Franklin/Templeton Distributors, Inc.

Branch

Company Details

Name:	Franklin/Templeton Distributors, Inc.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Withdrawn
Date of Organization in Rhode Island:	06 Dec 1990 (34 years ago)
Date of Dissolution:	13 Jul 2021 (4 years ago)
Date of Status Change:	13 Jul 2021 (4 years ago)
Branch of:	Franklin/Templeton Distributors, Inc., NEW YORK (Company Number 80947)
Identification Number:	000062642
Place of Formation:	NEW YORK
Purpose:	MUTUAL FUND DISTRIBUTOR
Historical names:	FRANKLIN DISTRIBUTORS, INC.
Principal Address:	ONE FRANKLIN PARKWAY, SAN MATEO, CA, 94403-1906, USA
Mailing Address:	ONE FRANKLIN PARKWAY, SAN MATEO, CA, 94403, USA

Industry & Business Activity

NAICS

523930 Investment Advice

This industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
CT CORPORATION SYSTEM	Agent	450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

SENIOR VICE PRESIDENT

Name	Role	Address
PIERRE CARAMAZZA	SENIOR VICE PRESIDENT	140 FOUNTAIN PARKWAY SAINT PETERSBURG, FL 33716 USA
YAQUB AHMED	SENIOR VICE PRESIDENT	140 FOUNTAIN PARKWAY SAINT PETERSBURG, FL 33716 USA
ALLISON J. BAUMANN	SENIOR VICE PRESIDENT	ONE FRANKLIN PARKWAY SAN MATEO, CA 94403 USA
MICHAEL D MAHONEY	SENIOR VICE PRESIDENT	3366 QUALITY DRIVE RANCHO CORDOVA, CA 95670 USA
JOSEPH L. EPSTEIN, JR	SENIOR VICE PRESIDENT	140 FOUNTAIN PARKWAY SAINT PETERSBURG, FL 33716 USA
JEFFERY ROSE	SENIOR VICE PRESIDENT	ONE FRANKLIN PARKWAY SAN MATEO, CA 94403 USA
JONATHAN KINGERY	SENIOR VICE PRESIDENT	101 JFK PKWY SHORT HILLS, NJ 07078 USA
KEVIN RUSSELL	SENIOR VICE PRESIDENT	ONE FRANKLIN PARKWAY SAN MATEO, CA 94403 USA
RONICE L BARLOW	SENIOR VICE PRESIDENT	180 FOUNTAIN PKWY ST. PETERSBURG, FL 33701 USA
ROGER J MICHAUD	SENIOR VICE PRESIDENT	140 FOUNTAIN PARKWAY ST. PETERSBURG, FL 33716 USA

TREASURER

Name	Role	Address
GWEN SHANEYFELT	TREASURER	ONE FRANKLIN PARKWAY SAN MATEO, CA 94403 USA

VICE PRESIDENT

Name	Role	Address
SEAN B. O MALLEY	VICE PRESIDENT	ONE FRANKLIN PARKWAY SAN MATEO, CA 94403 USA

DIRECTOR

Name	Role	Address
JED A. PLAFKER	DIRECTOR	ONE FRANKLIN PARKWAY SAN MATEO, CA 94403 USA
DANIEL T. O'LEAR	DIRECTOR	101 JFK PARKWAY SHORT HILLS, NJ 07078 USA
ROBERT M GEPPNER	DIRECTOR	140 FOUNTAIN PARKWAY ST. PETERSBURG, FL 33716 USA

CHIEF COMPLIANCE OFFICER

Name	Role	Address
ROBERT LIM	CHIEF COMPLIANCE OFFICER	ONE FRANKLIN PARKWAY SAN MATEO, CA 94403 USA

PRESIDENT

Name	Role	Address
DANIEL T O'LEAR	PRESIDENT	101 JFK PARKWAY SHORT HILLS, NJ 07078 USA

EXECUTIVE VICE PRESIDENT

Name	Role	Address
ROBERT M GEPPNER	EXECUTIVE VICE PRESIDENT	140 FOUNTAIN PARKWAY ST. PETERSBURG, FL 33716 USA

CFO & DESIGNATED FINANCIAL PRINCIPAL

Name	Role	Address
DAVID PATERSON	CFO & DESIGNATED FINANCIAL PRINCIPAL	47 WEST 200 SOUTH SALT LAKE CITY, UT 84101 USA

SECRETARY

Name	Role	Address
VIRGINIA E ROSAS	SECRETARY	ONE FRANKLIN PARKWAY SAN MATEO, CA 94403 USA

VICE PRESIDENT AND ASSISTANT SECRETARY

Name	Role	Address
STEVEN GRAY	VICE PRESIDENT AND ASSISTANT SECRETARY	ONE FRANKLIN PARKWAY SAN MATEO, CA 94403 USA

Events

Type	Date	Old Value	New Value
Name Change	1994-09-21	FRANKLIN DISTRIBUTORS, INC.	Franklin/Templeton Distributors, Inc.

Filings

Number	Name	File Date
202199255320	Application for Certificate of Withdrawal	2021-07-13
202191949290	Annual Report	2021-02-18
202035132660	Annual Report	2020-02-25
201987846500	Annual Report	2019-02-28
201858201290	Annual Report	2018-02-13

Date of last update: 08 Apr 2025

Sources: Rhode Island Department of State