NAICS
523110 Investment Banking and Securities DealingThis industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Learn more at the U.S. Census Bureau
Name | Role | Address |
---|---|---|
THOMAS JEFFERSON, IV ESQ. | Agent | 2800 FINANCIAL PLAZA, PROVIDENCE, RI, 02903, USA |
Name | Role | Address |
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PETER C. DORSEY JR | MANAGER | 40 WESTMINSTER ST., SUITE 702 PROVIDENCE, RI 02903 USA |
Number | Name | File Date |
---|---|---|
202223390450 | Revocation Certificate For Failure to File the Annual Report for the Year | 2022-10-11 |
202219301660 | Revocation Notice For Failure to File An Annual Report | 2022-06-22 |
202102323410 | Annual Report | 2021-09-29 |
202077618250 | Annual Report | 2020-11-25 |
201924439460 | Annual Report | 2019-10-17 |
Date of last update: 30 May 2025
Sources: Rhode Island Department of State