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SLD America Equities, Inc.

Branch

Company Details

Name: SLD America Equities, Inc.
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Activ
Date of Organization in Rhode Island: 24 May 1994 (31 years ago)
Branch of: SLD America Equities, Inc., COLORADO (Company Number 19931105620)
Identification Number: 000080278
Place of Formation: COLORADO
Principal Address: 1475 DUNWOODY DRIVE, WEST CHESTER, PA, 19380, USA
Purpose: WHOLESALE BROKER-DEALER
NAICS: 524210 - Insurance Agencies and Brokerages
Historical names: SLD Equities, Inc.
ING America Equities, Inc.
Voya America Equities, Inc.

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA

SENIOR VICE PRESIDENT AND CHIEF RISK OFFICER

Name Role Address
ANTHONY J. BRANTZEG SENIOR VICE PRESIDENT AND CHIEF RISK OFFICER 1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

VICE PRESIDENT AND ASSISTANT TREASURER

Name Role Address
MICHAEL HILL VICE PRESIDENT AND ASSISTANT TREASURER 1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

VICE PRESIDENT, CFO AND FIN OPS PRIN

Name Role Address
CYNTHIA GRIMM VICE PRESIDENT, CFO AND FIN OPS PRIN 1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

SENIOR VICE PRESIDENT AND CHIEF INFORMATION OFFICER

Name Role Address
RAGHIB MUHAMMAD SENIOR VICE PRESIDENT AND CHIEF INFORMATION OFFICER 1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

VICE PRESIDENT AND CHIEF INFORMATION SECURITY OFFICER

Name Role Address
ROBERT PIENKOWSKI VICE PRESIDENT AND CHIEF INFORMATION SECURITY OFFICER 1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

PRESIDENT/CEO

Name Role Address
BRANDI HAUGEN PRESIDENT/CEO 1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

CHIEF COMPLIANCE OFFICER/VICE PRESIDENT

Name Role Address
CHAD M. ESLINGER CHIEF COMPLIANCE OFFICER/VICE PRESIDENT 1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

TAX OFFICER

Name Role Address
JAMES D. ENSLEY TAX OFFICER 1475 DUNWOODY DRIVE WEST CHESTER, PA 19308 USA

VICE PRESIDENT/TREASURER

Name Role Address
DEBRA M. BELL VICE PRESIDENT/TREASURER 1475 DUNWOODY DRIVE WEST CHESTER, PA 19308 USA

VICE PRESIDENTJ/SECRETARY

Name Role Address
JOHN T. PRICE VICE PRESIDENTJ/SECRETARY 1475 DUNWOODY DRIVE WEST CHESTER, PA 19308 USA

DIRECTOR

Name Role Address
KEVIN R. SOCHA DIRECTOR 1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA
WILLIAM T. BAINBRIDGE DIRECTOR 1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA
AMY JO ROCKMAN DIRECTOR 1475 DUNWOODY DRIVE WEST CHESTER, PA 19380 USA

Events

Type Date Old Value New Value
Name Change 2020-12-04 Voya America Equities, Inc. SLD America Equities, Inc.
Name Change 2014-09-01 ING America Equities, Inc. Voya America Equities, Inc.
Name Change 1995-05-01 SLD Equities, Inc. ING America Equities, Inc.

Filings

Number Name File Date
202454765490 Annual Report 2024-05-22
202329410610 Annual Report 2023-02-27
202213506070 Annual Report 2022-03-25
202194768960 Annual Report 2021-03-21
202078541980 Application for Amended Certificate of Authority 2020-12-04
202048707880 Statement of Change of Registered/Resident Agent 2020-08-19
202032941210 Annual Report 2020-01-24
201984912550 Annual Report 2019-01-22
201856079350 Annual Report 2018-01-12
201733987790 Annual Report 2017-02-13

Date of last update: 07 Oct 2024

Sources: Rhode Island Department of State