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Rothschild & Co US Inc.

Company Details

Name: Rothschild & Co US Inc.
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Activ
Date of Organization in Rhode Island: 24 Oct 1983 (41 years ago)
Identification Number: 000023473
Place of Formation: DELAWARE
Principal Address: 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA
Purpose: BROKER DEALER ENGAGED IN INVESTMENT BANKING CAPITAL MARKETS AND FINANCIAL ADVISORY SERVICES
NAICS: 523930 - Investment Advice
Historical names: Rothschild Inc.

Agent

Name Role Address
US CORPORATION COMPANY Agent 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA

SECRETARY

Name Role Address
JOHN M. CARROLL SECRETARY 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA

CFO

Name Role Address
TRACY FIELDMAN CFO 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA

COO

Name Role Address
TRACY FIELDMAN COO 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA

VICE PRESIDENT

Name Role Address
DANIEL FLANARY VICE PRESIDENT 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
DAVID ADLER VICE PRESIDENT 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ROGELIO CANALES VICE PRESIDENT 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ROLF ARNOLD VICE PRESIDENT 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
SCOTT KRONISH VICE PRESIDENT 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
STEVE WAEGHE VICE PRESIDENT 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ALAN XU VICE PRESIDENT 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
ALBERT BLANKENSHIP VICE PRESIDENT 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
DAVID KINZLER VICE PRESIDENT 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
DOMENICO FORTUNA VICE PRESIDENT 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA

DIRECTOR

Name Role Address
KATHRYN TAYLOR DIRECTOR 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
KERRY DOLCIMASCOLO DIRECTOR 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
LIONEL BLACHE DIRECTOR 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MATTHEW MYNN DIRECTOR 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
MICHAEL SUTTER DIRECTOR 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
PAMELA HOLLAND DIRECTOR 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
RYAN OXLEY DIRECTOR 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
TREVOR JONES DIRECTOR 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
TYLER LEUNG DIRECTOR 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA
VICTOR D'AGATA DIRECTOR 12151 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA

Events

Type Date Old Value New Value
Name Change 2018-12-05 Rothschild Inc. Rothschild & Co US Inc.

Filings

Number Name File Date
202453683560 Annual Report 2024-05-01
202335089330 Annual Report 2023-05-02
202216904080 Annual Report 2022-05-05
202192607360 Annual Report 2021-02-23
202032249820 Annual Report 2020-01-14
201986212630 Annual Report 2019-02-08
201882221880 Application for Amended Certificate of Authority 2018-12-05
201858421850 Annual Report 2018-02-16
201734621080 Annual Report 2017-02-23
201692689490 Annual Report 2016-02-19

Date of last update: 06 Oct 2024

Sources: Rhode Island Department of State