Menu
Search icon
  1. Home Page
    2. ›
  2. Counties
    3. ›
  3. Washington County
    4. ›
  4. 02891
    5. ›
  5. NEW ENGLAND PROFESSIONAL PLANNING GROUP, INC.

NEW ENGLAND PROFESSIONAL PLANNING GROUP, INC.

Company Details

Name: NEW ENGLAND PROFESSIONAL PLANNING GROUP, INC.
Jurisdiction: Rhode Island
Entity type: Domestic Profit Corporation
Status: Activ
Date of Organization in Rhode Island: 23 Jun 1988 (37 years ago)
Identification Number: 000047688
ZIP code: 02891
County: Washington County
Principal Address: 9 GRANITE STREET, WESTERLY, RI, 02891, USA
Purpose: FINANCIAL PLANNING

Industry & Business Activity

NAICS

523930 Investment Advice

This industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau

Companies doing Investment advice

Central Index Key

CIK number Mailing Address Business Address Phone
1540867 9 GRANITE STREET, WESTERLY, RI, 02891 9 GRANITE STREET, WESTERLY, RI, 02891 401-596-2800

Filings since 2024-10-09
Form type 13F-HR
File number 028-16464
Filing date 2024-10-09
Reporting date 2024-09-30
File View File

Filings since 2024-08-01
Form type N-PX
File number 028-16464
Filing date 2024-08-01
Reporting date 2024-06-30
File View File

Filings since 2024-08-01
Form type 13F-HR
File number 028-16464
Filing date 2024-08-01
Reporting date 2024-06-30
File View File

Filings since 2024-04-12
Form type 13F-HR
File number 028-16464
Filing date 2024-04-12
Reporting date 2024-03-31
File View File

Filings since 2024-01-10
Form type 13F-HR
File number 028-16464
Filing date 2024-01-10
Reporting date 2023-12-31
File View File

Filings since 2023-10-11
Form type 13F-HR
File number 028-16464
Filing date 2023-10-11
Reporting date 2023-09-30
File View File

Filings since 2023-07-20
Form type 13F-HR
File number 028-16464
Filing date 2023-07-20
Reporting date 2023-06-30
File View File

Filings since 2023-04-20
Form type 13F-HR
File number 028-16464
Filing date 2023-04-20
Reporting date 2023-03-31
File View File

Filings since 2023-01-13
Form type 13F-HR
File number 028-16464
Filing date 2023-01-13
Reporting date 2022-12-31
File View File

Filings since 2022-10-26
Form type 13F-HR
File number 028-16464
Filing date 2022-10-26
Reporting date 2022-09-30
File View File

Filings since 2022-07-13
Form type 13F-HR
File number 028-16464
Filing date 2022-07-13
Reporting date 2022-06-30
File View File

Filings since 2022-04-21
Form type 13F-HR/A
File number 028-16464
Filing date 2022-04-21
Reporting date 2022-03-31
File View File

Filings since 2022-04-14
Form type 13F-HR
File number 028-16464
Filing date 2022-04-14
Reporting date 2022-03-31
File View File

Filings since 2022-02-04
Form type 13F-HR
File number 028-16464
Filing date 2022-02-04
Reporting date 2021-12-31
File View File

Filings since 2021-11-05
Form type 13F-HR
File number 028-16464
Filing date 2021-11-05
Reporting date 2021-09-30
File View File

Filings since 2021-08-16
Form type 13F-HR
File number 028-16464
Filing date 2021-08-16
Reporting date 2021-06-30
File View File

Filings since 2021-05-10
Form type 13F-HR
File number 028-16464
Filing date 2021-05-10
Reporting date 2021-03-31
File View File

Filings since 2021-01-29
Form type 13F-HR
File number 028-16464
Filing date 2021-01-29
Reporting date 2020-12-31
File View File

Filings since 2020-11-12
Form type 13F-HR
File number 028-16464
Filing date 2020-11-12
Reporting date 2020-09-30
File View File

Filings since 2020-08-13
Form type 13F-HR
File number 028-16464
Filing date 2020-08-13
Reporting date 2020-06-30
File View File

Filings since 2020-05-12
Form type 13F-HR
File number 028-16464
Filing date 2020-05-12
Reporting date 2020-03-31
File View File

Filings since 2020-01-15
Form type 13F-HR
File number 028-16464
Filing date 2020-01-15
Reporting date 2019-12-31
File View File

Filings since 2018-11-07
Form type 13F-HR
File number 028-16464
Filing date 2018-11-07
Reporting date 2018-09-30
File View File

Filings since 2018-08-10
Form type 13F-HR
File number 028-16464
Filing date 2018-08-10
Reporting date 2018-06-30
File View File

Filings since 2018-05-02
Form type 13F-HR
File number 028-16464
Filing date 2018-05-02
Reporting date 2018-03-31
File View File

