Columbia Management Investment Services Corp.

Branch

Company Details

Name:	Columbia Management Investment Services Corp.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Activ
Date of Organization in Rhode Island:	11 May 2010 (15 years ago)
Branch of:	Columbia Management Investment Services Corp., MINNESOTA (Company Number 5e1dcd84-a8d4-e011-a886-001ec94ffe7f)
Identification Number:	000539787
Place of Formation:	MINNESOTA
Purpose:	A TRANSFER AGENT THAT PROCESSES CLIENT TRANSACTIONS FOR COLUMBIA MANAGEMENT FUNDS AND AMERIPRISE FACE-AMOUNT CERTIFICATES
Principal Address:	290 CONGRESS STREET, BOSTON, MA, 02210, USA

Industry & Business Activity

NAICS

523999 Miscellaneous Financial Investment Activities

This U.S. industry comprises establishments primarily engaged in acting as agents and/or brokers (except securities brokerages and commodity contracts brokerages) in buying or selling financial contracts and those providing financial investment services (except securities and commodity exchanges; portfolio management; investment advice; and trust, fiduciary, and custody services) on a fee or commission basis. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
CT CORPORATION SYSTEM	Agent	450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

TREASURER

Name	Role	Address
SHWETA JHANJI	TREASURER	290 CONGRESS STREET BOSTON, MA 02210 USA

SECRETARY

Name	Role	Address
WENDY B. MAHLING	SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA

CFO

Name	Role	Address
BRIAN M. ENGELKING	CFO	290 CONGRESS STREET BOSTON, MA 02210 USA

ASSISTANT SECRETARY

Name	Role	Address
RYAN C LARRENAGA	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
CHRISTOPHER O. PETERSEN	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
ANDREA S. BJERGO	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
TARA M. STOFFEL	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02110 USA
KAYLA SYLVIA	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
PATRICK GANNON	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
AMY HACKBARTH	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
BRYAN N. SUCHY	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
MEGAN GARCY	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
JOSEPH D'ALESSANDRO	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
MARK D. KAPLAN	ASSISTANT SECRETARY	290 CONGRESS STREET BOSTON, MA 02210 USA
MARK SKOGSTAD	ASSISTANT SECRETARY	290 CONGRESS STREET, BOSTON, MA 02210 USA

ASSISTANT TREASURER

Name	Role	Address
DEBRA R. DAHL	ASSISTANT TREASURER	290 CONGRESS STREET BOSTON, MA 02210 USA
LANI J. CANNIFF	ASSISTANT TREASURER	290 CONGRESS STREET, BOSTON, MA 02210 USA
LINDA L. BENSON	ASSISTANT TREASURER	290 CONGRESS STREET BOSTON, MA 02210 USA
MICHAEL J. PELZEL	ASSISTANT TREASURER	290 CONGRESS STREET BOSTON, MA 02210 USA
DAVID MALVASO	ASSISTANT TREASURER	290 CONGRESS STREET BOSTON, MA 02210 USA
ISSA BAYO	ASSISTANT TREASURER	290 CONGRESS STREET BOSTON, MA 02110 USA

ANTI-MONEY LAUNDERING OFFICER AND IDENTITY THEFT PREVENTION

Name	Role	Address
MICHAEL TEMPESTA	ANTI-MONEY LAUNDERING OFFICER AND IDENTITY THEFT PREVENTION	290 CONGRESS STREET BOSTON, MA 02210 USA

VICE PRESIDENT

Name	Role	Address
CHRISTIE WILEY	VICE PRESIDENT	290 CONGRESS STREET BOSTON, MA 02210 USA

CHIEF COMPLIANCE OFFICER

Name	Role	Address
DANA DEMETS-MEADER	CHIEF COMPLIANCE OFFICER	290 CONGRESS STREET BOSTON, MA 02210 USA

CHIEF COUNSEL

Name	Role	Address
MICHAEL DEFAO	CHIEF COUNSEL	290 CONGRESS STREET BOSTON, MA 02210 USA

DIRECTOR

Name	Role	Address
CHRISTIE WILEY	DIRECTOR	290 CONGRESS STREET BOSTON, MA 02210 USA
VERONICA SEAMAN	DIRECTOR	290 CONGRESS STREET BOSTON, MA 02210 USA
BRIAN M. ENGELKING	DIRECTOR	290 CONGRESS STREET BOSTON, MA 02210 USA

PRESIDENT

Name	Role	Address
VERONICA SEAMAN	PRESIDENT	290 CONGRESS STREET BOSTON, MA 02110 USA

DIRECTOR AND VICE PRESIDENT

Name	Role	Address
MICHAEL G. CLARKE	DIRECTOR AND VICE PRESIDENT	290 CONGRESS STREET BOSTON, MA 02110 USA

Filings

Number	Name	File Date
202450658200	Annual Report	2024-04-10
202332799610	Annual Report	2023-04-12
202215160180	Annual Report	2022-04-19
202101709260	Annual Report - Amended	2021-09-17
202192356420	Annual Report	2021-02-22

Date of last update: 30 May 2025

Sources: Rhode Island Department of State