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A-1 ROOFING & CONSTRUCTION, LLC

Headquarter

Company Details

Name: A-1 ROOFING & CONSTRUCTION, LLC
Jurisdiction: Rhode Island
Entity type: Domestic Limited Liability Company
Status: Activ
Date of Organization in Rhode Island: 28 Nov 2007 (17 years ago)
Identification Number: 000275206
ZIP code: 02842
County: Newport County
Principal Address: 1133 W MAIN RD, MIDDLETOWN, RI, 02842-6337, USA
Purpose: ROOFING AND GENERAL CONSTRUCTION

Industry & Business Activity

NAICS

238160 Roofing Contractors

This industry comprises establishments primarily engaged in roofing. This industry also includes establishments treating roofs (i.e., spraying, painting, or coating) and installing skylights. The work performed may include new work, additions, alterations, maintenance, and repairs. Learn more at the U.S. Census Bureau

Links between entities

Type Company Name Company Number State
Headquarter of A-1 ROOFING & CONSTRUCTION, LLC, CONNECTICUT 1183192 CONNECTICUT

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
A-1 ROOFING & CONSTRUCTION, LLC 401(K) PLAN 2023 261684819 2024-06-07 A-1 ROOFING & CONSTRUCTION, LLC 28
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 238100
Sponsor’s telephone number 4012651019
Plan sponsor’s address 29 1/2 BLISS RD, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2024-06-07
Name of individual signing SEAN NAPOLITANO
Valid signature Filed with authorized/valid electronic signature
A-1 ROOFING & CONSTRUCTION, LLC 401(K) PLAN 2022 261684819 2023-09-28 A-1 ROOFING & CONSTRUCTION, LLC 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 238100
Sponsor’s telephone number 4012651019
Plan sponsor’s address 29 1/2 BLISS RD, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2023-09-28
Name of individual signing SEAN NAPOLITANO
Valid signature Filed with authorized/valid electronic signature
A-1 ROOFING & CONSTRUCTION, LLC 401(K) PLAN 2021 261684819 2022-10-14 A-1 ROOFING & CONSTRUCTION, LLC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 238100
Sponsor’s telephone number 4012651019
Plan sponsor’s address 29 1/2 BLISS RD, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2022-10-14
Name of individual signing SEAN NAPOLITANO
Valid signature Filed with authorized/valid electronic signature
A-1 ROOFING & CONSTRUCTION, LLC 401(K) PLAN 2020 261684819 2021-07-14 A-1 ROOFING & CONSTRUCTION, LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 238100
Sponsor’s telephone number 4012651019
Plan sponsor’s address 29 1/2 BLISS RD, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2021-07-14
Name of individual signing SEAN NAPOLITANO
Valid signature Filed with authorized/valid electronic signature
A-1 ROOFING & CONSTRUCTION, LLC 401(K) PLAN 2019 261684819 2020-10-06 A-1 ROOFING & CONSTRUCTION, LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 238100
Sponsor’s telephone number 4012651019
Plan sponsor’s address 29 1/2 BLISS RD, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2020-10-06
Name of individual signing SEAN NAPOLITANO
Valid signature Filed with authorized/valid electronic signature
A-1 ROOFING & CONSTRUCTION, LLC 401(K) PLAN 2018 261684819 2019-05-29 A-1 ROOFING & CONSTRUCTION, LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 238100
Sponsor’s telephone number 4012651019
Plan sponsor’s address 29 1/2 BLISS RD, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2019-05-29
Name of individual signing MR. SEAN NAPOLITANO
Valid signature Filed with authorized/valid electronic signature
A-1 ROOFING & CONSTRUCTION, LLC 401(K) PLAN 2017 261684819 2018-08-14 A-1 ROOFING & CONSTRUCTION, LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 238100
Sponsor’s telephone number 4012651019
Plan sponsor’s address 29 1/2 BLISS RD, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2018-08-14
Name of individual signing MR. SEAN NAPOLITANO
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
SEAN P. NAPOLITANO Agent 1133 WEST MAIN ROAD, MIDDLETOWN, RI, 02842, USA