Filings since 2018-02-13
Form type 13F-HR
File number 028-16464
Filing date 2018-02-13
Reporting date 2017-12-31
File View File

Filings since 2016-07-28
Form type 13F-HR
File number 028-16464
Filing date 2016-07-28
Reporting date 2016-06-30
File View File

Filings since 2016-05-13
Form type 13F-HR/A
File number 028-16464
Filing date 2016-05-13
Reporting date 2016-03-31
File View File

Filings since 2016-05-10
Form type 13F-HR
File number 028-16464
Filing date 2016-05-10
Reporting date 2016-03-31
File View File

Filings since 2016-02-16
Form type 13F-HR
File number 028-16464
Filing date 2016-02-16
Reporting date 2015-12-31
File View File

Filings since 2015-11-10
Form type 13F-HR
File number 028-16464
Filing date 2015-11-10
Reporting date 2015-09-30
File View File

Filings since 2015-08-13
Form type 13F-HR
File number 028-16464
Filing date 2015-08-13
Reporting date 2015-06-30
File View File

Filings since 2015-05-19
Form type 13F-HR
File number 028-16464
Filing date 2015-05-19
Reporting date 2015-03-31
File View File

Filings since 2015-02-11
Form type 13F-HR
File number 028-16464
Filing date 2015-02-11
Reporting date 2014-12-31
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NEW ENGLAND PROFESSIONAL PLANNING GROUP 401K PLAN 2023 050451292 2024-10-02 NEW ENGLAND PROFESSIONAL PLANNING GROUP, INC. 19
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891
NEW ENGLAND PROFESSIONAL PLANNING GROUP 401K PLAN 2022 050451292 2023-06-30 NEW ENGLAND PROFESSIONAL PLANNING GROUP, INC. 19
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891
NEW ENGLAND PROFESSIONAL PLANNING GROUP 401K PLAN 2021 050451292 2022-07-28 NEW ENGLAND PROFESSIONAL PLANNING GROUP, INC. 16
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891
NEW ENGLAND PROFESSIONAL PLANNING GROUP 401K PLAN 2020 050451292 2021-10-04 NEW ENGLAND PROFESSIONAL PLANNING GROUP, INC. 15
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891
PROFESSIONAL PLANNING GROUP PROFIT SHARING PLAN AND TRUST 2019 050451292 2020-05-21 NEW ENGLAND PROFESSIONAL PLANNING GROUP 16
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891

Signature of
Role Plan administrator
Date 2020-05-21
Name of individual signing MALCOLM MAKIN
Valid signature Filed with authorized/valid electronic signature
PROFESSIONAL PLANNING GROUP PROFIT SHARING PLAN AND TRUST 2018 050451292 2019-09-23 NEW ENGLAND PROFESSIONAL PLANNING GROUP 15
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891

Signature of
Role Plan administrator
Date 2019-09-23
Name of individual signing MALCOLM MAKIN
Valid signature Filed with authorized/valid electronic signature
PROFESSIONAL PLANNING GROUP PROFIT SHARING PLAN AND TRUST 2017 050451292 2018-09-19 NEW ENGLAND PROFESSIONAL PLANNING GROUP 15
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891

Signature of
Role Plan administrator
Date 2018-09-19
Name of individual signing MALCOLM MAKIN
Valid signature Filed with authorized/valid electronic signature
PROFESSIONAL PLANNING GROUP PROFIT SHARING PLAN AND TRUST 2016 050451292 2017-09-25 NEW ENGLAND PROFESSIONAL PLANNING GROUP 15
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891

Signature of
Role Plan administrator
Date 2017-09-25
Name of individual signing MALCOLM MAKIN
Valid signature Filed with authorized/valid electronic signature
PROFESSIONAL PLANNING GROUP PROFIT SHARING PLAN AND TRUST 2015 050451292 2016-09-22 NEW ENGLAND PROFESSIONAL PLANNING GROUP 14
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891

Signature of
Role Plan administrator
Date 2016-09-22
Name of individual signing MALCOLM MAKIN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-09-22
Name of individual signing MALCOLM MAKIN
Valid signature Filed with authorized/valid electronic signature
PROFESSIONAL PLANNING GROUP PROFIT SHARING PLAN AND TRUST 2014 050451292 2015-08-17 NEW ENGLAND PROFESSIONAL PLANNING GROUP, INC. 13
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891

Signature of
Role Plan administrator
Date 2015-08-17
Name of individual signing MALCOLM MAKIN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-08-17
Name of individual signing MALCOLM MAKIN
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/09/10/20140910083943P030010648789001.pdf
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891

Signature of
Role Plan administrator
Date 2014-09-10
Name of individual signing MALCOLM A. MAKIN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-09-10
Name of individual signing MALCOLM A. MAKIN
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/07/15/20130715155320P030109317669001.pdf
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891

