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USAA FINANCIAL ADVISORS, INC.

Company Details

Name: USAA FINANCIAL ADVISORS, INC.
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Withdrawn
Date of Organization in Rhode Island: 30 Dec 2003 (21 years ago)
Date of Dissolution: 12 Mar 2021 (4 years ago)
Date of Status Change: 12 Mar 2021 (4 years ago)
Identification Number: 000136800
Place of Formation: DELAWARE
Principal Address: 9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX, 78288, USA
Mailing Address: 9800 FREDERICKSBURG ROAD C/O USAA ATTN: INVESTMENT COMPLIANCE, SAN ANTONIO, TX, 78288, USA
Purpose: REGISTERED BROKER-DEALER
NAICS: 523120 - Securities Brokerage

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA

TREASURER

Name Role Address
JEFF E TUCKER TREASURER 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

ASSISTANT SECRETARY

Name Role Address
SALLY A. MURPHY ASSISTANT SECRETARY 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

DIRECTOR - CHAIRMAN OF THE BOARD

Name Role Address
DANIEL S MCNAMARA DIRECTOR - CHAIRMAN OF THE BOARD 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

VICE PRESIDENT

Name Role Address
CHARLES K CRAFT VICE PRESIDENT 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA
ALICIA NANCY REINHARD VICE PRESIDENT 9800 FREDERICKSBURG SAN ANTONIO, TX 78288 USA

ASSISTANT VICE PRESIDENT

Name Role Address
KAREN HANKS ASSISTANT VICE PRESIDENT 9800 FREDERICKSBURG RD SAN ANTONIO, TX 78288 USA

AVP - PRINCIPAL OPERATIONS OFFICER

Name Role Address
LARRY BORDOVSKY AVP - PRINCIPAL OPERATIONS OFFICER 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

FINANCIAL OPERATIONS OFFICER

Name Role Address
JENNIFER FLORES FINANCIAL OPERATIONS OFFICER 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

VICE PRESIDENT - TAX OFFICER

Name Role Address
PATRICK A. WAGEMAN VICE PRESIDENT - TAX OFFICER 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

SECRETARY

Name Role Address
CHRISTINE J. WARREN SECRETARY 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

CHIEF COMPLIANCE OFFICER

Name Role Address
JAMES D. MUIR CHIEF COMPLIANCE OFFICER 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

PRESIDENT

Name Role Address
JASON W. DUDLEY PRESIDENT 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

DIRECTOR - VICE CHAIRMAN OF THE BOARD

Name Role Address
JASON W. DUDLEY DIRECTOR - VICE CHAIRMAN OF THE BOARD 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

AML COMPLIANCE OFFICER

Name Role Address
LYNDA JAMMERMAN AML COMPLIANCE OFFICER 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 USA

DIRECTOR

Name Role Address
BRANDON DANE CARTER DIRECTOR 9800 FREDERICKSBURG SAN ANTONIO, TX 78288 USA

Filings

Number Name File Date
202193804740 Application for Certificate of Withdrawal 2021-03-10
202189951720 Annual Report 2021-02-04
202033865650 Annual Report 2020-02-06
201987067400 Annual Report 2019-02-20
201859172030 Annual Report 2018-02-27
201746580760 Statement of Change of Registered/Resident Agent 2017-06-27
201734731590 Annual Report 2017-02-25
201692343680 Annual Report 2016-02-11
201552884230 Annual Report 2015-01-07
201435591240 Annual Report 2014-02-14

Date of last update: 09 Oct 2024

Sources: Rhode Island Department of State