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  5. Van Liew Capital Inc.

Van Liew Capital Inc.

Headquarter

Company Details

Name: Van Liew Capital Inc.
Jurisdiction: Rhode Island
Entity type: Domestic Profit Corporation
Status: Activ
Date of Organization in Rhode Island: 07 May 1984 (41 years ago)
Identification Number: 000015323
ZIP code: 02903
County: Providence County
Principal Address: ONE REGENCY PLAZA, PROVIDENCE, RI, 02903, USA
Purpose: INVESTMENT MANAGEMENT
Fictitious names: Harbor Capital (trading name, 1984-07-12 - )
Van Liew Capital Management (trading name, 1984-07-12 - )
Van Liew Capital (trading name, 1984-07-12 - )
Historical names: HARBOR CAPITAL Inc.

Industry & Business Activity

NAICS

523110 Investment Banking and Securities Dealing

This industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Learn more at the U.S. Census Bureau

Companies doing Investment banking and securities dealing

Links between entities

Type Company Name Company Number State
Headquarter of Van Liew Capital Inc., FLORIDA P39861 FLORIDA

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
VAN LIEW CAPITAL, INC. 401(K) SAVINGS PLAN 2012 050407545 2013-07-23 VAN LIEW CAPITAL, INC. 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1984-05-07
Business code 523900
Sponsor’s telephone number 4012722510
Plan sponsor’s address ONE REGENCY PLAZA, SUITE ONE, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2013-07-23
Name of individual signing KEVIN M. OATES
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-07-23
Name of individual signing KEVIN M. OATES
Valid signature Filed with authorized/valid electronic signature
VAN LIEW CAPITAL, INC. 401(K) SAVINGS PLAN 2011 050407545 2012-07-18 VAN LIEW CAPITAL, INC. 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1984-05-07
Business code 523900
Sponsor’s telephone number 4012722510
Plan sponsor’s address ONE REGENCY PLAZA, SUITE ONE, PROVIDENCE, RI, 02903

Plan administrator’s name and address
Administrator’s EIN 050407545
Plan administrator’s name VAN LIEW CAPITAL, INC.
Plan administrator’s address ONE REGENCY PLAZA, SUITE ONE, PROVIDENCE, RI, 02903
Administrator’s telephone number 4012722510

Signature of
Role Plan administrator
Date 2012-07-18
Name of individual signing KEVIN M. OATES
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-07-18
Name of individual signing KEVIN M. OATES
Valid signature Filed with authorized/valid electronic signature
VAN LIEW CAPITAL, INC. 401(K) SAVINGS PLAN 2010 050407545 2011-07-20 VAN LIEW CAPITAL, INC. 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1984-05-07
Business code 523900
Sponsor’s telephone number 4012722510
Plan sponsor’s address ONE REGENCY PLAZA, SUITE ONE, PROVIDENCE, RI, 02903

Plan administrator’s name and address
Administrator’s EIN 050407545
Plan administrator’s name VAN LIEW CAPITAL, INC.
Plan administrator’s address ONE REGENCY PLAZA, SUITE ONE, PROVIDENCE, RI, 02903
Administrator’s telephone number 4012722510

Signature of
Role Plan administrator
Date 2011-07-20
Name of individual signing KEVIN OATES
Valid signature Filed with authorized/valid electronic signature
VAN LIEW CAPITAL, INC. 401(K) SAVINGS PLAN 2009 050407545 2010-06-22 VAN LIEW CAPITAL, INC. 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1984-05-07
Business code 523900
Sponsor’s telephone number 4012722510
Plan sponsor’s address ONE REGENCY PLAZA, SUITE ONE, PROVIDENCE, RI, 02903

Plan administrator’s name and address
Administrator’s EIN 050407545
Plan administrator’s name VAN LIEW CAPITAL, INC.
Plan administrator’s address ONE REGENCY PLAZA, SUITE ONE, PROVIDENCE, RI, 02903
Administrator’s telephone number 4012722510

Signature of
Role Plan administrator
Date 2010-06-22
Name of individual signing KEVIN OATES
Valid signature Filed with authorized/valid electronic signature

PRESIDENT

Name Role Address
KEVIN M OATES PRESIDENT ONE REGENCY PLAZA PROVIDENCE, RI 02903 USA

Agent

Name Role Address
STEVEN M. MCINNIS, ESQ. Agent ADMIRALS GATE TOWER 221 THIRD ST. SUITE 510, NEWPORT, RI, 02840, USA

Events

Type Date Old Value New Value
Merged 2015-03-18 Van Liew Securities Inc. on Van Liew Capital Inc.
Name Change 1986-11-12 HARBOR CAPITAL Inc. Van Liew Capital Inc.

Filings

Number Name File Date
202451241960 Annual Report 2024-04-16
202334495790 Annual Report 2023-04-27
202215412900 Annual Report 2022-04-14
202193561030 Annual Report 2021-03-03
202047830200 Statement of Change of Registered/Resident Agent Office 2020-08-06
202035696180 Annual Report 2020-02-28
201987976810 Annual Report 2019-02-27
201859695340 Annual Report 2018-03-02
201737253710 Annual Report 2017-03-02
201694141130 Annual Report 2016-03-10

Related by officers

STEVEN M. MCINNIS, ESQ.

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Related by address

ONE REGENCY PLAZA, PROVIDENCE, RI, 02903, USA

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Date of last update: 06 Apr 2025

Sources: Rhode Island Department of State

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