CETERA FINANCIAL SPECIALISTS LLC
| Name: | CETERA FINANCIAL SPECIALISTS LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 30 Nov 2012 (13 years ago) |
| Identification Number: | 000794754 |
| Place of Formation: | DELAWARE |
| Purpose: | BROKER-DEALER |
| Principal Address: |
1450 AMERICAN LANE STE 600 6TH FL, SCHAUMBURG, IL, 60173, USA
|
| Mailing Address: |
2301 ROSECRANS AVE STE 5100, EL SEGUNDO, CA, 90245, USA
|
NAICS
523120 Securities BrokerageThis industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| JOSEPH D. NEARY | MANAGER | 1450 AMERICAN LANE, SUITE 650 SCHAUMBURG, IL 60173 USA |
| THOMAS TAYLOR | MANAGER | 200 N PACIFIC COAST HWY, STE 1200 EL SEGUNDO, CA 90245 USA |
| Number | Name | File Date |
|---|---|---|
| 202452494950 | Annual Report | 2024-04-25 |
| 202332265340 | Annual Report | 2023-04-04 |
| 202212955860 | Annual Report | 2022-03-16 |
| 202104344990 | Annual Report | 2021-10-31 |
| 202199790920 | Amendment to Application for Registration | 2021-07-29 |
This company hasn't received any reviews.
Date of last update: 31 May 2025
Sources: Rhode Island Department of State