Filings

Number Name File Date
202459652650 Statement of Change of Registered/Resident Agent Office 2024-09-16
202342977150 Annual Report 2023-11-29
202326842180 Annual Report 2023-01-30
202209536650 Annual Report 2022-02-07
202103053280 Annual Report 2021-10-12
202066614490 Annual Report 2020-10-20
201915774950 Annual Report 2019-08-27
201876834070 Annual Report 2018-09-07
201749602360 Annual Report 2017-09-13
201609458050 Annual Report 2016-09-27

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
347503302 0112300 2024-05-22 1627 WEST MAIN ROAD, PORTSMOUTH, RI, 02871
Inspection Type Complaint
Scope Partial
Safety/Health Safety
Close Conference 2024-05-22
Emphasis N: FALL

Related Activity

Type Inspection
Activity Nr 1750443
Safety Yes
Type Complaint
Activity Nr 2165285
Safety Yes

Violation Items

Citation ID 01001
Citaton Type Repeat
Standard Cited 19260501 B01
Issuance Date 2024-09-27
Current Penalty 8517.6
Initial Penalty 14196.0
Final Order 2024-10-23
Nr Instances 1
Nr Exposed 1
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.501(b)(1): Each employee on a walking/working surface with an unprotected side or edge which was 6 feet (1.8 m) or more above a lower level was not protected from falling by the use of guardrail systems, safety net systems, or personal fall arrest systems. (a) Jobsite at 1627 West Main Road in Portsmouth: On or about 5/22/2024, employees were exposed to fall hazards, without fall protection, while working on top of stacks of insulation board that were between eight and nine feet above the ground. A-1 Roofing & Construction LLC was previously cited for a violation of this occupational safety and health standard, 29 CFR 1926.501(b)(1), which was contained in OSHA inspection number 1671983, citation number 01, item number 001 and was affirmed as a final order on 8/3/2023, with respect to a workplace located at 20 Dr Marcus Wheatland Boulevard, Newport, RI 02840.
346719834 0112300 2023-05-23 20 DR MARCUS WHEATLAND BOULEVARD, NEWPORT, RI, 02840
Inspection Type Planned
Scope Partial
Safety/Health Safety
Close Conference 2023-05-23
Emphasis L: FALL, N: FALL, P: FALL
Case Closed 2024-11-15

Related Activity

Type Inspection
Activity Nr 1672002
Safety Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260501 B01
Issuance Date 2023-07-14
Current Penalty 7158.9
Initial Penalty 10227.0
Final Order 2023-08-03
Nr Instances 1
Nr Exposed 1
Related Event Code (REC) Imminent Danger
Gravity 10
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.501(b)(1): Each employee on a walking/working surface with an unprotected side or edge which was 6 feet (1.8 m) or more above a lower level was not protected from falling by the use of guardrail systems, safety net systems, or personal fall arrest systems. a) Jobsite: On or about 5/23/2023, the employer did not ensure that an employee engaged in commercial roofing activities, while working on a roof approximately 12 feet 4 inches above the lower level, was protected from fall hazards.
Citation ID 02001
Citaton Type Other
Standard Cited 19040033 A
Issuance Date 2023-07-14
Abatement Due Date 2023-08-29
Current Penalty 1022.7
Initial Penalty 1461.0
Final Order 2023-08-03
Nr Instances 1
Nr Exposed 1
FTA Current Penalty 0.0
Citation text line 29 CFR 1904.33(a): At this establishment, the employer did not retain (save) the OSHA 300 Log, the privacy case list (if one exists), the annual summary, and the OSHA 301 Incident Report forms for five (5) years following the end of the calendar year that these records covered. a) Worksite: On or about 5/23/2023, the employer did not retain the OSHA 300 logs, the annual summary, and the OSHA 301's for the past five years.
Citation ID 02002
Citaton Type Other
Standard Cited 19260503 B01
Issuance Date 2023-07-14
Abatement Due Date 2023-08-29
Current Penalty 574.0
Initial Penalty 820.0
Final Order 2023-08-03
Nr Instances 1
Nr Exposed 1
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.503(b)(1): The employer did not verify fall protection training by preparing a written certification record. a) Jobsite: On or about 5/23/2023, the employer did not create a written certification record verifying that an employee received adequate fall protection training for employees exposed to fall hazards.
344582069 0112300 2020-01-24 65 HALSEY STREET, NEWPORT, RI, 02840
Inspection Type Fat/Cat
Scope Partial
Safety/Health Health
Close Conference 2020-01-27
Case Closed 2020-06-23

