| Name: | LPL FINANCIAL LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 13 Apr 2012 (13 years ago) |
| Identification Number: | 000789551 |
| Place of Formation: | CALIFORNIA |
| Principal Address: | 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121, USA |
| Purpose: | SECURITIES BROKER-DEALER |
NAICS
523110 Investment Banking and Securities DealingThis industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CT CORPORATION SYSTEM | Agent | 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA |
| Name | Role | Address |
|---|---|---|
| DAN H ARNOLD | Manager | 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA |
| MATTHEW J AUDETTE | Manager | 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA |
| MICHELLE OROSCHAKOFF | Manager | 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA |
| Number | Name | File Date |
|---|---|---|
| 202450516870 | Annual Report | 2024-04-09 |
| 202331669950 | Annual Report | 2023-03-25 |
| 202222729440 | Annual Report | 2022-09-08 |
| 202222729530 | Annual Report | 2022-09-08 |
| 202222729620 | Annual Report | 2022-09-08 |
| 202222729170 | Reinstatement | 2022-09-08 |
| 202197431870 | Revocation Certificate For Failure to File the Annual Report for the Year | 2021-06-03 |
| 202194210540 | Revocation Notice For Failure to File An Annual Report | 2021-03-16 |
| 201926761730 | Annual Report | 2019-11-04 |
| 201874799650 | Annual Report | 2018-08-17 |
Date of last update: 17 Oct 2024
Sources: Rhode Island Department of State
