StoneX Securities Inc.

NAICS
523120 Securities BrokerageThis industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau
Name | Role | Address |
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NATIONAL REGISTERED AGENTS, INC. | Agent | 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA |
Name | Role | Address |
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JAY W CARTER | CEO | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
Name | Role | Address |
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JOSEPH PORZIO | CFO | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
Name | Role | Address |
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DAVID A. BOLTE | SECRETARY | 1075 JORDAN CK PKWY, STE 300 WEST DES MOINES, IA 50266 USA |
Name | Role | Address |
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MARCUS RICHARDSON | COO | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
Name | Role | Address |
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CHARLES M LYON | DIRECTOR | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
MARK MAURER | DIRECTOR | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
WILLIAM J DUNAWAY | DIRECTOR | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
STUART DAVISON | DIRECTOR | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
PHILIP A SMITH | DIRECTOR | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
Name | Role | Address |
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BRIAN PARKER | CCO | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
Type | Date | Old Value | New Value |
---|---|---|---|
Name Change | 2024-08-02 | SA Stone Wealth Management Inc. | StoneX Securities Inc. |
Name Change | 2017-08-29 | Sterne Agee Financial Services, Inc. | SA Stone Wealth Management Inc. |
Number | Name | File Date |
---|---|---|
202458568420 | Application for Amended Certificate of Authority | 2024-08-02 |
202447508600 | Annual Report | 2024-02-29 |
202328408870 | Annual Report | 2023-02-15 |
202211538280 | Annual Report | 2022-02-24 |
202192946540 | Annual Report | 2021-02-25 |
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Date of last update: 14 Jul 2025
Sources: Rhode Island Department of State