ULLICO Investment Advisors, Inc.

Company Details

Name:	ULLICO Investment Advisors, Inc.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Activ
Date of Organization in Rhode Island:	10 Aug 2001 (24 years ago)
Identification Number:	000119870
Place of Formation:	MARYLAND
Principal Address:	8403 COLESVILLE RD, SILVER SPRING, MD, 20910, USA
Purpose:	INSTITUTIONAL INVESTMENT MANAGER
Historical names:	TRUST FUND ADVISORS, INC.

Industry & Business Activity

NAICS

523920 Portfolio Management

This industry comprises establishments primarily engaged in managing the portfolio assets (i.e., funds) of others on a fee or commission basis. Establishments in this industry have the authority to make investment decisions, and they derive fees based on the size and/or overall performance of the portfolio. Learn more at the U.S. Census Bureau

PRESIDENT

Name	Role	Address
JOSEPH R. LINEHAN	PRESIDENT	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA

REGIONAL VICE PRESIDENT

Name	Role	Address
WILLIAM H WEEKS	REGIONAL VICE PRESIDENT	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA
JOHN BAUER	REGIONAL VICE PRESIDENT	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA
ROBERT SHIP	REGIONAL VICE PRESIDENT	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA
KEVIN M SMITH	REGIONAL VICE PRESIDENT	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA

SECRETARY AND CFO

Name	Role	Address
YINAN YU	SECRETARY AND CFO	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA

VP, REIG

Name	Role	Address
JONATHAN L MCKETNEY	VP, REIG	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA

SVP, REIG

Name	Role	Address
HERBERT A KOLBEN	SVP, REIG	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA

CHIEF COMPLIANCE OFFICER

Name	Role	Address
RICHARD LAROCQUE	CHIEF COMPLIANCE OFFICER	8403 COLESVILLE RD SILVER SPRING,, MD 20910 USA

VP, INSTITUTIONAL SALES

Name	Role	Address
MICHAEL PISTNER	VP, INSTITUTIONAL SALES	8403 COLESVILLE RD SILVER SPRING,, MD 20910 USA

DIRECTOR

Name	Role	Address
JOSEPH R. LINEHAN	DIRECTOR	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA
DARIN R HARDY	DIRECTOR	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA
BRIAN J. HALE	DIRECTOR	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA
KENNETH DUNLOP SCOTT	DIRECTOR	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA

Agent

Name	Role	Address
CT CORPORATION SYSTEM	Agent	450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

DIRECTOR, CHIEF OPERATING OFFICER, INVESTMENT SERVICES

Name	Role	Address
CATHY A. HUMPHREY	DIRECTOR, CHIEF OPERATING OFFICER, INVESTMENT SERVICES	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA

AVP, INVESTMENT SERVICES

Name	Role	Address
PETER T. HALEY	AVP, INVESTMENT SERVICES	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA

VP, REAL ESTATE EQUITY FUND

Name	Role	Address
ASA FLYNN	VP, REAL ESTATE EQUITY FUND	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA

VP, REAL ESTATE EQUITY GROUP

Name	Role	Address
STEVEN REED	VP, REAL ESTATE EQUITY GROUP	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA

SVP, REAL ESTATE EQUITY FUND

Name	Role	Address
HUGH DARCY	SVP, REAL ESTATE EQUITY FUND	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA

AVP, INVESTMENT OPERATIONS

Name	Role	Address
PAUL MCGARY	AVP, INVESTMENT OPERATIONS	8403 COLESVILLE RD SILVER SPRING, MD 20910 USA

Events

Type	Date	Old Value	New Value
Name Change	2008-02-11	TRUST FUND ADVISORS, INC.	ULLICO Investment Advisors, Inc.

Filings

Number	Name	File Date
202450869480	Annual Report	2024-04-12
202332044170	Annual Report	2023-03-30
202214817580	Annual Report	2022-04-14
202190060770	Annual Report	2021-02-05
202033040480	Annual Report	2020-01-27
201985362750	Annual Report	2019-01-29
201858825630	Annual Report	2018-02-22
201734260540	Annual Report	2017-02-16
201691262540	Annual Report	2016-01-26
201554133020	Annual Report	2015-01-23
201433611850	Annual Report	2014-01-17
201324681360	Statement of Change of Registered/Resident Agent Office	2013-06-17
201312230950	Statement of Change of Registered/Resident Agent Office	2013-02-12
201310906000	Annual Report	2013-02-05
201288159660	Annual Report	2012-01-18
201178586280	Statement of Change of Registered/Resident Agent Office	2011-05-02
201174123830	Annual Report	2011-01-28
201057962550	Annual Report	2010-02-04
200941564090	Annual Report	2009-02-04
200839099750	Statement of Change of Registered/Resident Agent Office	2008-12-04

Date of last update: 10 Apr 2025

Sources: Rhode Island Department of State