| Name: | CETERA FINANCIAL SPECIALISTS LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 30 Nov 2012 (12 years ago) |
| Identification Number: | 000794754 |
| Place of Formation: | DELAWARE |
| Principal Address: | 1450 AMERICAN LANE STE 600 6TH FL, SCHAUMBURG, IL, 60173, USA |
| Mailing Address: | 2301 ROSECRANS AVE STE 5100, EL SEGUNDO, CA, 90245, USA |
| Purpose: | SECURITES BROKER/DEALER |
| NAICS: | 523120 - Securities Brokerage |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| JOSEPH D. NEARY | MANAGER | 1450 AMERICAN LANE, SUITE 650 SCHAUMBURG, IL 60173 USA |
| THOMAS TAYLOR | MANAGER | 200 N PACIFIC COAST HWY, STE 1200 EL SEGUNDO, CA 90245 USA |
| Number | Name | File Date |
|---|---|---|
| 202452494950 | Annual Report | 2024-04-25 |
| 202332265340 | Annual Report | 2023-04-04 |
| 202212955860 | Annual Report | 2022-03-16 |
| 202104344990 | Annual Report | 2021-10-31 |
| 202199790920 | Amendment to Application for Registration | 2021-07-29 |
| 202070873340 | Annual Report | 2020-11-02 |
| 201926084550 | Annual Report | 2019-10-30 |
| 201880708310 | Annual Report | 2018-11-02 |
| 201879859520 | Statement of Change of Registered/Resident Agent | 2018-10-22 |
| 201751746500 | Annual Report | 2017-10-17 |
Date of last update: 17 Oct 2024
Sources: Rhode Island Department of State
