| Name: | Osaic FA, Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 12 May 1969 (56 years ago) |
| Identification Number: | 000023073 |
| Place of Formation: | INDIANA |
| Principal Address: | 1301 SOUTH HARRISON STREET, FORT WAYNE, IN, 46802, USA |
| Purpose: | BROKER/DEALER AND INVESTMENT ADVISER |
| NAICS: | 523930 - Investment Advice |
| Historical names: |
LNC Equity Sales Corporation Lincoln Financial Advisors Corporation |
| Name | Role | Address |
|---|---|---|
| PRENTICE-HALL CORP SYSTEM | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| DAVID S. BERKOWITZ | PRESIDENT | ONE COMMERCE SQUARE, 2005 MARKET STREET PHILADELPHIA, PA 19103 USA |
| Name | Role | Address |
|---|---|---|
| CLAIRE H .HANNA | SECRETARY | 150 NORTH RADNOR CHESTER ROAD RADNOR, PA 19087 USA |
| Name | Role | Address |
|---|---|---|
| JOHN R. DIMONDA | DIRECTOR | 2005 MARKET STREE, 34TH FLOOR PHILADELPHIA, PA 19103 USA |
| MARION S. HALLIDAY | DIRECTOR | 1301 SOUTH HARRISON STREET FORT WAYNE, IN 46802 USA |
| DAVID S. BERKOWITZ | DIRECTOR | ONE COMMERCE SQUARE, 2005 MARKET STREET PHILADELPHIA, PA 19103 USA |
| Name | Role | Address |
|---|---|---|
| ADAM M. COHEN | TREASURER | 1301 SOUTH HARRISON STREET FORT WAYNE, IN 46802 USA |
| Name | Role | Address |
|---|---|---|
| HOLLEY K. MEYER | ASSISTANT SECRETARY | 150 NORTH RADNOR CHESTER ROAD RADNOR, PA 19087 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2024-06-27 | Lincoln Financial Advisors Corporation | Osaic FA, Inc. |
| Name Change | 1997-08-05 | LNC Equity Sales Corporation | Lincoln Financial Advisors Corporation |
| Number | Name | File Date |
|---|---|---|
| 202457467760 | Application for Amended Certificate of Authority | 2024-06-27 |
| 202452476460 | Annual Report | 2024-04-25 |
| 202333922530 | Annual Report | 2023-04-25 |
| 202215439420 | Annual Report | 2022-04-22 |
| 202190922500 | Annual Report | 2021-02-12 |
| 202033262260 | Annual Report | 2020-01-28 |
| 201986410180 | Annual Report | 2019-02-12 |
| 201857518100 | Annual Report | 2018-02-05 |
| 201734799860 | Annual Report | 2017-02-27 |
| 201690301060 | Annual Report | 2016-01-11 |
Date of last update: 06 Oct 2024
Sources: Rhode Island Department of State
