| Name: | UTC Financial Services USA, Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Domestic Profit Corporation |
| Status: | Dissolved |
| Date of Organization in Rhode Island: | 03 Sep 1992 (33 years ago) |
| Date of Dissolution: | 16 Oct 2024 (6 months ago) |
| Date of Status Change: | 16 Oct 2024 (6 months ago) |
| Identification Number: | 000069515 |
| Principal Address: | UTC FINANCIAL CENTER 82 INDEPENDENCE SQUARE, PORT OF SPAIN WEST INDIES, TTO |
| Purpose: | BROKER/DEALER OF SECURITIES |
| Historical names: |
PREMIER TRADING GROUP, INC. CHACONIA FINANCIAL SERVICES, INC. |
NAICS
523120 Securities BrokerageThis industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | UTC Financial Services USA, Inc., NEW YORK | 2583202 | NEW YORK |
| Headquarter of | UTC Financial Services USA, Inc., NEW YORK | 2781030 | NEW YORK |
| Headquarter of | UTC Financial Services USA, Inc., FLORIDA | F02000002847 | FLORIDA |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 0001168037 | C/O TRINIDAD AND TOBAGO UNIT TRUST CORPO, UTC FINANCIAL CENTRE, 82 INDEPENDENCE SQ, PORT OF SPAIN, 00000 | C/O TRINIDAD AND TOBAGO UNIT TRUST CORPO, UTC FINANCIAL CENTRE, 82 INDEPENDENCE SQ, PORT OF SPAIN, 00000 | 868-624-8648 #81 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2019-02-25 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-28
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2018-02-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-21
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2017-02-21 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-23
| Form type | X-17A-5/A |
| File number | 008-65202 |
| Filing date | 2015-03-23 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-03-09
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2015-03-09 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-27
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2012-02-27 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-10
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2009-03-10 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-04-10
| Form type | FOCUSN |
| File number | 008-65202 |
| Filing date | 2008-04-10 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-04-10
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2008-04-10 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-28
| Form type | FOCUSN |
| File number | 008-65202 |
| Filing date | 2007-02-28 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-28
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2007-02-28 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-11-21
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2006-11-21 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-11-21
| Form type | FOCUSN |
| File number | 008-65202 |
| Filing date | 2006-11-21 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-22
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2005-02-22 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-02-22
| Form type | FOCUSN |
| File number | 008-65202 |
| Filing date | 2005-02-22 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-06-26
| Form type | X-17A-5 |
| File number | 008-65202 |
| Filing date | 2003-06-26 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-02-28
| Form type | FOCUSN |
| File number | 008-65202 |
| Filing date | 2003-02-28 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-18
| Form type | REG-NR |
| File number | 008-65202 |
| Filing date | 2002-03-18 |
| File | View File |
Filings since 2002-03-18
| Form type | 8-M |
| File number | 008-65202 |
| Filing date | 2002-03-18 |
| File | View File |
| Name | Role | Address |
|---|---|---|
| CT CORPORATION SYSTEM | Agent | 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA |
| Name | Role | Address |
|---|---|---|
| SHERWIN GILL | VICE PRESIDENT | UTC FINANCIAL CENTER, 82 INDEPENDENCE SQUARE PORT OF SPAIN, WEST INDIES, TTO |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2008-02-01 | CHACONIA FINANCIAL SERVICES, INC. | UTC Financial Services USA, Inc. |
| Name Change | 2001-08-10 | PREMIER TRADING GROUP, INC. | CHACONIA FINANCIAL SERVICES, INC. |
| Number | Name | File Date |
|---|---|---|
| 202082828110 | Revocation Certificate For Failure to File the Annual Report for the Year | 2020-12-30 |
| 202054979260 | Revocation Notice For Failure to File An Annual Report | 2020-09-16 |
| 201983744080 | Annual Report | 2019-01-04 |
| 201859252930 | Annual Report | 2018-02-27 |
| 201731345510 | Annual Report | 2017-02-02 |
| 201693513190 | Annual Report | 2016-03-01 |
| 201555701750 | Annual Report | 2015-02-25 |
| 201436512640 | Annual Report | 2014-02-28 |
| 201324145510 | Statement of Change of Registered/Resident Agent Office | 2013-06-17 |
| 201313101240 | Annual Report | 2013-02-28 |
Date of last update: 08 Apr 2025
Sources: Rhode Island Department of State
