Avantax Investment Services, Inc.

Company Details

Name:	Avantax Investment Services, Inc.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Activ
Date of Organization in Rhode Island:	02 Sep 1997 (28 years ago)
Identification Number:	000096643
Place of Formation:	TEXAS
Purpose:	SECURITIES SALES
Fictitious names:	Avantax Investment Services (trading name, 2019-09-20 - )
Historical names:	H.D. Vest Investment Securities, Inc.
Principal Address:	3200 OLYMPUS BLVD STE 100, COPPELL, TX, 75019, USA

Industry & Business Activity

NAICS

523120 Securities Brokerage

This industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	Agent	222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA

TREASURER

Name	Role	Address
KEITH SHORES	TREASURER	3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA

SECRETARY

Name	Role	Address
LISA GOK	SECRETARY	3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA

TAX OFFICER

Name	Role	Address
GARY CHAFFIN	TAX OFFICER	3200 OLYMPUS BLVD, STE 100 COPPELL, TX 75019 USA

DIRECTOR

Name	Role	Address
TODD MACKAY	DIRECTOR	3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA
JOSEPH D. NEARY	DIRECTOR	3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA
LISA D. GOK	DIRECTOR	3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA

PRESIDENT

Name	Role	Address
ANDY WATTS	PRESIDENT	3200 OLYMPUS BLVD, STE 100 DALLAS, TX 75019 USA

Events

Type	Date	Old Value	New Value
Name Change	2019-10-15	H.D. Vest Investment Securities, Inc.	Avantax Investment Services, Inc.

Filings

Number	Name	File Date
202444556370	Annual Report	2024-01-23
202327919430	Annual Report	2023-02-08
202209725630	Annual Report	2022-02-08
202196689010	Annual Report	2021-05-18
202036066450	Annual Report	2020-03-09

Date of last update: 20 May 2025

Sources: Rhode Island Department of State