| Name: | FIRST ALLIED RETIREMENT SERVICES, INC. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Withdrawn |
| Date of Organization in Rhode Island: | 08 Feb 2016 (9 years ago) |
| Date of Dissolution: | 20 Jul 2023 (2 years ago) |
| Date of Status Change: | 20 Jul 2023 (2 years ago) |
| Identification Number: | 001660309 |
| Place of Formation: | CALIFORNIA |
| Principal Address: | 655 W BROADWAY 11TH FLOOR, SAN DIEGO, CA, 92101, USA |
| Mailing Address: | 2301 ROSECRANS AVENUE SUITE 5100 C/O CETERA FINANCIAL GROUP LEGAL DEPT, EL SEGUNDO, CA, 90245, USA |
| Purpose: | THIRD-PARTY ADMINISTRATIVE SERVICES |
| NAICS: | 523930 - Investment Advice |
| Fictitious names: |
CETERA RETIREMENT PLAN SPECIALISTS (trading name, 2016-04-28 - ) |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| GUY HOCKER | PRESIDENT | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| KEITH SHORES | TREASURER | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| LISA GOK | SECRETARY | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| GARY CHAFFIN | TAX OFFICER | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| JOSEPH NEARY | VICE PRESIDENT | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| DAVID VAN HAVERMAAT | ASSISTANT SECRETARY | 2301 ROSECRANS AVE, STE 5100 EL SEGUNDO, CA 90245 USA |
| Name | Role | Address |
|---|---|---|
| SHEILA WOELFEL | DIRECTOR | 2301 ROSECRANS AVE, STE 5100 EL SEGUNDO, CA 90245 USA |
| BRETT HARRISON | DIRECTOR | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| JON ANDERSON | DIRECTOR | 2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA |
| Number | Name | File Date |
|---|---|---|
| 202339641930 | Application for Certificate of Withdrawal | 2023-07-20 |
| 202332305190 | Annual Report | 2023-04-04 |
| 202212961870 | Annual Report - Amended | 2022-03-16 |
| 202212961050 | Annual Report | 2022-03-16 |
| 202191076400 | Annual Report | 2021-02-13 |
| 202034008740 | Annual Report | 2020-02-10 |
| 201987105210 | Annual Report | 2019-02-20 |
| 201879851650 | Statement of Change of Registered/Resident Agent | 2018-10-22 |
| 201858318420 | Annual Report | 2018-02-14 |
| 201731178280 | Annual Report | 2017-01-31 |
Date of last update: 26 Oct 2024
Sources: Rhode Island Department of State
