| Name: | PRINCIPAL SECURITIES, INC. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 29 Dec 1969 (55 years ago) |
| Identification Number: | 000020820 |
| Place of Formation: | IOWA |
| Principal Address: | 655 9TH STREET, DES MOINES, IA, 50309, USA |
| Purpose: | ACTS AS A REGISTERED BROKER DEALER |
| Historical names: |
BLC Equity Services Corporation PRINCIPAL FINANCIAL SERVICES CORPORATION PRINCOR FINANCIAL SERVICES CORPORATION |
NAICS
523930 Investment AdviceThis industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| MICHAEL F. MURRAY | PRESIDENT | 655 9TH STRMICHAEL EET DES MOINES, IA 50309 USA |
| Name | Role | Address |
|---|---|---|
| GINA L. GRAHAM | TREASURER | 655 9TH STREET DES MOINES, IA 50309 USA |
| Name | Role | Address |
|---|---|---|
| MITCH G. NASS | SECRETARY | 655 9TH STREET DES MOINES, IA 50309 USA |
| Name | Role | Address |
|---|---|---|
| CHRISTOPHER KOLE AGBE-DAVIES | VICE PRESIDENT | 655 9TH STREET DES MOINES, IA 50309 USA |
| Name | Role | Address |
|---|---|---|
| CHRISTOPHER KOLE AGBE-DAVIES | ASSISTANT SECRETARY | 655 9TH STREET DES MOINES, IA 50309 USA |
| Name | Role | Address |
|---|---|---|
| MICHAEL F. MURRAY | DIRECTOR | 655 9TH STREET DES MOINES, IA 50309 USA |
| AMY C. FRIEDRICH | DIRECTOR | 655 9TH STREET DES MOINES, IA 50309 USA |
| KENNETH A. MCCULLUM | DIRECTOR | 655 9TH STREET DES MOINES, IA 50309 USA |
| DEANNA D. STRABLE-SOETHOUT | DIRECTOR | 655 9TH STREET DES MOINES, IA 50309 USA |
| A. SHEA TREADWAY | DIRECTOR | 655 9TH STREET DES MOINES, IA 50309 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2016-09-06 | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. |
| Name Change | 1986-12-01 | PRINCIPAL FINANCIAL SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION |
| Name Change | 1986-04-03 | BLC Equity Services Corporation | PRINCIPAL FINANCIAL SERVICES CORPORATION |
| Number | Name | File Date |
|---|---|---|
| 202452645730 | Annual Report | 2024-04-25 |
| 202339997000 | Annual Report | 2023-07-31 |
| 202337990940 | Revocation Notice For Failure to File An Annual Report | 2023-06-19 |
| 202216288180 | Annual Report | 2022-04-29 |
| 202191447570 | Annual Report | 2021-02-16 |
| 202035621830 | Annual Report | 2020-03-01 |
| 201987955040 | Annual Report | 2019-03-01 |
| 201859505270 | Annual Report | 2018-03-01 |
| 201735207300 | Annual Report | 2017-03-01 |
| 201608451520 | Application for Amended Certificate of Authority | 2016-09-06 |
Date of last update: 06 Apr 2025
Sources: Rhode Island Department of State
