STERNE AGEE & LEACH, INC.
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| Name: | STERNE AGEE & LEACH, INC. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Withdrawn |
| Date of Organization in Rhode Island: | 06 Aug 2012 (13 years ago) |
| Date of Dissolution: | 24 Apr 2019 (6 years ago) |
| Date of Status Change: | 24 Apr 2019 (6 years ago) |
| Identification Number: | 000792223 |
| Place of Formation: | DELAWARE |
| Purpose: | STOCK BROKER/DEALER |
| Principal Address: |
2 PERIMETER PARK S STE 100 W, BIRMINGHAM, AL, 35243, USA
|
| Mailing Address: |
C/O DAVID A. BOLTE 1075 JORDAN CREEK PARKWAY-SUITE 300 WEST, DES MOINES, IA, 50266, USA
|
NAICS
523120 Securities BrokerageThis industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CHARLES M LYON | DIRECTOR | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
| SEAN M O'CONNOR | DIRECTOR | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
| WILLIAM J DUNAWAY | DIRECTOR | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
| Name | Role | Address |
|---|---|---|
| NATIONAL REGISTERED AGENTS, INC. | Agent | 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA |
| Name | Role | Address |
|---|---|---|
| CHARLES M. LYON | PRESIDENT | 2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA |
| Name | Role | Address |
|---|---|---|
| DAVID A. BOLTE | SECRETARY | 1075 JORDAN CREEK PKWY STE 300 WEST DES MOINES, IA 50266 USA |
| Number | Name | File Date |
|---|---|---|
| 201991015530 | Application for Certificate of Withdrawal | 2019-04-24 |
| 201987674130 | Annual Report | 2019-02-27 |
| 201859234710 | Annual Report | 2018-02-27 |
| 201734397840 | Annual Report | 2017-02-20 |
| 201693214600 | Annual Report | 2016-02-26 |
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Date of last update: 13 Jul 2025
Sources: Rhode Island Department of State