERA RETIREMENT PLAN SPECIALISTS (trading name, 2016-04-28 - ) |
NAICS
523930 Investment AdviceThis industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| GUY HOCKER | PRESIDENT | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| KEITH SHORES | TREASURER | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| LISA GOK | SECRETARY | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| GARY CHAFFIN | TAX OFFICER | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| JOSEPH NEARY | VICE PRESIDENT | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| DAVID VAN HAVERMAAT | ASSISTANT SECRETARY | 2301 ROSECRANS AVE, STE 5100 EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| SHEILA WOELFEL | DIRECTOR | 2301 ROSECRANS AVE, STE 5100 EL SEGUNDO, CA 90245 USA |
| BRETT HARRISON | DIRECTOR | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| JON ANDERSON | DIRECTOR | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Number | Name | File Date |
|---|---|---|
| 202339641930 | Application for Certificate of Withdrawal | 2023-07-20 |
| 202332305190 | Annual Report | 2023-04-04 |
| 202212961870 | Annual Report - Amended | 2022-03-16 |
| 202212961050 | Annual Report | 2022-03-16 |
| 202191076400 | Annual Report | 2021-02-13 |
| 202034008740 | Annual Report | 2020-02-10 |
| 201987105210 | Annual Report | 2019-02-20 |
| 201879851650 | Statement of Change of Registered/Resident Agent | 2018-10-22 |
| 201858318420 | Annual Report | 2018-02-14 |
| 201731178280 | Annual Report | 2017-01-31 |
Date of last update: 26 Oct 2024
Sources: Rhode Island Department of State
