NAICS
523110 Investment Banking and Securities DealingThis industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Learn more at the U.S. Census Bureau
Name | Role | Address |
---|---|---|
ALLAN K. TEAR II | Agent | 91 CLEMENCE STREET, PROVIDENCE, RI, 02903, USA |
Name | Role | Address |
---|---|---|
BETASPRINGS MANAGERS 100 LLC | MANAGER | P.O. BOX 5938 PROVIDENCE, RI 02903 USA |
A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly
traded on U.S. stock exchanges, File reports with the SEC.
Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must
comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR
database.
Number | Name | File Date |
---|---|---|
202210258350 | Revocation Certificate For Failure to File the Annual Report for the Year | 2022-02-14 |
202106073960 | Revocation Notice For Failure to File An Annual Report | 2021-12-03 |
202184438000 | Annual Report | 2021-01-05 |
201994839430 | Statement of Change of Registered/Resident Agent | 2019-05-31 |
201994840300 | Annual Report | 2019-05-31 |
Date of last update: 30 May 2025
Sources: Rhode Island Department of State