| Name: | MORGAN STANLEY SMITH BARNEY LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 31 Mar 2009 (16 years ago) |
| Identification Number: | 000505744 |
| Place of Formation: | DELAWARE |
| Purpose: | BROKER/DEALER |
| Principal Address: |
1585 BROADWAY, NEW YORK, NY, 10036, USA
|
NAICS
523999 Miscellaneous Financial Investment ActivitiesThis U.S. industry comprises establishments primarily engaged in acting as agents and/or brokers (except securities brokerages and commodity contracts brokerages) in buying or selling financial contracts and those providing financial investment services (except securities and commodity exchanges; portfolio management; investment advice; and trust, fiduciary, and custody services) on a fee or commission basis. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CT CORPORATION SYSTEM | Agent | 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA |
| Name | Role | Address |
|---|---|---|
| JAMES ROSENTHAL | Manager | 1585 BROADWAY NEW YORK , NY 10036 USA |
| STEPHEN R VOLK | Manager | 1585 BROADWAY NEW YORK , NY 10036 USA |
| GREGORY J. FLEMING | Manager | 1585 BROADWAY NEW YORK, NY 10036 USA |
| JAMES FORESE | Manager | 1585 BROADWAY NEW YORK, NY 10036 USA |
| JAMES P. GORMAN | Manager | BROADWAY NEW YORK , NY 10036 USA |
| RAYMOND HARRIS | Manager | 1585 BROADWAY 1585 BROADWAY , NY 10036 USA |
| EDWARD N. PICK | Manager | 1585 BROADWAY NEW YORK , NY 10036 USA |
| Number | Name | File Date |
|---|---|---|
| 202451116880 | Annual Report | 2024-04-15 |
| 202333615180 | Annual Report | 2023-04-21 |
| 202215958200 | Annual Report | 2022-04-27 |
| 202102755950 | Annual Report | 2021-10-06 |
| 202056750920 | Annual Report | 2020-09-21 |
Date of last update: 29 May 2025
Sources: Rhode Island Department of State
