| Name: | USAA Investment Services Company |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 02 May 1989 (36 years ago) |
| Identification Number: | 000055658 |
| Place of Formation: | DELAWARE |
| Principal Address: | 9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX, 78288-0227, USA |
| Purpose: | INTRODUCING BROKER-DEALER THAT OFFERS BROKERAGE PRODUCTS AND SERVICES TO ITS CUSTOMERS. |
| NAICS: | 523120 - Securities Brokerage |
| Historical names: |
USAA Investment Management Company |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| KEVIN D. BEALL | DIRECTOR | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| KAREN E. HANKS | DIRECTOR | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| MARY E. STORK | DIRECTOR | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| JEFF E. TUCKER | SENIOR FINANCIAL OFFICER - TREASURER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| KAREN E. HANKS | VICE PRESIDENT | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| JAMES MUIR | CHIEF COMPLIANCE OFFICER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| LARRY BORDOVSKY | ASSISTANT VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| MARY E STORK | SVP, GENERAL MANAGER OF RETIREMENT & INVESTMENT SOLUTIONS | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| SHEILA MATTHYS | ASSOCIATE GENERAL COUNSEL SECRETARY | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| DOUG P MONSKA | VICE PRESIDENT, TAX OFFICER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| JULIE PUCHOT | HR PAYROLL OFFICER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| REBECCA MARTINEZ | ASSISTANT PAYROLL OFFICER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| EDWARD ROBINSON | VICE PRESIDENT, ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| WILLIAM S. WHITE | VICE CHAIRMAN | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| SHANNON FALLS | VICE PRESIDENT, EXTERNAL REPORTING AND ACCOUNTING POLICY | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| JENNIFER FLORES | FINANCIAL OPERATIONS OFFICER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| WILLIAM S. WHITE | PRESIDENT | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Name | Role | Address |
|---|---|---|
| BRANDON D. CARTER | CHAIRMAN OF THE BOARD | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2020-07-02 | USAA Investment Management Company | USAA Investment Services Company |
| Number | Name | File Date |
|---|---|---|
| 202447493320 | Annual Report | 2024-02-28 |
| 202329465890 | Annual Report | 2023-02-27 |
| 202211380960 | Annual Report | 2022-02-22 |
| 202192971920 | Annual Report | 2021-02-25 |
| 202044044510 | Application for Amended Certificate of Authority | 2020-07-02 |
| 202033864040 | Annual Report | 2020-02-06 |
| 201986781820 | Annual Report | 2019-02-15 |
| 201858864350 | Annual Report | 2018-02-23 |
| 201746583040 | Statement of Change of Registered/Resident Agent | 2017-06-27 |
| 201734875870 | Annual Report | 2017-02-27 |
Date of last update: 07 Oct 2024
Sources: Rhode Island Department of State