Related Activity

Type Accident
Activity Nr 1537167
343546222 0112300 2018-10-19 69 BROWNELL LANE, PORTSMOUTH, RI, 02871
Inspection Type Complaint
Scope Partial
Safety/Health Safety
Close Conference 2018-10-19
Emphasis L: FALL
Case Closed 2019-03-19

Related Activity

Type Complaint
Activity Nr 1393051
Safety Yes

Violation Items

Citation ID 01001A
Citaton Type Serious
Standard Cited 19260501 B13
Issuance Date 2018-12-10
Current Penalty 2500.0
Initial Penalty 3880.0
Final Order 2019-01-02
Nr Instances 1
Nr Exposed 2
Gravity 10
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.501(b)(13): Each employee(s) engaged in residential construction activities 6 feet (1.8 m) or more above lower levels were not protected by guardrail systems, safety net system, or personal fall arrest system, nor were employee(s) provided with an alternative fall protection measure under another provision of paragraph 1926.501(b): (a) On the south side of the roof: On or about 10/19/2018, an employee working on a 6/12 pitched roof was not protected from falling approximately 14' 1".
Citation ID 01001B
Citaton Type Serious
Standard Cited 19260503 A01
Issuance Date 2018-12-10
Abatement Due Date 2019-01-04
Current Penalty 0.0
Initial Penalty 2772.0
Final Order 2019-01-02
Nr Instances 1
Nr Exposed 2
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.503(a)(1): The employer did not provide a training program for each employee potentially exposed to fall hazards to enable each employee to recognize the hazards of falling and the procedures to be followed in order to minimize these hazards: (a) Jobsite: On or about 10/19/2018, the employer did not provide a training program to employees that were exposed to fall hazards while working on the roof.
Citation ID 01003A
Citaton Type Serious
Standard Cited 19261053 B15
Issuance Date 2018-12-10
Abatement Due Date 2018-12-19
Current Penalty 2500.0
Initial Penalty 3880.0
Final Order 2019-01-02
Nr Instances 1
Nr Exposed 3
Gravity 10
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.1053(b)(15): Ladders were not inspected by a competent person for visible defects on a periodic basis and after an occurrence that could affect their safe use: (a) Jobsite: On or about 10/19/2018, two extension ladders and one step ladder were not inspected by a competent person, in that they were being used with split side rails, a damaged rung and cracks around the locking mechanism.
Citation ID 01003B
Citaton Type Serious
Standard Cited 19261053 B16
Issuance Date 2018-12-10
Abatement Due Date 2018-12-19
Current Penalty 0.0
Initial Penalty 0.0
Final Order 2019-01-02
Nr Instances 1
Nr Exposed 3
Gravity 10
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.1053(b)(16): Portable ladder(s) with structural defects, such as, but not limited to, broken or missing rungs, cleats, or steps, broken or split rails, corroded components, or other faulty or defective components, were not either immediately marked in a manner to readily identify them as defective, or tagged with "Do Not Use" or similar language, and shall be withdrawn from service until repaired: (a) Jobsite: On or about 10/19/2018, two damaged extension ladders, with structural defects, were being used to access the roof and second story deck, exposing the employees to fall hazards.
Citation ID 02001
Citaton Type Other
Standard Cited 19261053 B04
Issuance Date 2018-12-10
Current Penalty 0.0
Initial Penalty 0.0
Final Order 2019-01-02
Nr Instances 1
Nr Exposed 3
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.1053(b)(4): Ladder(s) were used for purposes other than the purpose for which they were designed: (a) Garage: On or about 10/19/2018, a step ladder was folded and propped against the back wall of the garage to access the main section of the house.
Citation ID 02002
Citaton Type Other
Standard Cited 19261060 A
Issuance Date 2018-12-10
Abatement Due Date 2018-12-19
Current Penalty 0.0
Initial Penalty 0.0
Final Order 2019-01-02
Nr Instances 1
Nr Exposed 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.1060(a): The employer did not provide a training program for each employee using ladders and stairways, as necessary, which would train each employee in the procedures to be followed to minimize hazards related to ladders and stairways: (a) Jobsite: On or about 10/19/2018; the employer did not train the employees to recognize the hazards related to ladders and the procedures to be followed, in that the employees were using two damaged extension ladders and misusing a six foot step ladder.
341054880 0112300 2015-11-10 575 DYER AVE BUILDING E, CRANSTON, RI, 02920
Inspection Type Complaint
Scope Partial
Safety/Health Safety
Close Conference 2015-11-10
Emphasis L: FALL
Case Closed 2017-01-25

