| Name: | PRINCIPAL SECURITIES, INC. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 29 Dec 1969 (55 years ago) |
| Identification Number: | 000020820 |
| Place of Formation: | IOWA |
| Principal Address: | 655 9TH STREET, DES MOINES, IA, 50309, USA |
| Purpose: | ACTS AS A REGISTERED BROKER DEALER |
| NAICS: | 523930 - Investment Advice |
| Historical names: |
BLC Equity Services Corporation PRINCIPAL FINANCIAL SERVICES CORPORATION PRINCOR FINANCIAL SERVICES CORPORATION |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| MICHAEL F. MURRAY | PRESIDENT | 655 9TH STRMICHAEL EET DES MOINES, IA 50309 USA |
| Name | Role | Address |
|---|---|---|
| GINA L. GRAHAM | TREASURER | 655 9TH STREET DES MOINES, IA 50309 USA |
| Name | Role | Address |
|---|---|---|
| MITCH G. NASS | SECRETARY | 655 9TH STREET DES MOINES, IA 50309 USA |
| Name | Role | Address |
|---|---|---|
| CHRISTOPHER KOLE AGBE-DAVIES | VICE PRESIDENT | 655 9TH STREET DES MOINES, IA 50309 USA |
| Name | Role | Address |
|---|---|---|
| CHRISTOPHER KOLE AGBE-DAVIES | ASSISTANT SECRETARY | 655 9TH STREET DES MOINES, IA 50309 USA |
| Name | Role | Address |
|---|---|---|
| MICHAEL F. MURRAY | DIRECTOR | 655 9TH STREET DES MOINES, IA 50309 USA |
| AMY C. FRIEDRICH | DIRECTOR | 655 9TH STREET DES MOINES, IA 50309 USA |
| KENNETH A. MCCULLUM | DIRECTOR | 655 9TH STREET DES MOINES, IA 50309 USA |
| DEANNA D. STRABLE-SOETHOUT | DIRECTOR | 655 9TH STREET DES MOINES, IA 50309 USA |
| A. SHEA TREADWAY | DIRECTOR | 655 9TH STREET DES MOINES, IA 50309 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2016-09-06 | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. |
| Name Change | 1986-12-01 | PRINCIPAL FINANCIAL SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION |
| Name Change | 1986-04-03 | BLC Equity Services Corporation | PRINCIPAL FINANCIAL SERVICES CORPORATION |
| Number | Name | File Date |
|---|---|---|
| 202452645730 | Annual Report | 2024-04-25 |
| 202339997000 | Annual Report | 2023-07-31 |
| 202337990940 | Revocation Notice For Failure to File An Annual Report | 2023-06-19 |
| 202216288180 | Annual Report | 2022-04-29 |
| 202191447570 | Annual Report | 2021-02-16 |
| 202035621830 | Annual Report | 2020-03-01 |
| 201987955040 | Annual Report | 2019-03-01 |
| 201859505270 | Annual Report | 2018-03-01 |
| 201735207300 | Annual Report | 2017-03-01 |
| 201608451520 | Application for Amended Certificate of Authority | 2016-09-06 |
Date of last update: 06 Oct 2024
Sources: Rhode Island Department of State
