SLD America Equities, Inc.

Branch

Company Details

Name:	SLD America Equities, Inc.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Activ
Date of Organization in Rhode Island:	24 May 1994 (31 years ago)
Branch of:	SLD America Equities, Inc., COLORADO (Company Number 19931105620)
Identification Number:	000080278
Place of Formation:	COLORADO
Principal Address:	1475 DUNWOODY DRIVE, WEST CHESTER, PA, 19380, USA
Purpose:	WHOLESALE BROKER-DEALER
Historical names:	SLD Equities, Inc. ING America Equities, Inc. Voya America Equities, Inc.

Industry & Business Activity

NAICS

524210 Insurance Agencies and Brokerages

This industry comprises establishments primarily engaged in acting as agents (i.e., brokers) in selling annuities and insurance policies. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	Agent	222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA

SENIOR VICE PRESIDENT AND CHIEF RISK OFFICER

Name	Role	Address
ANTHONY J. BRANTZEG	SENIOR VICE PRESIDENT AND CHIEF RISK OFFICER	1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

VICE PRESIDENT AND ASSISTANT TREASURER

Name	Role	Address
MICHAEL HILL	VICE PRESIDENT AND ASSISTANT TREASURER	1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

VICE PRESIDENT, CFO AND FIN OPS PRIN

Name	Role	Address
CYNTHIA GRIMM	VICE PRESIDENT, CFO AND FIN OPS PRIN	1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

SENIOR VICE PRESIDENT AND CHIEF INFORMATION OFFICER

Name	Role	Address
RAGHIB MUHAMMAD	SENIOR VICE PRESIDENT AND CHIEF INFORMATION OFFICER	1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

VICE PRESIDENT AND CHIEF INFORMATION SECURITY OFFICER

Name	Role	Address
ROBERT PIENKOWSKI	VICE PRESIDENT AND CHIEF INFORMATION SECURITY OFFICER	1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

PRESIDENT/CEO

Name	Role	Address
BRANDI HAUGEN	PRESIDENT/CEO	1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

CHIEF COMPLIANCE OFFICER/VICE PRESIDENT

Name	Role	Address
CHAD M. ESLINGER	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

TAX OFFICER

Name	Role	Address
JAMES D. ENSLEY	TAX OFFICER	1475 DUNWOODY DRIVE WEST CHESTER, PA 19308 USA

VICE PRESIDENT/TREASURER

Name	Role	Address
DEBRA M. BELL	VICE PRESIDENT/TREASURER	1475 DUNWOODY DRIVE WEST CHESTER, PA 19308 USA

VICE PRESIDENTJ/SECRETARY

Name	Role	Address
JOHN T. PRICE	VICE PRESIDENTJ/SECRETARY	1475 DUNWOODY DRIVE WEST CHESTER, PA 19308 USA

DIRECTOR

Name	Role	Address
KEVIN R. SOCHA	DIRECTOR	1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA
WILLIAM T. BAINBRIDGE	DIRECTOR	1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA
AMY JO ROCKMAN	DIRECTOR	1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

Events

Type	Date	Old Value	New Value
Name Change	2020-12-04	Voya America Equities, Inc.	SLD America Equities, Inc.
Name Change	2014-09-01	ING America Equities, Inc.	Voya America Equities, Inc.
Name Change	1995-05-01	SLD Equities, Inc.	ING America Equities, Inc.

Filings

Number	Name	File Date
202454765490	Annual Report	2024-05-22
202329410610	Annual Report	2023-02-27
202213506070	Annual Report	2022-03-25
202194768960	Annual Report	2021-03-21
202078541980	Application for Amended Certificate of Authority	2020-12-04
202048707880	Statement of Change of Registered/Resident Agent	2020-08-19
202032941210	Annual Report	2020-01-24
201984912550	Annual Report	2019-01-22
201856079350	Annual Report	2018-01-12
201733987790	Annual Report	2017-02-13
201692507460	Annual Report	2016-02-16
201554838880	Annual Report	2015-02-10
201444772890	Application for Amended Certificate of Authority	2014-08-26
201434547130	Annual Report	2014-01-30
201324395140	Statement of Change of Registered/Resident Agent Office	2013-06-17
201311788380	Statement of Change of Registered/Resident Agent Office	2013-02-12
201310137170	Annual Report	2013-01-22
201289146920	Annual Report	2012-02-07
201178760130	Statement of Change of Registered/Resident Agent Office	2011-05-02
201173699020	Annual Report	2011-01-20

Date of last update: 09 Apr 2025

Sources: Rhode Island Department of State