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Raymond James Financial Services Advisors, Inc.

Branch

Company Details

Name: Raymond James Financial Services Advisors, Inc.
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Activ
Date of Organization in Rhode Island: 19 Jun 2013 (12 years ago)
Branch of: Raymond James Financial Services Advisors, Inc., FLORIDA (Company Number K50927)
Identification Number: 000799898
Place of Formation: FLORIDA
Principal Address: 880 CARILLON PARKWAY, ST. PETERSBURG, FL, 33716, USA
Purpose: RETAIL AND INSTITUTIONAL INVESTMENT ADVISOR
NAICS: 523930 - Investment Advice

Agent

Name Role Address
CT CORPORATION SYSTEM Agent 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

PRESIDENT

Name Role Address
SHANNON B. REID PRESIDENT 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
SCOTT A. CURTIS PRESIDENT 880 CARILLON PARKWAY ST. PETERSBURG , FL 33716 USA

TREASURER

Name Role Address
PAUL M. SHOUKRY TREASURER 880 CARILLON PARKWAY ST. PETERSBURG , FL 33716 USA

SECRETARY

Name Role Address
BROCK A. GUICE SECRETARY 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

SENIOR VICE PRESIDENT, HEAD OF FID

Name Role Address
STEPHEN E. KRUCHTEN SENIOR VICE PRESIDENT, HEAD OF FID 880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716 USA

CHIEF LEGAL OFFICER

Name Role Address
JONATHAN N. SANTELLI CHIEF LEGAL OFFICER 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

AUTHORIZED ASSOCIATE

Name Role Address
SCOTT A. CURTIS AUTHORIZED ASSOCIATE 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

CHIEF COMPLIANCE OFFICER

Name Role Address
CHRISTOPHER S. THURSTON CHIEF COMPLIANCE OFFICER 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

AML, ABAC AND OFAC SANCTIONS OFFICER

Name Role Address
KATHLEEN LENTZ HUMPHREY AML, ABAC AND OFAC SANCTIONS OFFICER 880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716 USA

SENIOR VICE PRESIDENT

Name Role Address
SCOTT ZEBRA SENIOR VICE PRESIDENT 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

ENTITY MANAGER

Name Role Address
AARON S. FURNISS ENTITY MANAGER 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

CHIEF OPERATING OFFICER

Name Role Address
KIM JENSON CHIEF OPERATING OFFICER 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

ASSISTANT SECRETARY

Name Role Address
JONATHAN J. DOYLE ASSISTANT SECRETARY 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

REGULATORY CONTACT

Name Role Address
STEPHEN HURD REGULATORY CONTACT 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

DIRECTOR

Name Role Address
KEITH GREG RUST DIRECTOR 880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716 USA
STEPHEN E. KRUCHTEN DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
SHANNON B. REID DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
ERIK FRULAND DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
SCOTT A. CURTIS DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
TAREK HELAL DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
TASHTEGO S. ELWYN DIRECTOR 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

Filings

Number Name File Date
202450585380 Annual Report 2024-04-10
202331535660 Annual Report 2023-03-23
202214977400 Annual Report 2022-04-18
202192012920 Annual Report 2021-02-18
202032826490 Annual Report 2020-01-22
201984826820 Annual Report 2019-01-21
201856561620 Annual Report 2018-01-22
201730901690 Annual Report 2017-01-26
201691111820 Annual Report 2016-01-22
201554296400 Annual Report 2015-01-28

Date of last update: 17 Oct 2024

Sources: Rhode Island Department of State