| Name: | DAVID S. KLOTH SECURITIES LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Domestic Limited Liability Company |
| Status: | Dissolved |
| Date of Organization in Rhode Island: | 18 Mar 2005 (20 years ago) |
| Date of Dissolution: | 30 Jul 2020 (5 years ago) |
| Date of Status Change: | 30 Jul 2020 (5 years ago) |
| Identification Number: | 000146655 |
| ZIP code: | 02891 |
| County: | Washington County |
| Purpose: | INVESTMENT HOLDING & MANAGEMENT ENTITY |
| Historical names: |
DAVID S. KLOTH SECURITIES LLC HALCYON RETIREMENT, LLC |
| Principal Address: |
2 RIVER VIEW DRIVE, DANBURY, CT, 06810, USA
|
| Mailing Address: |
29 ICE POND ROAD, WESTERLY, RI, 02891, USA
|
NAICS
523920 Portfolio ManagementThis industry comprises establishments primarily engaged in managing the portfolio assets (i.e., funds) of others on a fee or commission basis. Establishments in this industry have the authority to make investment decisions, and they derive fees based on the size and/or overall performance of the portfolio. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| MARK B. BARDORF | Agent | 36 WASHINGTON SQUARE, NEWPORT, RI, 02840, USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2007-11-20 | HALCYON RETIREMENT, LLC | DAVID S. KLOTH SECURITIES LLC |
| Name Change | 2007-11-07 | DAVID S. KLOTH SECURITIES LLC | HALCYON RETIREMENT, LLC |
| Number | Name | File Date |
|---|---|---|
| 202047017250 | Articles of Dissolution | 2020-07-30 |
| 201924774840 | Annual Report | 2019-10-17 |
| 201993612520 | Statement of Change of Registered/Resident Agent | 2019-05-17 |
| 201882627970 | Annual Report | 2018-12-14 |
| 201752425350 | Annual Report | 2017-10-28 |
Date of last update: 27 May 2025
Sources: Rhode Island Department of State
