Search icon

Ameriprise Certificate Company

Company Details

Name: Ameriprise Certificate Company
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Activ
Date of Organization in Rhode Island: 09 Jan 1978 (47 years ago)
Identification Number: 000022917
Place of Formation: DELAWARE
Principal Address: 901 3RD AVENUE SOUTH, MINNEAPOLIS, MN, 55402, USA
Purpose: REGISTERED INVESTMENT COMPANY UNDER THE INVESTMENT COMPANY ACT OF 1940; ISSUER OF A VARIETY OF FACE-AMOUNT CERTIFICATES
Historical names: IDS Certificate Company
American Express Certificate Company

Industry & Business Activity

NAICS

611310 Colleges, Universities, and Professional Schools

This industry comprises establishments primarily engaged in furnishing academic courses and granting degrees at baccalaureate or graduate levels. The requirement for admission is at least a high school diploma or equivalent general academic training. Instruction may be provided in diverse settings, such as the establishment's or client's training facilities, educational institutions, the workplace, or the home, and through diverse means, such as correspondence, television, the Internet, or other electronic and distance-learning methods. The training provided by these establishments may include the use of simulators and simulation methods. Learn more at the U.S. Census Bureau

Agent

Name Role Address
CT CORPORATION SYSTEM Agent 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

TREASURER

Name Role Address
SHWETA JHANJI TREASURER 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

ASSISTANT TREASURER

Name Role Address
DAVID MALVASO ASSISTANT TREASURER 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
ASH STOESZ ASSISTANT TREASURER 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
RICHARD NORMAN BUSH ASSISTANT TREASURER 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
LINDA L. BENSON ASSISTANT TREASURER 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
MICHAEL J. PELZEL ASSISTANT TREASURER 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
DEBRA R. DAHL ASSISTANT TREASURER 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
LANI J. CANNIFF ASSISTANT TREASURER 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

VICE PRESIDENT -- PRODUCTS

Name Role Address
SARA ALTHOFF VICE PRESIDENT -- PRODUCTS 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

DIRECTOR

Name Role Address
KAREN MARIE BOHN DIRECTOR 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
ROBERT J. MCREAVY DIRECTOR 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
RONALD L. GUZIOR DIRECTOR 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
LORNA P. GLEASON DIRECTOR 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

CHIEF OPERATING OFFICER

Name Role Address
SONY MALHOTRA CHIEF OPERATING OFFICER 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

ASSISTANT SECRETARY

Name Role Address
TARA M. STOFFEL ASSISTANT SECRETARY 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
LISA M. NEPPL ASSISTANT SECRETARY 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
RYAN C LARRENAGA ASSISTANT SECRETARY 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
CYNTHIA S. WELTER ASSISTANT SECRETARY 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
MATTHEW BOLINSKY ASSISTANT SECRETARY 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
ANDREA S. BJERGO ASSISTANT SECRETARY 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
RONALD I. HAIM ASSISTANT SECRETARY 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

VICE PRESIDENT AND CHIEF FINANCIAL OFFICER

Name Role Address
THOMAS NICKERSON VICE PRESIDENT AND CHIEF FINANCIAL OFFICER 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

VICE PRESIDENT - INVESTMENTS

Name Role Address
THOMAS WILLIAM MURPHY VICE PRESIDENT - INVESTMENTS 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
RYAN M. OSBORN VICE PRESIDENT - INVESTMENTS 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
KIRK M. MOORE VICE PRESIDENT - INVESTMENTS 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

PRIVACY OFFICER

Name Role Address
KEVIN SULLIVAN PRIVACY OFFICER 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

ASSISTANT VICE PRESIDENT

Name Role Address
LISA K. SIGMAN ASSISTANT VICE PRESIDENT 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
NANCY L. BACHMEIER ASSISTANT VICE PRESIDENT 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
VESA T. TONTTI ASSISTANT VICE PRESIDENT 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
II ERIC S. JOHNSON ASSISTANT VICE PRESIDENT 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
DONNA D. EMMETT ASSISTANT VICE PRESIDENT 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA
JOHN MCCARTHY ASSISTANT VICE PRESIDENT 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

VICE PRESIDENT, CONTROLLER AND CHIEF ACCOUNTING OFFICER

Name Role Address
BRIAN GRANGER VICE PRESIDENT, CONTROLLER AND CHIEF ACCOUNTING OFFICER 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

VICE PRESIDENT, SECRETARY AND GENERAL COUNSEL

Name Role Address
MEGAN GARCY VICE PRESIDENT, SECRETARY AND GENERAL COUNSEL 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

IDENTITY THEFT PREVENTION OFFICER AND MONEY LAUNDERING PREVE

Name Role Address
THOR C. NELSON IDENTITY THEFT PREVENTION OFFICER AND MONEY LAUNDERING PREVE 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER

Name Role Address
ARIF M. ABU DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

CHIEF COMPLIANCE OFFICER

Name Role Address
DANA DEMETS-MEADER CHIEF COMPLIANCE OFFICER 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

VICE PRESIDENT

Name Role Address
JAMES R. HILL VICE PRESIDENT 901 3RD AVENUE SOUTH MINNEAPOLIS, MN 55402 USA

Events

Type Date Old Value New Value
Name Change 2011-07-11 American Express Certificate Company Ameriprise Certificate Company
Name Change 2000-05-12 IDS Certificate Company American Express Certificate Company

Filings

Number Name File Date
202450761090 Annual Report 2024-04-11
202332782810 Annual Report 2023-04-12
202214497700 Annual Report 2022-04-12
202192238140 Annual Report 2021-02-20
202032592160 Annual Report 2020-01-18
201984673640 Annual Report 2019-01-17
201856636670 Annual Report 2018-01-23
201730718900 Annual Report 2017-01-24
201690785220 Annual Report 2016-01-29
201553849120 Annual Report 2015-01-17

Date of last update: 06 Apr 2025

Sources: Rhode Island Department of State