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Raymond James Financial Services, Inc.

Branch

Company Details

Name: Raymond James Financial Services, Inc.
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Activ
Date of Organization in Rhode Island: 05 Jun 1980 (45 years ago)
Branch of: Raymond James Financial Services, Inc., FLORIDA (Company Number 435930)
Identification Number: 000023393
Place of Formation: FLORIDA
Principal Address: 880 CARILLON PARKWAY, ST. PETERSBURG, FL, 33716, USA
Purpose: AN INDEPENDENT CONTRACTOR BROKER-DEALER SUBSIDARY OF RJF. RJFS ALSO HAS FOUR INSTITUTIONAL SALES OFFICES IN EUROPE. RJFS CLEARS ALL OF ITS BUSINESS ON A FULLY-DISCLOSED BASIS THROUGH RJA.
Historical names: INVESTMENT MANAGEMENT & RESEARCH, INC.

Industry & Business Activity

NAICS

523120 Securities Brokerage

This industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau

Companies doing Securities brokerage

Agent

Name Role Address
CT CORPORATION SYSTEM Agent 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

SECRETARY

Name Role Address
BROCK A. GUICE SECRETARY 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

CFO

Name Role Address
MARSHALL F. OLLIA CFO 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

PRESIDENT, ICD

Name Role Address
SHANNON B. REID PRESIDENT, ICD 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

SENIOR VICE PRESIDENT, ICD REGIONAL DIRECTOR

Name Role Address
DAVID W. SISEMORE SENIOR VICE PRESIDENT, ICD REGIONAL DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
KIRK E. BELL SENIOR VICE PRESIDENT, ICD REGIONAL DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
WILLIAM J. COUNSMAN SENIOR VICE PRESIDENT, ICD REGIONAL DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

ASSISTANT SECRETARY

Name Role Address
JONATHAN J. DOYLE ASSISTANT SECRETARY 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

CHIEF LEGAL OFFICER

Name Role Address
JONATHAN N. SANTELLI CHIEF LEGAL OFFICER 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

CHIEF OPERATING OFFICER

Name Role Address
KIM JENSON CHIEF OPERATING OFFICER 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

CHIEF COMPLIANCE OFFICER

Name Role Address
SUZANNE E. AULETTA CHIEF COMPLIANCE OFFICER 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

SENIOR VICE PRESIDENT, HEAD OF FID

Name Role Address
STEPHEN E. KRUCHTEN SENIOR VICE PRESIDENT, HEAD OF FID 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

SENIOR VICE PRESIDENT, FINANCE

Name Role Address
BROCK A. GUICE SENIOR VICE PRESIDENT, FINANCE 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

DIRECTOR

Name Role Address
STEPHEN E. KRUCHTEN DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
TASHTEGO S. ELWYN DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
VINCENT J. CAMPAGNOLI DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
WILLIAM C. GEIS DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
SHANNON B. REID DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
SCOTT A. CURTIS DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

PRESIDENT

Name Role Address
SHANNON B. REID PRESIDENT 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

CEO

Name Role Address
SHANNON B. REID CEO 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

SENIOR VICE PRESIDENT, OPS & ADMIN

Name Role Address
SCOTT ZEBRA SENIOR VICE PRESIDENT, OPS & ADMIN 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

AML, ABAC AND OFAC SANCTIONS OFFICER

Name Role Address
KATHLEEN LENTZ HUMPHREY AML, ABAC AND OFAC SANCTIONS OFFICER 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

CHAIR

Name Role Address
SHANNON B. REID CHAIR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

Events

Type Date Old Value New Value
Name Change 1998-12-31 INVESTMENT MANAGEMENT & RESEARCH, INC. Raymond James Financial Services, Inc.

Filings

Number Name File Date
202450890790 Annual Report 2024-04-12
202332563950 Annual Report 2023-04-08
202214986060 Annual Report 2022-04-18
202190579290 Annual Report 2021-02-10
202032827280 Annual Report 2020-01-22
201984824240 Annual Report 2019-01-21
201856609980 Annual Report 2018-01-23
201730908590 Annual Report 2017-01-26
201691033780 Annual Report 2016-01-21
201554287020 Annual Report 2015-01-28

Related by officers

CT CORPORATION SYSTEM

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BROCK A. GUICE

Raymond James Financial Services Advisors, Inc.

MARSHALL F. OLLIA

Raymond James Insurance Group, Inc.

SHANNON B. REID

Raymond James Financial Services Advisors, Inc.

JONATHAN J. DOYLE

Raymond James Financial Services Advisors, Inc.

JONATHAN N. SANTELLI

Raymond James Financial Services Advisors, Inc.

KIM JENSON

Raymond James Financial Services Advisors, Inc. Raymond James Insurance Group, Inc. Raymond James Trust Company of New Hampshire

STEPHEN E. KRUCHTEN

Raymond James Financial Services Advisors, Inc.

TASHTEGO S. ELWYN

Raymond James Financial Services Advisors, Inc.

SCOTT A. CURTIS

Raymond James Financial Services Advisors, Inc. Raymond James Insurance Group, Inc. The Producers Choice LLC

SCOTT ZEBRA

Raymond James Financial Services Advisors, Inc.

KATHLEEN LENTZ HUMPHREY

Raymond James Financial Services Advisors, Inc.

Related by address

880 CARILLON PARKWAY, ST. PETERSBURG, FL, 33716, USA

EAGLE ASSET MANAGEMENT, INC. Raymond James Financial Services Advisors, Inc.

Date of last update: 06 Apr 2025

Sources: Rhode Island Department of State

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