STERNE AGEE & LEACH, INC.

Company Details

Name:	STERNE AGEE & LEACH, INC.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Withdrawn
Date of Organization in Rhode Island:	06 Aug 2012 (12 years ago)
Date of Dissolution:	24 Apr 2019 (6 years ago)
Date of Status Change:	24 Apr 2019 (6 years ago)
Identification Number:	000792223
Place of Formation:	DELAWARE
Principal Address:	2 PERIMETER PARK S STE 100 W, BIRMINGHAM, AL, 35243, USA
Mailing Address:	C/O DAVID A. BOLTE 1075 JORDAN CREEK PARKWAY-SUITE 300 WEST, DES MOINES, IA, 50266, USA
Purpose:	STOCK BROKER/DEALER
NAICS:	523120 - Securities Brokerage

DIRECTOR

Name	Role	Address
CHARLES M LYON	DIRECTOR	2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA
SEAN M O'CONNOR	DIRECTOR	2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA
WILLIAM J DUNAWAY	DIRECTOR	2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA

Agent

Name	Role	Address
NATIONAL REGISTERED AGENTS, INC.	Agent	450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

PRESIDENT

Name	Role	Address
CHARLES M. LYON	PRESIDENT	2 PERIMETER PARK S, STE 100 W BIRMINGHAM, AL 35243 USA

SECRETARY

Name	Role	Address
DAVID A. BOLTE	SECRETARY	1075 JORDAN CREEK PKWY STE 300 WEST DES MOINES, IA 50266 USA

Filings

Number	Name	File Date
201991015530	Application for Certificate of Withdrawal	2019-04-24
201987674130	Annual Report	2019-02-27
201859234710	Annual Report	2018-02-27
201734397840	Annual Report	2017-02-20
201693214600	Annual Report	2016-02-26
201553762500	Annual Report	2015-01-15
201435647000	Annual Report	2014-02-17
201325048090	Statement of Change of Registered/Resident Agent Office	2013-06-17
201311460790	Annual Report	2013-02-13
201313229980	Statement of Change of Registered/Resident Agent Office	2013-02-12
201295824090	Application for Certificate of Authority	2012-08-06

Date of last update: 17 Oct 2024

Sources: Rhode Island Department of State