LPL Insurance Associates, Inc.

Company Details

Name:	LPL Insurance Associates, Inc.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Activ
Date of Organization in Rhode Island:	16 Feb 1996 (29 years ago)
Identification Number:	000088257
Place of Formation:	DELAWARE
Principal Address:	4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121, USA
Purpose:	INSURANCE AGENCY AND/OR BROKER
Fictitious names:	PHL Associates of Rhode Island (trading name, 1996-02-16 - )
Historical names:	PHL Associates, Inc. WS Griffith Associates, Inc. Linsco/Private Ledger Insurance Associates, Inc.

Industry & Business Activity

NAICS

524210 Insurance Agencies and Brokerages

This industry comprises establishments primarily engaged in acting as agents (i.e., brokers) in selling annuities and insurance policies. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
CT CORPORATION SYSTEM	Agent	450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

DIRECTOR

Name	Role	Address
ANERI JAMBUSARIA	DIRECTOR	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA
KATELYN RISTAU SHACKLETON	DIRECTOR	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

PRESIDENT

Name	Role	Address
TIM RISTAU DONA	PRESIDENT	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

TREASURER

Name	Role	Address
DIRK WYCKOFF	TREASURER	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

SECRETARY

Name	Role	Address
VACANT RISTAU VACANT	SECRETARY	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

VICE PRESIDENT

Name	Role	Address
RACHEL RISTAU SACHS	VICE PRESIDENT	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA
CATHY BORGMAN	VICE PRESIDENT	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

ASSISTANT TAX OFFICER

Name	Role	Address
GWEN NGO	ASSISTANT TAX OFFICER	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

ASSISTANT TREASURER

Name	Role	Address
JOSH MOORE	ASSISTANT TREASURER	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

ASSISTANT SECRETARY

Name	Role	Address
ROBERT S. HATFIELD III	ASSISTANT SECRETARY	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

COMPLIANCE OFFICER

Name	Role	Address
JIM S. MCHALE	COMPLIANCE OFFICER	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

TAX OFFICER

Name	Role	Address
NICHOLAS RISTAU STOKES	TAX OFFICER	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

Events

Type	Date	Old Value	New Value
Name Change	2009-06-24	Linsco/Private Ledger Insurance Associates, Inc.	LPL Insurance Associates, Inc.
Name Change	2004-07-12	WS Griffith Associates, Inc.	Linsco/Private Ledger Insurance Associates, Inc.
Name Change	2001-08-20	PHL Associates, Inc.	WS Griffith Associates, Inc.

Filings

Number	Name	File Date
202450840920	Annual Report	2024-04-11
202331992580	Annual Report	2023-03-29
202214827660	Annual Report	2022-04-15
202193362790	Annual Report	2021-03-01
202040154240	Annual Report	2020-05-13
201988486840	Annual Report	2019-03-12
201859608430	Annual Report	2018-03-02
201730715260	Annual Report	2017-01-24
201589669660	Annual Report	2015-12-23
201552762790	Annual Report	2015-01-05
201437946750	Annual Report	2014-04-01
201324671910	Statement of Change of Registered/Resident Agent Office	2013-06-17
201311776620	Statement of Change of Registered/Resident Agent Office	2013-02-12
201306908100	Annual Report	2013-01-04
201287639550	Annual Report	2012-01-06
201178353080	Statement of Change of Registered/Resident Agent Office	2011-05-02
201175436560	Annual Report	2011-02-23
201061084480	Annual Report	2010-04-05
200946853360	Annual Report	2009-06-24
200946853540	Application for Amended Certificate of Authority	2009-06-24

Date of last update: 09 Apr 2025

Sources: Rhode Island Department of State