Rothschild & Co US Inc.

Company Details

Name:	Rothschild & Co US Inc.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Activ
Date of Organization in Rhode Island:	24 Oct 1983 (42 years ago)
Identification Number:	000023473
Place of Formation:	DELAWARE
Purpose:	BROKER DEALER ENGAGED IN INVESTMENT BANKING CAPITAL MARKETS AND FINANCIAL ADVISORY SERVICES
Historical names:	Rothschild Inc.
Principal Address:	1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA

Industry & Business Activity

NAICS

523110 Investment Banking and Securities Dealing

This industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
US CORPORATION COMPANY	Agent	222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA

SECRETARY

Name	Role	Address
JOHN M. CARROLL	SECRETARY	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA

CFO

Name	Role	Address
TRACY FIELDMAN	CFO	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA

COO

Name	Role	Address
TRACY FIELDMAN	COO	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA

VICE PRESIDENT

Name	Role	Address
DANIEL FLANARY	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
DAVID ADLER	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ROGELIO CANALES	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ROLF ARNOLD	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
SCOTT KRONISH	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
STEVE WAEGHE	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ALAN XU	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ALBERT BLANKENSHIP	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
DAVID KINZLER	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
DOMENICO FORTUNA	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
GERALD LAURENCEAU	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
HO YOUNG KIM	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ANDREW SALAMONE	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ANDREW SMITH	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
BENJAMIN GOLDENBERG	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
BERFIN ULUDOGAN	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
BRIAN LEE	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ANTOINE BASSOUL	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
BRIAN REGAN	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
CHARLES HUYGHUES-DESPOINTES	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
CHARLES SWARTZ	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JARROD BURKE	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JEFFREY TSENG	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JENNIFER DING	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JOHN HEIDENREICH	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JOHN KANG	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JOSEPH O	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JULIEN DURAND	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
KEITH KNOBELAUCH	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
KEVIN LUCZAK	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
SUNEET SINGH	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
WILL DUNGER	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ZACHARY DUKOFF	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MACY LIVINGSTON	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MICHAEL BERRY	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
NIC SOUPRE	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ROBERT SMITH	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ROBERT TALCOTT	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ANDREW MORLEY	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MO SADIQ	VICE PRESIDENT	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MISCHA BEUMER	VICE PRESIDENT	1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA

DIRECTOR

Name	Role	Address
KATHRYN TAYLOR	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
KERRY DOLCIMASCOLO	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
LIONEL BLACHE	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MATTHEW MYNN	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MICHAEL SUTTER	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
PAMELA HOLLAND	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
RYAN OXLEY	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
TREVOR JONES	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
TYLER LEUNG	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
VICTOR D'AGATA	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
AASHIS MEHTA	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ADAM REEDER	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ALEKSEJ MOSER	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ALEX MIRONOW	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ANDREW YEARLEY	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
BOB BERRY	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JUSTIN KISH	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
KENNETH SURJADINATA	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
LEONARDO LEBRUN	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MARCELO MESSER	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
STEPHEN ANTINELLI	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
SUMNER FARREN	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
TIMOTHY HOTCHANDANI	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
EDYSE VOGEL	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ERIC HIRSCHFIELD	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ERIN FAHERTY	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
FRANK LONDON	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
GRANT DRAGAN	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
GREG HAN	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JAIME ARRASTIA	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JAMES BEN	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JIMMY BONNEAU	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JONATHAN HERBST	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JOHN GRAUSE	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JOHN M. CARROLL	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
SANG SHIN	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
SARA COYLE	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
SARAH SLAOUI	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
SID MEHTA	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
SIDDHARTH HARIHARAN	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MICHAEL SPELLER	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MICHAEL WILCHECK	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
PATRICK MASTAN	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ROBERT BERGER	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
RYAN GRISWOLD	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MARK CONNELLY	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MATTHEW CHOU	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MATTHEW O’DONNELL	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MICHAEL BUCHBINDER	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MICHAEL OSTOW	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MICHAEL POERSCHKE	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
CHARLES DELO	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
COLIN CROPPER	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
DAVID BARON	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
DAVID MELL	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
JAMES NEISSA	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ALEX ILG	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ARTHUR SUNDRY	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
CARLOS TAKANO DE ARAUJO	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
CHRISTA SCHACKERT	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
DANIEL HYAMS	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
STEVEN LIPMAN	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
HUGO DRYLAND	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
PAUL KLEPETKO	DIRECTOR	12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA

Events

Type	Date	Old Value	New Value
Name Change	2018-12-05	Rothschild Inc.	Rothschild & Co US Inc.

Filings

Number	Name	File Date
202453683560	Annual Report	2024-05-01
202335089330	Annual Report	2023-05-02
202216904080	Annual Report	2022-05-05
202192607360	Annual Report	2021-02-23
202032249820	Annual Report	2020-01-14

Date of last update: 17 May 2025

Sources: Rhode Island Department of State