LPL Insurance Associates, Inc.

Is this your business?

Get access!

Company Details

Name:	LPL Insurance Associates, Inc.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Activ
Date of Organization in Rhode Island:	16 Feb 1996 (29 years ago)
Identification Number:	000088257
Place of Formation:	DELAWARE
Purpose:	INSURANCE AGENCY AND/OR BROKER
Fictitious names:	PHL Associates of Rhode Island (trading name, 1996-02-16 - )
Historical names:	PHL Associates, Inc. WS Griffith Associates, Inc. Linsco/Private Ledger Insurance Associates, Inc.
Principal Address:	4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121, USA

Industry & Business Activity

NAICS

524210 Insurance Agencies and Brokerages

This industry comprises establishments primarily engaged in acting as agents (i.e., brokers) in selling annuities and insurance policies. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
CT CORPORATION SYSTEM	Agent	450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

DIRECTOR

Name	Role	Address
ANERI JAMBUSARIA	DIRECTOR	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA
KATELYN RISTAU SHACKLETON	DIRECTOR	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

PRESIDENT

Name	Role	Address
TIM RISTAU DONA	PRESIDENT	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

TREASURER

Name	Role	Address
DIRK WYCKOFF	TREASURER	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

SECRETARY

Name	Role	Address
VACANT RISTAU VACANT	SECRETARY	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

VICE PRESIDENT

Name	Role	Address
RACHEL RISTAU SACHS	VICE PRESIDENT	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA
CATHY BORGMAN	VICE PRESIDENT	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

ASSISTANT TAX OFFICER

Name	Role	Address
GWEN NGO	ASSISTANT TAX OFFICER	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

ASSISTANT TREASURER

Name	Role	Address
JOSH MOORE	ASSISTANT TREASURER	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

ASSISTANT SECRETARY

Name	Role	Address
ROBERT S. HATFIELD III	ASSISTANT SECRETARY	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

COMPLIANCE OFFICER

Name	Role	Address
JIM S. MCHALE	COMPLIANCE OFFICER	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

TAX OFFICER

Name	Role	Address
NICHOLAS RISTAU STOKES	TAX OFFICER	4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121 USA

Events

Type	Date	Old Value	New Value
Name Change	2009-06-24	Linsco/Private Ledger Insurance Associates, Inc.	LPL Insurance Associates, Inc.
Name Change	2004-07-12	WS Griffith Associates, Inc.	Linsco/Private Ledger Insurance Associates, Inc.
Name Change	2001-08-20	PHL Associates, Inc.	WS Griffith Associates, Inc.

Filings

Number	Name	File Date
202450840920	Annual Report	2024-04-11
202331992580	Annual Report	2023-03-29
202214827660	Annual Report	2022-04-15
202193362790	Annual Report	2021-03-01
202040154240	Annual Report	2020-05-13

Reviews Leave a review

This company hasn't received any reviews.

Date of last update: 11 Jun 2025

Sources: Rhode Island Department of State