Osaic FA, Inc.
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| Name: | Osaic FA, Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 12 May 1969 (56 years ago) |
| Identification Number: | 000023073 |
| Place of Formation: | INDIANA |
| Purpose: | BROKER/DEALER AND INVESTMENT ADVISER |
| Historical names: |
LNC Equity Sales Corporation Lincoln Financial Advisors Corporation |
| Principal Address: |
1301 SOUTH HARRISON STREET, FORT WAYNE, IN, 46802, USA
|
NAICS
523930 Investment AdviceThis industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| PRENTICE-HALL CORP SYSTEM | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| JOHN DIMONDA | PRESIDENT | SUITE 255 18700 N HAYDEN RD SCOTTSDALE, AZ 85255 USA |
| Name | Role | Address |
|---|---|---|
| DAVID SCHMIDT | TREASURER | SUITE 255 18700 N HAYDEN RD SCOTTSDALE, AZ 85255 USA |
| Name | Role | Address |
|---|---|---|
| NINA MCKENNA | SECRETARY | SUITE 255 18700 N HAYDEN RD SCOTTSDALE, AZ 85255 USA |
| Name | Role | Address |
|---|---|---|
| JOHN DIMONDA | DIRECTOR | SUITE 255 18700 N HAYDEN RD SCOTTSDALE, AZ 85255 USA |
| GREG CORNICK | DIRECTOR | SUITE 255 18700 N HAYDEN RD SCOTTSDALE, AZ 85255 USA |
| MATTHEW SCHLUETER | DIRECTOR | SUITE 750 2300 WINDY RIDGE PARKWAY ATLANTA, GA 30339 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2024-06-27 | Lincoln Financial Advisors Corporation | Osaic FA, Inc. |
| Name Change | 1997-08-05 | LNC Equity Sales Corporation | Lincoln Financial Advisors Corporation |
| Number | Name | File Date |
|---|---|---|
| 202457467760 | Application for Amended Certificate of Authority | 2024-06-27 |
| 202452476460 | Annual Report | 2024-04-25 |
| 202333922530 | Annual Report | 2023-04-25 |
| 202215439420 | Annual Report | 2022-04-22 |
| 202190922500 | Annual Report | 2021-02-12 |
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Date of last update: 19 Jul 2025
Sources: Rhode Island Department of State