FIRST ALLIED RETIREMENT SERVICES, INC.

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Company Details

Name:	FIRST ALLIED RETIREMENT SERVICES, INC.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Withdrawn
Date of Organization in Rhode Island:	08 Feb 2016 (9 years ago)
Date of Dissolution:	20 Jul 2023 (2 years ago)
Date of Status Change:	20 Jul 2023 (2 years ago)
Identification Number:	001660309
Place of Formation:	CALIFORNIA
Purpose:	THIRD-PARTY ADMINISTRATIVE SERVICES
Fictitious names:	CETERA RETIREMENT PLAN SPECIALISTS (trading name, 2016-04-28 - )
Principal Address:	655 W BROADWAY 11TH FLOOR, SAN DIEGO, CA, 92101, USA
Mailing Address:	2301 ROSECRANS AVENUE SUITE 5100 C/O CETERA FINANCIAL GROUP LEGAL DEPT, EL SEGUNDO, CA, 90245, USA

Industry & Business Activity

NAICS

523930 Investment Advice

This industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	Agent	222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA

PRESIDENT

Name	Role	Address
GUY HOCKER	PRESIDENT	2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA

TREASURER

Name	Role	Address
KEITH SHORES	TREASURER	2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA

SECRETARY

Name	Role	Address
LISA GOK	SECRETARY	2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA

TAX OFFICER

Name	Role	Address
GARY CHAFFIN	TAX OFFICER	2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA

VICE PRESIDENT

Name	Role	Address
JOSEPH NEARY	VICE PRESIDENT	2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA

ASSISTANT SECRETARY

Name	Role	Address
DAVID VAN HAVERMAAT	ASSISTANT SECRETARY	2301 ROSECRANS AVE, STE 5100 EL SEGUNDO, CA 90245 USA

DIRECTOR

Name	Role	Address
SHEILA WOELFEL	DIRECTOR	2301 ROSECRANS AVE, STE 5100 EL SEGUNDO, CA 90245 USA
BRETT HARRISON	DIRECTOR	2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA
JON ANDERSON	DIRECTOR	2301 ROSECRANS AVE EL SEGUNDO, CA 90245 USA

Filings

Number	Name	File Date
202339641930	Application for Certificate of Withdrawal	2023-07-20
202332305190	Annual Report	2023-04-04
202212961870	Annual Report - Amended	2022-03-16
202212961050	Annual Report	2022-03-16
202191076400	Annual Report	2021-02-13

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Date of last update: 14 Jul 2025

Sources: Rhode Island Department of State