Related Activity

Type Complaint
Activity Nr 1036853
Safety Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260100 A
Issuance Date 2016-04-15
Current Penalty 1000.0
Initial Penalty 2000.0
Final Order 2016-04-26
Nr Instances 1
Nr Exposed 4
Related Event Code (REC) Complaint
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.100(a): Employees working in areas where there was a possible danger of head injury from impact, or falling or flying objects, or from electrical shock and burns, were not protected by protective helmets: a) Jobsite: On or about 11-10-15 the employer did not ensure that employees working in areas where there was possible danger of head injury from falling objects were protected by protective helmets.
Citation ID 01002
Citaton Type Serious
Standard Cited 19260501 B10
Issuance Date 2016-04-15
Current Penalty 1000.0
Initial Penalty 2000.0
Final Order 2016-04-26
Nr Instances 3
Nr Exposed 3
Related Event Code (REC) Complaint
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.501(b)(10): Each employee engaged in roofing activities on low-slope roofs with unprotected sides and edges 6 feet or more above lower levels, was not protected from falling by guardrail systems, safety net systems, personal fall arrest systems, or a combination of warning line system and guardrail system, warning line system and safety net system, or warning line system and personal fall arrest system, or warning line system and safety monitoring system. Or, on roofs 50-feet (15.25 m) or less in width, each employee was not protected by use of a monitoring system: a) Jobsite: On or about 11-10-15 employees engaged in roofing work approximately 20' above a lower were not protected from falling by an adequate means of fall protection.
Citation ID 02001
Citaton Type Serious
Standard Cited 19261053 B01
Issuance Date 2016-04-15
Current Penalty 2000.0
Initial Penalty 4000.0
Final Order 2016-04-26
Nr Instances 1
Nr Exposed 4
Related Event Code (REC) Complaint
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.1053(b)(1): When portable ladders were used for access to an upper landing surface, the ladder side rails did not extend at least 3 feet (.9 m) above the upper landing surface to which the ladder is used to gain access: a) Jobsite: On or about 11-10-15 employees were using an extension ladder that did not have side rails extending at least 3 feet above the upper landing on the roof. A-1 Roofing & Construction Company LLC was previously cited for this occupational safety and health standard, 29CFR 1926.1053(b)(1), which was contained in OSHA inspection number 314918947, citation number 1, item number 2 and was affirmed as a final order on 5/7/2013, with respect to a worksite located at 872 Union St, Portsmouth, RI
314918947 0112300 2011-09-01 872 UNION STREET, PORTSMOUTH, RI, 02871
Inspection Type Planned
Scope Partial
Safety/Health Safety
Close Conference 2011-09-01
Emphasis L: FALL, L: RESCON, S: FALL FROM HEIGHT, S: RESIDENTIAL CONSTR
Case Closed 2013-05-07

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260501 B13
Issuance Date 2011-10-03
Abatement Due Date 2011-10-06
Current Penalty 3000.0
Initial Penalty 9240.0
Nr Instances 1
Nr Exposed 3
Gravity 10
Citation ID 01002
Citaton Type Serious
Standard Cited 19261053 B01
Issuance Date 2011-10-03
Abatement Due Date 2011-10-07
Current Penalty 2000.0
Initial Penalty 5280.0
Nr Instances 1
Nr Exposed 3
Gravity 02

Date of last update: 11 Oct 2024

Sources: Rhode Island Department of State