| Name: | StoneX Securities Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 20 May 2014 (11 years ago) |
| Identification Number: | 000937895 |
| Place of Formation: | DELAWARE |
| Principal Address: | 2 PERIMETER PARK S STE 100 W, BIRMINGHAM, AL, 35243, USA |
| Purpose: | STOCK BROKER/DEALER |
| NAICS: | 523120 - Securities Brokerage |
| Historical names: |
Sterne Agee Financial Services, Inc. SA Stone Wealth Management Inc. |
| Name | Role | Address |
|---|---|---|
| NATIONAL REGISTERED AGENTS, INC. | Agent | 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA |
| Name | Role | Address |
|---|---|---|
| JAY W CARTER | CEO | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
| Name | Role | Address |
|---|---|---|
| JOSEPH PORZIO | CFO | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
| Name | Role | Address |
|---|---|---|
| DAVID A. BOLTE | SECRETARY | 1075 JORDAN CK PKWY, STE 300 WEST DES MOINES, IA 50266 USA |
| Name | Role | Address |
|---|---|---|
| XYONG NGUYEN | DIRECTOR | 2 PERIMETER PARK S, STE 100 W BIRMINGAM, AL 35243 USA |
| CHARLES M LYON | DIRECTOR | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
| MARK MAURER | DIRECTOR | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
| WILLIAM J DUNAWAY | DIRECTOR | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
| SEAN M O'CONNOR | DIRECTOR | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
| Name | Role | Address |
|---|---|---|
| MARCUS RICHARDSON | COO | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
| Name | Role | Address |
|---|---|---|
| BRIAN PARKER | CCO | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2024-08-02 | SA Stone Wealth Management Inc. | StoneX Securities Inc. |
| Name Change | 2017-08-29 | Sterne Agee Financial Services, Inc. | SA Stone Wealth Management Inc. |
| Number | Name | File Date |
|---|---|---|
| 202458568420 | Application for Amended Certificate of Authority | 2024-08-02 |
| 202447508600 | Annual Report | 2024-02-29 |
| 202328408870 | Annual Report | 2023-02-15 |
| 202211538280 | Annual Report | 2022-02-24 |
| 202192946540 | Annual Report | 2021-02-25 |
| 202034887660 | Annual Report | 2020-02-21 |
| 201987672550 | Annual Report | 2019-02-27 |
| 201859236390 | Annual Report | 2018-02-27 |
| 201748869520 | Application for Amended Certificate of Authority | 2017-08-29 |
| 201734400180 | Annual Report | 2017-02-20 |
Date of last update: 19 Oct 2024
Sources: Rhode Island Department of State
