NAICS
523930 Investment AdviceThis industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau
Name | Role | Address |
---|---|---|
FREDERICK J HARKINS | Agent | 206 GANO STREET, PROVIDENCE, RI, 02906, USA |
Number | Name | File Date |
---|---|---|
202445377730 | Annual Report | 2024-02-02 |
202329390750 | Annual Report | 2023-02-27 |
202224027490 | Fictitious Business Name Statement | 2022-10-11 |
202221080470 | Annual Report | 2022-07-11 |
202218921760 | Revocation Notice For Failure to File An Annual Report | 2022-06-22 |
The Uniform Commercial Code (UCC) is a comprehensive set of laws governing all commercial transactions in the United States.
A UCC filing is a public notice of a secured transaction. A financing statement indicates a commercial agreement between a debtor and a
secured party.
Agency | Date | Program | Subprogram | Amount |
---|---|---|---|---|
Department of Labor and Training | 2023-11-10 | WORKFORCE DEVELOPMENT SERVICES | Governor's Workforce Board RI | 224.25 |
Department of Labor and Training | 2023-08-30 | WORKFORCE DEVELOPMENT SERVICES | Governor's Workforce Board RI | 222.75 |
Department of Labor and Training | 2023-03-10 | WORKFORCE DEVELOPMENT SERVICES | Governor's Workforce Board RI | 1087.5 |
Date of last update: 30 May 2025
Sources: Rhode Island Department of State