Name: | USAA Investment Services Company |
Jurisdiction: | Rhode Island |
Entity type: | Foreign Corporation |
Status: | Activ |
Date of Organization in Rhode Island: | 02 May 1989 (36 years ago) |
Identification Number: | 000055658 |
Place of Formation: | DELAWARE |
Principal Address: | 9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX, 78288-0227, USA |
Purpose: | INTRODUCING BROKER-DEALER THAT OFFERS BROKERAGE PRODUCTS AND SERVICES TO ITS CUSTOMERS. |
Historical names: |
USAA Investment Management Company |
NAICS
523120 Securities BrokerageThis industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau
Name | Role | Address |
---|---|---|
CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
Name | Role | Address |
---|---|---|
KEVIN D. BEALL | DIRECTOR | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
MARY E. STORK | DIRECTOR | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
KARE E. HANKS | DIRECTOR | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Name | Role | Address |
---|---|---|
JEFF E. TUCKER | SENIOR FINANCIAL OFFICER - TREASURER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Name | Role | Address |
---|---|---|
LARRY BORDOVSKY | ASSISTANT VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Name | Role | Address |
---|---|---|
JULIE PUCHOT | HR PAYROLL OFFICER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Name | Role | Address |
---|---|---|
WILLIAM S. WHITE | VICE CHAIRMAN | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Name | Role | Address |
---|---|---|
SHANNON FALLS | VICE PRESIDENT, EXTERNAL REPORTING AND ACCOUNTING POLICY | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Name | Role | Address |
---|---|---|
JENNIFER FLORES | FINANCIAL OPERATIONS OFFICER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Name | Role | Address |
---|---|---|
WILLIAM S. WHITE | PRESIDENT | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Name | Role | Address |
---|---|---|
BRANDON D. CARTER | CHAIRMAN OF THE BOARD | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Name | Role | Address |
---|---|---|
JAMES MUIR | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Name | Role | Address |
---|---|---|
TOM ECK | SECRETARY | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Name | Role | Address |
---|---|---|
DOUG P. MONSKA | VICE PRESIDENT - TAX OFFICER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Name | Role | Address |
---|---|---|
DANIEL ROUNTREE | VICE PRESIDENT, ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Name | Role | Address |
---|---|---|
ERIN MCAULIFFE | ASSISTANT HR PAYROLL OFFICER | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Name | Role | Address |
---|---|---|
KARE E. HANKS | VICE PRESIDENT | 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA |
Type | Date | Old Value | New Value |
---|---|---|---|
Name Change | 2020-07-02 | USAA Investment Management Company | USAA Investment Services Company |
Number | Name | File Date |
---|---|---|
202447493320 | Annual Report | 2024-02-28 |
202329465890 | Annual Report | 2023-02-27 |
202211380960 | Annual Report | 2022-02-22 |
202192971920 | Annual Report | 2021-02-25 |
202044044510 | Application for Amended Certificate of Authority | 2020-07-02 |
202033864040 | Annual Report | 2020-02-06 |
201986781820 | Annual Report | 2019-02-15 |
201858864350 | Annual Report | 2018-02-23 |
201746583040 | Statement of Change of Registered/Resident Agent | 2017-06-27 |
201734875870 | Annual Report | 2017-02-27 |
Date of last update: 07 Apr 2025
Sources: Rhode Island Department of State