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RIVERSOURCE DISTRIBUTORS, INC.

Company Details

Name: RIVERSOURCE DISTRIBUTORS, INC.
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Activ
Date of Organization in Rhode Island: 09 Aug 2006 (18 years ago)
Identification Number: 000157830
Place of Formation: DELAWARE
Principal Address: 707 2ND AVE SO COUNTY: HENNEPIN, MINNEAPOLIS, MN, 55474, USA
Purpose: LIMITED PURPOSE BROKER-DEALER SERVING AS THE PRINCIPAL UNDERWRITER AND/OR DISTRIBUTOR FOR RIVERSOURCE ANNUITIES AND INSURANCE PRODUCTS SOLD THROUGH AMERIPRISE FINANCIAL SERVICES, INC. AND THIRD-PARTY CHANNELS
NAICS: 523120 - Securities Brokerage

Agent

Name Role Address
CT CORPORATION SYSTEM Agent 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

TREASURER

Name Role Address
SHWETA JHANJI TREASURER 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

SECRETARY

Name Role Address
PAULA J. MINELLA SECRETARY 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

CEO

Name Role Address
GUMER CRUZ ALVERO CEO 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

CFO

Name Role Address
JASON S. BARTYLLA CFO 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

ASSISTANT SECRETARY

Name Role Address
YATIN DANDONA ASSISTANT SECRETARY 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
MICHELLE L. ANDERSON ASSISTANT SECRETARY 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
ANDREA S. BJERGO ASSISTANT SECRETARY 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
CHOU (KHRYSTIE) LEE ASSISTANT SECRETARY 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
AMBER RASMUSSEN ASSISTANT SECRETARY 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
SANJEEV PRAKASH VERMA ASSISTANT SECRETARY 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
BHAVYA HEGDE ASSISTANT SECRETARY 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
GREGORY TOOHEY ASSISTANT SECRETARY 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
NICOLE D. WOOD ASSISTANT SECRETARY 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
CASSANDRA L. LARSEN ASSISTANT SECRETARY 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

GENERAL COUNSEL

Name Role Address
PAULA J. MINELLA GENERAL COUNSEL 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

AUTHORIZED SIGNATORY - STRATEGIC SOURCING

Name Role Address
JOSEPH F. ROMANO AUTHORIZED SIGNATORY - STRATEGIC SOURCING 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
WILLIAM J. SCHNEIDER AUTHORIZED SIGNATORY - STRATEGIC SOURCING 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
MARK SKOGSTAD AUTHORIZED SIGNATORY - STRATEGIC SOURCING 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
KRISTIN H. SPELTZ AUTHORIZED SIGNATORY - STRATEGIC SOURCING 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
CAROLE BRAILEY AUTHORIZED SIGNATORY - STRATEGIC SOURCING 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
JACK A. KARINIEMI AUTHORIZED SIGNATORY - STRATEGIC SOURCING 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
ARVIND X. SHARMA AUTHORIZED SIGNATORY - STRATEGIC SOURCING 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

ASSISTANT TREASURER

Name Role Address
LINDA L. BENSON ASSISTANT TREASURER 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
DAVID MALVASO ASSISTANT TREASURER 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
MICHAEL J. PELZEL ASSISTANT TREASURER 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
LANI J. CANNIFF ASSISTANT TREASURER 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
JAMES D. NYGREN ASSISTANT TREASURER 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
DEBRA R. DAHL ASSISTANT TREASURER 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
BRUCE F. SHANKEY ASSISTANT TREASURER 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

SENIOR VICE PRESIDENT - SERVICE & OPERATIONS

Name Role Address
JASON J. POOR SENIOR VICE PRESIDENT - SERVICE & OPERATIONS 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

INFORMATION SECURITY OFFICER

Name Role Address
SCOTT MORE INFORMATION SECURITY OFFICER 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

CHIEF COMPLIANCE OFFICER

Name Role Address
MARK T. LASSWELL CHIEF COMPLIANCE OFFICER 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

VICE PRESIDENT - ENTERPRISE REAL ESTATE

Name Role Address
BRYAN N. SUCHY VICE PRESIDENT - ENTERPRISE REAL ESTATE 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

SENIOR VICE PRESIDENT - CORPORATE TAX

Name Role Address
MICHAEL J. PELZEL SENIOR VICE PRESIDENT - CORPORATE TAX 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

ANTI-MONEY LAUNDERING OFFICER AND IDENTITY THEFT PREVENTION

Name Role Address
THOR C. NELSON ANTI-MONEY LAUNDERING OFFICER AND IDENTITY THEFT PREVENTION 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

VICE PRESIDENT-RIVERSOURCE SERVICE & OPERATIONS

Name Role Address
TRAVIS J. RAKO VICE PRESIDENT-RIVERSOURCE SERVICE & OPERATIONS 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

VICE PRESIDENT-FUND SELECTION & MANAGEMENT

Name Role Address
KEVIN L. STJOHN VICE PRESIDENT-FUND SELECTION & MANAGEMENT 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

VICE PRESIDENT-INSURANCE AND ANNUITIES PRODUCT DEVELOPMENT &

Name Role Address
STEPHEN R. WOLFRATH VICE PRESIDENT-INSURANCE AND ANNUITIES PRODUCT DEVELOPMENT & 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

DIRECTOR

Name Role Address
GUMER CRUZ ALVERO DIRECTOR 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
SARA S. JANZ DIRECTOR 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA
KARA D. SHERMAN DIRECTOR 707 2ND AVE SO, COUNTY: HENNEPIN MINNEAPOLIS, MN 55474 USA

Filings

Number Name File Date
202451949730 Annual Report 2024-04-22
202332701550 Annual Report 2023-04-11
202215099110 Annual Report 2022-04-19
202190318790 Annual Report 2021-02-08
202032566530 Annual Report 2020-01-17
201984677170 Annual Report 2019-01-17
201857159970 Annual Report 2018-01-31
201733732750 Annual Report 2017-02-07
201691417210 Annual Report 2016-01-28
201553922120 Annual Report 2015-01-20

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SHWETA JHANJI

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JOSEPH F. ROMANO

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WILLIAM J. SCHNEIDER

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ANDREA S. BJERGO

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LINDA L. BENSON

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BRYAN N. SUCHY

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MICHAEL J. PELZEL

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DAVID MALVASO

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MARK SKOGSTAD

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KRISTIN H. SPELTZ

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LANI J. CANNIFF

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TARA M. STOFFEL

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DEBRA R. DAHL

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BRUCE F. SHANKEY

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CAROLE BRAILEY

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JACK A. KARINIEMI

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ARVIND X. SHARMA

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Related by address

707 2ND AVE SO COUNTY: HENNEPIN, MINNEAPOLIS, MN, 55474, USA

Ameriprise Certificate Company Ameriprise Holdings, Inc.

Date of last update: 10 Oct 2024

Sources: Rhode Island Department of State

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