| Name: | LPL FINANCIAL LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 13 Apr 2012 (13 years ago) |
| Identification Number: | 000789551 |
| Place of Formation: | CALIFORNIA |
| Principal Address: | 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121, USA |
| Purpose: | SECURITIES BROKER-DEALER |
| NAICS: | 523110 - Investment Banking and Securities Dealing |
| Name | Role | Address |
|---|---|---|
| CT CORPORATION SYSTEM | Agent | 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA |
| Name | Role | Address |
|---|---|---|
| DAN H ARNOLD | Manager | 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA |
| MATTHEW J AUDETTE | Manager | 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA |
| MICHELLE OROSCHAKOFF | Manager | 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA |
| Number | Name | File Date |
|---|---|---|
| 202450516870 | Annual Report | 2024-04-09 |
| 202331669950 | Annual Report | 2023-03-25 |
| 202222729440 | Annual Report | 2022-09-08 |
| 202222729530 | Annual Report | 2022-09-08 |
| 202222729620 | Annual Report | 2022-09-08 |
| 202222729170 | Reinstatement | 2022-09-08 |
| 202197431870 | Revocation Certificate For Failure to File the Annual Report for the Year | 2021-06-03 |
| 202194210540 | Revocation Notice For Failure to File An Annual Report | 2021-03-16 |
| 201926761730 | Annual Report | 2019-11-04 |
| 201874799650 | Annual Report | 2018-08-17 |
Date of last update: 17 Oct 2024
Sources: Rhode Island Department of State