Signature of
Role Plan administrator
Date 2013-07-15
Name of individual signing MALCOLM A. MAKIN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-07-15
Name of individual signing MALCOLM A. MAKIN
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/07/16/20120716161756P030005904914001.pdf
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891

Plan administrator’s name and address
Administrator’s EIN 050451292
Plan administrator’s name NEW ENGLAND PROFESSIONAL PLANNING GROUP, INC.
Plan administrator’s address 9 GRANITE STREET, WESTERLY, RI, 02891
Administrator’s telephone number 4015962800

Signature of
Role Plan administrator
Date 2012-07-16
Name of individual signing MALCOLM A. MAKIN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-07-16
Name of individual signing MALCOLM A. MAKIN
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/07/28/20110728123621P040105104881001.pdf
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891

Plan administrator’s name and address
Administrator’s EIN 050451292
Plan administrator’s name NEW ENGLAND PROFESSIONAL PLANNING GROUP, INC.
Plan administrator’s address 9 GRANITE STREET, WESTERLY, RI, 02891
Administrator’s telephone number 4015962800

Signature of
Role Plan administrator
Date 2011-07-28
Name of individual signing MALCOLM A. MAKIN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-07-28
Name of individual signing MALCOLM A. MAKIN
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/09/15/20100915123350P030171459858001.pdf
Three-digit plan number (PN) 002
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 4015962800
Plan sponsor’s address 9 GRANITE STREET, WESTERLY, RI, 02891

Plan administrator’s name and address
Administrator’s EIN 050451292
Plan administrator’s name NEW ENGLAND PROFESSIONAL PLANNING GROUP, INC.
Plan administrator’s address 9 GRANITE STREET, WESTERLY, RI, 02891
Administrator’s telephone number 4015962800

Signature of
Role Plan administrator
Date 2010-09-15
Name of individual signing MALCOLM MAKIN
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
MATTHEW L. LEWISS Agent 79 FRANKLIN STREET, WESTERLY, RI, 02891, USA

TREASURER

Name Role Address
MALCOLM A. MAKIN TREASURER 9 GRANITE STREET WESTERLY, RI 02891 USA

SECRETARY

Name Role Address
MALCOLM A. MAKIN SECRETARY 9 GRANITE STREET WESTERLY, RI 02891 USA

PRESIDENT

Name Role Address
MALCOLM A MAKIN PRESIDENT 9 GRANITE STREET WESTERLY, RI 02891 USA

DIRECTOR

Name Role Address
MALCOLM A. MAKIN DIRECTOR 9 GRANITE STREET WESTERLY, RI 02891 USA

Filings

Number Name File Date
202454361890 Annual Report 2024-05-15
202443831450 Articles of Amendment 2024-01-08
202331004580 Annual Report 2023-03-16
202212739280 Annual Report 2022-03-14
202188985960 Annual Report 2021-02-01
202035680990 Annual Report 2020-02-28
201986192770 Annual Report 2019-02-07
201856365480 Annual Report 2018-01-18
201734931990 Annual Report 2017-02-24
201692669140 Annual Report 2016-02-18

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
9147957003 2020-04-09 0165 PPP 9 GRANITE ST, WESTERLY, RI, 02891-2207
Loan Status Date 2021-01-16
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 326570
Loan Approval Amount (current) 326570
Undisbursed Amount 0
Franchise Name -
Lender Location ID 65777
Servicing Lender Name The Washington Trust Company of Westerly
Servicing Lender Address 23 Broad St, WESTERLY, RI, 02891-1879
Rural or Urban Indicator R
Hubzone Y
LMI Y
Business Age Description Existing or more than 2 years old
Project Address WESTERLY, WASHINGTON, RI, 02891-2207
Project Congressional District RI-02
Number of Employees 18
NAICS code 523930
Borrower Race Unanswered
Borrower Ethnicity Not Hispanic or Latino
Business Type Corporation
Originating Lender ID 65777
Originating Lender Name The Washington Trust Company of Westerly
Originating Lender Address WESTERLY, RI
Gender Male Owned
Veteran Unanswered
Forgiveness Amount 328592.92
Forgiveness Paid Date 2020-12-02

Related by officers

MATTHEW L. LEWISS

A. E. M., Inc. ADVENTURE UNLIMITED, INC. F.A. SOARES CONSTRUCTION, INC. ATLANTIC BEACH PARK, INC. WALT BURDICK, INC. C. & W. BUILDING MOVERS, INC. A CHILD'S GARDEN, INC. COUNTRY HARDWARE, INC. Anthony C. DiMaio, D.D.S., Inc. ANTONIO J. MATTERO, D.D. S.,INC.

Related by address

9 GRANITE STREET, WESTERLY, RI, 02891, USA

9 GRANITE STREET, LLC

Date of last update: 07 Apr 2025

Sources: Rhode Island Department of State

Privacy policy Policy
About us About us
Contacts Contact us

© 2025 riorgs.com, Part of Big Data Integrated