Columbia Management Investment Services Corp.

Branch

Company Details

Name:	Columbia Management Investment Services Corp.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Activ
Date of Organization in Rhode Island:	11 May 2010 (15 years ago)
Branch of:	Columbia Management Investment Services Corp., MINNESOTA (Company Number 5e1dcd84-a8d4-e011-a886-001ec94ffe7f)
Identification Number:	000539787
Place of Formation:	MINNESOTA
Principal Address:	290 CONGRESS STREET, BOSTON, MA, 02210, USA
Purpose:	A TRANSFER AGENT THAT PROCESSES CLIENT TRANSACTIONS FOR COLUMBIA MANAGEMENT FUNDS AND AMERIPRISE FACE-AMOUNT CERTIFICATES
NAICS:	523999 - Miscellaneous Financial Investment Activities

Agent

Name	Role	Address
CT CORPORATION SYSTEM	Agent	450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

TREASURER

Name	Role	Address
SHWETA JHANJI	TREASURER	290 CONGRESS STREET BOSTON, MA 02210 USA

SECRETARY

Name	Role	Address
WENDY B. MAHLING	SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA

CFO

Name	Role	Address
BRIAN M. ENGELKING	CFO	290 CONGRESS STREET BOSTON, MA 02210 USA

ASSISTANT TREASURER

Name	Role	Address
LAURIE BUSSMANN	ASSISTANT TREASURER	290 CONGRESS STREET BOSTON, MA 02210 USA
DEBRA R. DAHL	ASSISTANT TREASURER	290 CONGRESS STREET BOSTON, MA 02210 USA
BRUCE F. SHANKEY	ASSISTANT TREASURER	290 CONGRESS STREET, BOSTON, MA 02210 USA
LANI J. CANNIFF	ASSISTANT TREASURER	290 CONGRESS STREET, BOSTON, MA 02210 USA
LINDA L. BENSON	ASSISTANT TREASURER	290 CONGRESS STREET BOSTON, MA 02210 USA
MICHAEL J. PELZEL	ASSISTANT TREASURER	290 CONGRESS STREET BOSTON, MA 02210 USA
DAVID MALVASO	ASSISTANT TREASURER	290 CONGRESS STREET BOSTON, MA 02210 USA

ASSISTANT SECRETARY

Name	Role	Address
MARK D. KAPLAN	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
RYAN C LARRENAGA	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
CHRISTOPHER O. PETERSEN	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
NANCY W. LEDONNE	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
ANDREA S. BJERGO	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
TARA M. STOFFEL	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
KAYLA SYLVIA	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
PATRICK GANNON	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
AMY HACKBARTH	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
BRYAN N. SUCHY	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
MEGAN GARCY	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
JOSEPH D'ALESSANDRO	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
MARK SKOGSTAD	ASSISTANT SECRETARY	290 CONGRESS STREET, BOSTON, MA 02210 USA

PRESIDENT

Name	Role	Address
GERALYNN KEPHART-STRONG	PRESIDENT	290 CONGRESS STREET BOSTON, MA 02210 USA

ANTI-MONEY LAUNDERING OFFICER AND IDENTITY THEFT PREVENTION

Name	Role	Address
MICHAEL TEMPESTA	ANTI-MONEY LAUNDERING OFFICER AND IDENTITY THEFT PREVENTION	290 CONGRESS STREET BOSTON, MA 02210 USA

VICE PRESIDENT

Name	Role	Address
CHRISTIE WILEY	VICE PRESIDENT	290 CONGRESS STREET BOSTON, MA 02210 USA
VERONICA SEAMAN	VICE PRESIDENT	290 CONGRESS STREET BOSTON, MA 02210 USA

CHIEF COMPLIANCE OFFICER

Name	Role	Address
DANA DEMETS-MEADER	CHIEF COMPLIANCE OFFICER	290 CONGRESS STREET BOSTON, MA 02210 USA

CHIEF COUNSEL

Name	Role	Address
MICHAEL DEFAO	CHIEF COUNSEL	290 CONGRESS STREET BOSTON, MA 02210 USA

DIRECTOR

Name	Role	Address
CHRISTIE WILEY	DIRECTOR	290 CONGRESS STREET BOSTON, MA 02210 USA
VERONICA SEAMAN	DIRECTOR	290 CONGRESS STREET BOSTON, MA 02210 USA
GERALYNN KEPHART-STRONG	DIRECTOR	290 CONGRESS STREET BOSTON, MA 02210 USA
BRIAN M. ENGELKING	DIRECTOR	290 CONGRESS STREET BOSTON, MA 02210 USA

Filings

Number	Name	File Date
202450658200	Annual Report	2024-04-10
202332799610	Annual Report	2023-04-12
202215160180	Annual Report	2022-04-19
202101709260	Annual Report - Amended	2021-09-17
202192356420	Annual Report	2021-02-22
202032568660	Annual Report	2020-01-17
201984677990	Annual Report	2019-01-17
201857079070	Annual Report	2018-01-30
201733732930	Annual Report	2017-02-07
201692050100	Annual Report	2016-02-06
201553944500	Annual Report	2015-01-20
201435413740	Annual Report	2014-02-11
201324905420	Statement of Change of Registered/Resident Agent Office	2013-06-17
201311326780	Annual Report	2013-02-12
201312192050	Statement of Change of Registered/Resident Agent Office	2013-02-12
201290029490	Annual Report	2012-02-23
201178795240	Statement of Change of Registered/Resident Agent Office	2011-05-02
201175078490	Annual Report	2011-02-16
201062387490	Application for Certificate of Authority	2010-05-11

Date of last update: 14 Oct 2024

Sources: Rhode Island Department of State