USAA FINANCIAL ADVISORS, INC.

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Company Details

Name:	USAA FINANCIAL ADVISORS, INC.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Withdrawn
Date of Organization in Rhode Island:	30 Dec 2003 (21 years ago)
Date of Dissolution:	12 Mar 2021 (4 years ago)
Date of Status Change:	12 Mar 2021 (4 years ago)
Identification Number:	000136800
Place of Formation:	DELAWARE
Purpose:	REGISTERED BROKER-DEALER
Principal Address:	9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX, 78288, USA
Mailing Address:	9800 FREDERICKSBURG ROAD C/O USAA ATTN: INVESTMENT COMPLIANCE, SAN ANTONIO, TX, 78288, USA

Industry & Business Activity

NAICS

523120 Securities Brokerage

This industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	Agent	222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA

TREASURER

Name	Role	Address
JEFF E TUCKER	TREASURER	9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

ASSISTANT SECRETARY

Name	Role	Address
SALLY A. MURPHY	ASSISTANT SECRETARY	9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

DIRECTOR - CHAIRMAN OF THE BOARD

Name	Role	Address
DANIEL S MCNAMARA	DIRECTOR - CHAIRMAN OF THE BOARD	9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

VICE PRESIDENT

Name	Role	Address
CHARLES K CRAFT	VICE PRESIDENT	9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA
ALICIA NANCY REINHARD	VICE PRESIDENT	9800 FREDERICKSBURG SAN ANTONIO, TX 78288 USA

ASSISTANT VICE PRESIDENT

Name	Role	Address
KAREN HANKS	ASSISTANT VICE PRESIDENT	9800 FREDERICKSBURG RD SAN ANTONIO, TX 78288 USA

AVP - PRINCIPAL OPERATIONS OFFICER

Name	Role	Address
LARRY BORDOVSKY	AVP - PRINCIPAL OPERATIONS OFFICER	9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

FINANCIAL OPERATIONS OFFICER

Name	Role	Address
JENNIFER FLORES	FINANCIAL OPERATIONS OFFICER	9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

VICE PRESIDENT - TAX OFFICER

Name	Role	Address
PATRICK A. WAGEMAN	VICE PRESIDENT - TAX OFFICER	9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

SECRETARY

Name	Role	Address
CHRISTINE J. WARREN	SECRETARY	9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

CHIEF COMPLIANCE OFFICER

Name	Role	Address
JAMES D. MUIR	CHIEF COMPLIANCE OFFICER	9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

PRESIDENT

Name	Role	Address
JASON W. DUDLEY	PRESIDENT	9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

DIRECTOR - VICE CHAIRMAN OF THE BOARD

Name	Role	Address
JASON W. DUDLEY	DIRECTOR - VICE CHAIRMAN OF THE BOARD	9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

AML COMPLIANCE OFFICER

Name	Role	Address
LYNDA JAMMERMAN	AML COMPLIANCE OFFICER	9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

DIRECTOR

Name	Role	Address
BRANDON DANE CARTER	DIRECTOR	9800 FREDERICKSBURG SAN ANTONIO, TX 78288 USA

Filings

Number	Name	File Date
202193804740	Application for Certificate of Withdrawal	2021-03-10
202189951720	Annual Report	2021-02-04
202033865650	Annual Report	2020-02-06
201987067400	Annual Report	2019-02-20
201859172030	Annual Report	2018-02-27

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Date of last update: 21 May 2025

Sources: Rhode Island Department of State