| Name: | AMERIPRISE FINANCIAL SERVICES, LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 04 Jan 1974 (51 years ago) |
| Identification Number: | 001704309 |
| Place of Formation: | DELAWARE |
| Purpose: | REGISTERED BROKER-DEALER AND REGISTERED INVESTMENT ADVISER, FINANCIAL PLANNING AND RETAIL DISTRIBUTION |
| Fictitious names: |
Park Row Wealth Advisors (trading name, 2024-04-18 - ) Bazirgan and Associates (trading name, 2023-08-30 - 2024-10-23) K. Doyle Financial Planning (trading name, 2023-03-27 - ) Oliver Brady & Associates (trading name, 2021-09-15 - ) The Simone Group (trading name, 2020-02-24 - 2024-03-06) |
| Principal Address: |
901 3RD AVENUE SOUTH SUITE 148, MINNEAPOLIS, MN, 55402, USA
|
| Mailing Address: |
901 3RD AVENUE SOUTH, MINNEAPOLIS, MN, 55402, USA
|
NAICS
523120 Securities BrokerageThis industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CT CORPORATION SYSTEM | Agent | 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Conversion | 2020-01-30 | Ameriprise Financial Services, Inc. on 01-30-2020 | AMERIPRISE FINANCIAL SERVICES, LLC |
| License No | License Type | Status | Date Issued | Expiration Date |
|---|---|---|---|---|
| FREX.9601767 | Exempt Franchise Registration | INACTIVE | No data | 2022-03-30 |
| Number | Name | File Date |
|---|---|---|
| 202460760810 | Statement of Abandonment of Use of Fictitious Business Name | 2024-10-23 |
| 202451874780 | Annual Report | 2024-04-22 |
| 202451571490 | Fictitious Business Name Statement | 2024-04-18 |
| 202447932180 | Statement of Abandonment of Use of Fictitious Business Name | 2024-03-05 |
| 202340653010 | Fictitious Business Name Statement | 2023-08-30 |
Date of last update: 03 Jun 2025
Sources: Rhode Island Department of State
