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MORGAN STANLEY & CO. LLC

Company Details

Name: MORGAN STANLEY & CO. LLC
Jurisdiction: Rhode Island
Entity type: Foreign Limited Liability Company
Status: Activ
Date of Organization in Rhode Island: 01 Jun 2011 (14 years ago)
Identification Number: 000678406
Place of Formation: DELAWARE
Purpose: U.S BROKER DEALER
Principal Address: Google Maps Logo 1585 BROADWAY, NEW YORK, NY, 10036, USA

Industry & Business Activity

NAICS

523999 Miscellaneous Financial Investment Activities

This U.S. industry comprises establishments primarily engaged in acting as agents and/or brokers (except securities brokerages and commodity contracts brokerages) in buying or selling financial contracts and those providing financial investment services (except securities and commodity exchanges; portfolio management; investment advice; and trust, fiduciary, and custody services) on a fee or commission basis. Learn more at the U.S. Census Bureau

Agent

Name Role Address
CT CORPORATION SYSTEM Agent 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

Manager

Name Role Address
MICHAEL STERN Manager 1585 BROADWAY NEW YORK, NY 10036 USA
THOMAS G. WIPF Manager 1585 BROADWAY NEW YORK, NY 10036 USA
MOHIT ASHOK ASSOMULL Manager 1585 BROADWAY NEW YORK, NY 10036 USA
MATTHEW E BERKE Manager 1585 BROADWAY NEW YORK, NY 10036 USA
ISMAIL OMAR BHAIMIA Manager 1585 BROADWAY NEW YORK, NY 10036 USA

Filings

Number Name File Date
202452728000 Annual Report 2024-04-26
202333613500 Annual Report 2023-04-21
202215951580 Annual Report 2022-04-27
202103031800 Annual Report 2021-10-12
202056761070 Annual Report 2020-09-21

CFPB Complaint

Date:
2025-04-03
Issue:
Opening an account
Product:
Checking or savings account
Company Response:
Closed with explanation
Date:
2014-05-27
Issue:
Loan modification,collection,foreclosure
Product:
Mortgage
Company Response:
Closed with explanation
Consumer Consent Provided:
N/A

Date of last update: 30 May 2025

Sources: Rhode Island Department of State