Principal Management Corporation

Company Details

Name:	Principal Management Corporation
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Withdrawn
Date of Organization in Rhode Island:	15 Jun 1988 (37 years ago)
Date of Dissolution:	18 Mar 2019 (6 years ago)
Date of Status Change:	18 Mar 2019 (6 years ago)
Identification Number:	000047314
Place of Formation:	IOWA
Principal Address:	ATTN: SHIRLEY HOLLISTER G-007-S45 711 HIGH STREET, DES MOINES, IA, 50392-0306, USA
Mailing Address:	711 HIGH STREET, DES MOINES, IA, 50392, USA
Purpose:	INVESTMENT ADVISOR
Historical names:	PRINCIPAL MANAGEMENT, INC. PRINCOR MANAGEMENT CORPORATION

Industry & Business Activity

NAICS

523930 Investment Advice

This industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	Agent	222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA

PRESIDENT

Name	Role	Address
MICHAEL J BEER	PRESIDENT	711 HIGH STREET DES MOINES, IA 50392 USA

TREASURER

Name	Role	Address
GINA L GRAHAM	TREASURER	711 HIGH STREET DES MOINES, IA 50392 USA

CIO

Name	Role	Address
BRIAN S NESS	CIO	711 HIGH STREET DES MOINES, IA 50392 USA

SVP/CHIEF OPERATING OFFICER

Name	Role	Address
TRACY W BOLLIN	SVP/CHIEF OPERATING OFFICER	711 HIGH STREET DES MOINES, IA 50392 USA

EVP

Name	Role	Address
JULIA M LAWLER	EVP	711 HIGH STREET DES MOINES, IA 50392 USA

VICE PRESIDENT

Name	Role	Address
LAYNE A RASSMUSSEN	VICE PRESIDENT	711 HIGH STREET DES MOINES, IA 50392 USA
TERI ROOT	VICE PRESIDENT	711 HIGH STREET DES MOINES, IA 50392 USA
KELLY A GROSSMAN	VICE PRESIDENT	711 HIGH STREET DES MOINES, IA 50392 USA

SVP

Name	Role	Address
RANDY L WELCH	SVP	711 HIGH STREET DES MOINES, IA 50392 USA

ASST GENERAL COUNSEL/ASST SECRETARY

Name	Role	Address
STEPHEN G GALLAHER	ASST GENERAL COUNSEL/ASST SECRETARY	711 HIGH STREET DES MOINES, IA 50392 USA

EVP/GENERAL COUNSEL/SECRETARY

Name	Role	Address
KAREN E SHAFF	EVP/GENERAL COUNSEL/SECRETARY	711 HIGH STREET DES MOINES, IA 50392 USA

ASSISTANT GENERAL COUNSEL

Name	Role	Address
PATRICK A KIRCHNER	ASSISTANT GENERAL COUNSEL	711 HIGH STREET DES MOINES, IA 50392-0306 USA

AVP/TREASURY

Name	Role	Address
DAN L WESTHOLM	AVP/TREASURY	711 HIGH STREET DES MOINES, IA 50392 USA

CHIEF FINANCIAL OFFICER

Name	Role	Address
MICHAEL SCHOLTEN	CHIEF FINANCIAL OFFICER	711 HIGH STREET DES MOINES, IA 50392 USA

COUNSEL

Name	Role	Address
ADAM U SHAIKH	COUNSEL	711 HIGH STREET DES MOINES, IA 50392 USA

DIRECTOR

Name	Role	Address
KAREN E SHAFF	DIRECTOR	711 HIGH STREET DES MOINES, IA 50392 USA
JAMES P MCCAUGHAN	DIRECTOR	711 HIGH STREET DES MOINES, IA 50392 USA
MICHAEL J BEER	DIRECTOR	711 HIGH STREET DES MOINES, IA 50392-0306 USA
TRACY W BOLLIN	DIRECTOR	711 HIGH STREET DES MOINES, IA 50392 USA

Events

Type	Date	Old Value	New Value
Name Change	1998-03-18	PRINCOR MANAGEMENT CORPORATION	Principal Management Corporation
Name Change	1990-08-20	PRINCIPAL MANAGEMENT, INC.	PRINCOR MANAGEMENT CORPORATION

Filings

Number	Name	File Date
201988802910	Application for Certificate of Withdrawal	2019-03-18
201988009850	Annual Report	2019-03-01
201859513590	Annual Report	2018-03-01
201735213220	Annual Report	2017-03-01
201693383630	Annual Report	2016-02-29
201555778680	Annual Report	2015-02-26
201436328520	Annual Report	2014-02-27
201311563220	Annual Report	2013-02-14
201290206080	Annual Report	2012-02-27
201175542270	Annual Report	2011-02-24
201058893060	Annual Report	2010-02-23
200943019390	Annual Report	2009-02-26
200807222410	Annual Report	2008-02-25
201881096010	Statement of Change of Registered/Resident Agent	2005-03-28
201881095860	Annual Reports - Prior to 2006	2005-02-17
201881096650	Statement of Change of Registered/Resident Agent Office	1999-10-13
201881096740	Application for Amended Certificate of Authority	1998-03-18
201881096920	Application for Amended Certificate of Authority	1990-08-20
201881097170	Application for Certificate of Authority	1988-06-15

Date of last update: 07 Apr 2025

Sources: Rhode Island Department of State