| Name: | Avantax Investment Services, Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 02 Sep 1997 (27 years ago) |
| Identification Number: | 000096643 |
| Place of Formation: | TEXAS |
| Principal Address: | 3200 OLYMPUS BLVD STE 100, COPPELL, TX, 75019, USA |
| Purpose: | SECURITIES SALES |
| NAICS: | 523120 - Securities Brokerage |
| Fictitious names: |
Avantax Investment Services (trading name, 2019-09-20 - ) |
| Historical names: |
H.D. Vest Investment Securities, Inc. |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| TODD MACKAY | PRESIDENT | 3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA |
| MICHAEL DURBIN | PRESIDENT | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| KEITH SHORES | TREASURER | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| TODD MACKAY | SECRETARY | 3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA |
| LISA GOK | SECRETARY | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| JEFFREY BUCHHEISTER | CFO | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| WINNIE LEE | ASSISTANT SECRETARY | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| DAVID VAN HAVERMAAT | ASSISTANT SECRETARY | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| MELISSA LONER | CHIEF COMPLIANCE OFFICER | 3200 OLYMPUS BLVD STE 100 DALLAS, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| CHRISTOPHER ROD | PRINCIPAL FINANCE OFFICER | 3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| GARY CHAFFIN | TAX OFFICER | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| JOSEPH NEARY | VICE PRESIDENT | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Name | Role | Address |
|---|---|---|
| TODD MACKAY | DIRECTOR | 3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA |
| MELISSA LONER | DIRECTOR | 3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA |
| CHRISTOPHER ROD | DIRECTOR | 3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2019-10-15 | H.D. Vest Investment Securities, Inc. | Avantax Investment Services, Inc. |
| Number | Name | File Date |
|---|---|---|
| 202444556370 | Annual Report | 2024-01-23 |
| 202327919430 | Annual Report | 2023-02-08 |
| 202209725630 | Annual Report | 2022-02-08 |
| 202196689010 | Annual Report | 2021-05-18 |
| 202036066450 | Annual Report | 2020-03-09 |
| 201924292830 | Application for Amended Certificate of Authority | 2019-10-15 |
| 201920900810 | Fictitious Business Name Statement | 2019-09-20 |
| 201988229050 | Annual Report | 2019-03-06 |
| 201859905980 | Annual Report | 2018-03-08 |
| 201738281280 | Annual Report - Amended | 2017-03-20 |
Date of last update: 08 Oct 2024
Sources: Rhode Island Department of State
