| Name: | Osaic FA, Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 12 May 1969 (56 years ago) |
| Identification Number: | 000023073 |
| Place of Formation: | INDIANA |
| Principal Address: | 1301 SOUTH HARRISON STREET, FORT WAYNE, IN, 46802, USA |
| Purpose: | BROKER/DEALER AND INVESTMENT ADVISER |
| Historical names: |
LNC Equity Sales Corporation Lincoln Financial Advisors Corporation |
NAICS
523930 Investment AdviceThis industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| PRENTICE-HALL CORP SYSTEM | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| DAVID S. BERKOWITZ | PRESIDENT | ONE COMMERCE SQUARE, 2005 MARKET STREET PHILADELPHIA, PA 19103 USA |
| Name | Role | Address |
|---|---|---|
| CLAIRE H .HANNA | SECRETARY | 150 NORTH RADNOR CHESTER ROAD RADNOR, PA 19087 USA |
| Name | Role | Address |
|---|---|---|
| JOHN R. DIMONDA | DIRECTOR | 2005 MARKET STREE, 34TH FLOOR PHILADELPHIA, PA 19103 USA |
| MARION S. HALLIDAY | DIRECTOR | 1301 SOUTH HARRISON STREET FORT WAYNE, IN 46802 USA |
| DAVID S. BERKOWITZ | DIRECTOR | ONE COMMERCE SQUARE, 2005 MARKET STREET PHILADELPHIA, PA 19103 USA |
| Name | Role | Address |
|---|---|---|
| ADAM M. COHEN | TREASURER | 1301 SOUTH HARRISON STREET FORT WAYNE, IN 46802 USA |
| Name | Role | Address |
|---|---|---|
| HOLLEY K. MEYER | ASSISTANT SECRETARY | 150 NORTH RADNOR CHESTER ROAD RADNOR, PA 19087 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2024-06-27 | Lincoln Financial Advisors Corporation | Osaic FA, Inc. |
| Name Change | 1997-08-05 | LNC Equity Sales Corporation | Lincoln Financial Advisors Corporation |
| Number | Name | File Date |
|---|---|---|
| 202457467760 | Application for Amended Certificate of Authority | 2024-06-27 |
| 202452476460 | Annual Report | 2024-04-25 |
| 202333922530 | Annual Report | 2023-04-25 |
| 202215439420 | Annual Report | 2022-04-22 |
| 202190922500 | Annual Report | 2021-02-12 |
| 202033262260 | Annual Report | 2020-01-28 |
| 201986410180 | Annual Report | 2019-02-12 |
| 201857518100 | Annual Report | 2018-02-05 |
| 201734799860 | Annual Report | 2017-02-27 |
| 201690301060 | Annual Report | 2016-01-11 |
Date of last update: 06 Apr 2025
Sources: Rhode Island Department of State
