Raymond James Financial Services Advisors, Inc.

Branch

Company Details

Name:	Raymond James Financial Services Advisors, Inc.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Activ
Date of Organization in Rhode Island:	19 Jun 2013 (12 years ago)
Branch of:	Raymond James Financial Services Advisors, Inc., FLORIDA (Company Number K50927)
Identification Number:	000799898
Place of Formation:	FLORIDA
Principal Address:	880 CARILLON PARKWAY, ST. PETERSBURG, FL, 33716, USA
Purpose:	RETAIL AND INSTITUTIONAL INVESTMENT ADVISOR

Industry & Business Activity

NAICS

523930 Investment Advice

This industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
CT CORPORATION SYSTEM	Agent	450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

PRESIDENT

Name	Role	Address
SHANNON B. REID	PRESIDENT	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
SCOTT A. CURTIS	PRESIDENT	880 CARILLON PARKWAY ST. PETERSBURG , FL 33716 USA

TREASURER

Name	Role	Address
PAUL M. SHOUKRY	TREASURER	880 CARILLON PARKWAY ST. PETERSBURG , FL 33716 USA

SECRETARY

Name	Role	Address
BROCK A. GUICE	SECRETARY	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

SENIOR VICE PRESIDENT, HEAD OF FID

Name	Role	Address
STEPHEN E. KRUCHTEN	SENIOR VICE PRESIDENT, HEAD OF FID	880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716 USA

CHIEF LEGAL OFFICER

Name	Role	Address
JONATHAN N. SANTELLI	CHIEF LEGAL OFFICER	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

AUTHORIZED ASSOCIATE

Name	Role	Address
SCOTT A. CURTIS	AUTHORIZED ASSOCIATE	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

CHIEF COMPLIANCE OFFICER

Name	Role	Address
CHRISTOPHER S. THURSTON	CHIEF COMPLIANCE OFFICER	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

AML, ABAC AND OFAC SANCTIONS OFFICER

Name	Role	Address
KATHLEEN LENTZ HUMPHREY	AML, ABAC AND OFAC SANCTIONS OFFICER	880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716 USA

SENIOR VICE PRESIDENT

Name	Role	Address
SCOTT ZEBRA	SENIOR VICE PRESIDENT	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

ENTITY MANAGER

Name	Role	Address
AARON S. FURNISS	ENTITY MANAGER	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

CHIEF OPERATING OFFICER

Name	Role	Address
KIM JENSON	CHIEF OPERATING OFFICER	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

ASSISTANT SECRETARY

Name	Role	Address
JONATHAN J. DOYLE	ASSISTANT SECRETARY	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

REGULATORY CONTACT

Name	Role	Address
STEPHEN HURD	REGULATORY CONTACT	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

DIRECTOR

Name	Role	Address
KEITH GREG RUST	DIRECTOR	880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716 USA
STEPHEN E. KRUCHTEN	DIRECTOR	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
SHANNON B. REID	DIRECTOR	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
ERIK FRULAND	DIRECTOR	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
SCOTT A. CURTIS	DIRECTOR	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
TAREK HELAL	DIRECTOR	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA
TASHTEGO S. ELWYN	DIRECTOR	880 CARILLON PARKWAY ST. PETERSBURG, FL 33716 USA

Filings

Number	Name	File Date
202450585380	Annual Report	2024-04-10
202331535660	Annual Report	2023-03-23
202214977400	Annual Report	2022-04-18
202192012920	Annual Report	2021-02-18
202032826490	Annual Report	2020-01-22
201984826820	Annual Report	2019-01-21
201856561620	Annual Report	2018-01-22
201730901690	Annual Report	2017-01-26
201691111820	Annual Report	2016-01-22
201554296400	Annual Report	2015-01-28
201433927690	Annual Report	2014-01-23
201324117940	Application for Certificate of Authority	2013-06-19

Date of last update: 17 Oct 2024

Sources: Rhode Island Department of State