NAICS
523930 Investment AdviceThis industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau
Name | Role | Address |
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JAMES H. HAHN, ESQ. | Agent | 40 WESTMINSTER STREET SUITE 1100, PROVIDENCE, RI, 02903, USA |
Name | Role | Address |
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JOHN H. MULLEN | PRESIDENT | 21 MORRA WAY RUMFORD, RI 02916 USA |
Name | Role | Address |
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CHARLES B. PARSONS | TREASURER | 345 N. FRANKLIN ST. DENVER, CO 80218 USA |
Name | Role | Address |
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JOHN B. TREVOR IV | SECRETARY | 99 ALUMNI AVENUE PROVIDENCE, RI 02906 USA |
Name | Role | Address |
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ROBERT W. PARSONS | DIRECTOR | 11830 SE LAUREL LANE HOBE SOUND, FL 33455 USA |
JOHN GEDDES PARSONS | DIRECTOR | 4 PALM TRAIL HOBE SOUND, FL 33455 USA |
PETER M. HUNT | DIRECTOR | 8 COOKE STREETE PROVIDENCE, RI 02906 USA |
DAVID VON HEMERT | DIRECTOR | 322 BENEFIT STREET PROVIDENCE, RI 02903 USA |
RUTH K. MULLEN | DIRECTOR | 2200 S OCEAN BLVD. #804 DELRAY BEACH, FL 33483 USA |
EDWIN G. FISCHER JR. | DIRECTOR | 1 OCEAN HEIGHTS ROAD NEWPORT, RI 02840 USA |
Number | Name | File Date |
---|---|---|
202454308020 | Annual Report | 2024-05-14 |
202329710260 | Annual Report | 2023-03-01 |
202209900000 | Annual Report | 2022-02-09 |
202192716710 | Annual Report | 2021-02-24 |
202036953020 | Annual Report | 2020-03-30 |
The Uniform Commercial Code (UCC) is a comprehensive set of laws governing all commercial transactions in the United States.
A UCC filing is a public notice of a secured transaction. A financing statement indicates a commercial agreement between a debtor and a
secured party.
Date of last update: 19 May 2025
Sources: Rhode Island Department of State