| Name: | Rothschild & Co Asset Management US Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Revoked Entity |
| Date of Organization in Rhode Island: | 04 Jan 1983 (42 years ago) |
| Date of Dissolution: | 12 Sep 2023 (a year ago) |
| Date of Status Change: | 12 Sep 2023 (a year ago) |
| Branch of: | Rothschild & Co Asset Management US Inc., NEW YORK (Company Number 147203) |
| Identification Number: | 000023469 |
| Place of Formation: | NEW YORK |
| Principal Address: | 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA |
| Purpose: | INVESTMENT ADVISOR |
| NAICS: | 523920 - Portfolio Management |
| Historical names: |
ROTHSCHILD ASSET MANAGEMENT INC. |
| Name | Role | Address |
|---|---|---|
| US CORPORATION COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| JOHN M. CARROLL | SECRETARY | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| Name | Role | Address |
|---|---|---|
| RONNY SANTOS | VICE PRESIDENT | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| KUNAL DESAI | VICE PRESIDENT | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| WILLIAM BERTOLINO | VICE PRESIDENT | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| TIFFANY LI | VICE PRESIDENT | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| Name | Role | Address |
|---|---|---|
| TINA JONES | CIO & CO-HEAD OF AMUS | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| Name | Role | Address |
|---|---|---|
| DINA CLEMENTS | CHIEF COMPLIANCE OFFICER & SENIOR LEGAL COUNSEL | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| Name | Role | Address |
|---|---|---|
| SOPHIA SHIN | DIRECTOR | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| DOUGLAS LEVINE | DIRECTOR | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| JOSEPH SHELLY | DIRECTOR | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| MICHAEL KEHOE | DIRECTOR | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| ERIC FRASER | DIRECTOR | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| ERIC ROWAN | DIRECTOR | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| JEFFREY AGNE | DIRECTOR | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| ANNA MAJEWSKA-NIZIOL | DIRECTOR | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| ROGER BOS | DIRECTOR | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| DENISE OGILL | DIRECTOR | 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2019-01-16 | ROTHSCHILD ASSET MANAGEMENT INC. | Rothschild & Co Asset Management US Inc. |
| Number | Name | File Date |
|---|---|---|
| 202341445920 | Revocation Certificate For Failure to File the Annual Report for the Year | 2023-09-12 |
| 202337992430 | Revocation Notice For Failure to File An Annual Report | 2023-06-19 |
| 202216727490 | Annual Report | 2022-05-03 |
| 202192504100 | Annual Report | 2021-02-22 |
| 202032250880 | Annual Report | 2020-01-14 |
| 201986070140 | Annual Report | 2019-02-06 |
| 201984566780 | Application for Amended Certificate of Authority | 2019-01-16 |
| 201858410610 | Annual Report | 2018-02-16 |
| 201735028680 | Annual Report | 2017-02-28 |
| 201692690090 | Annual Report | 2016-02-19 |
Date of last update: 06 Oct 2024
Sources: Rhode Island Department of State
