| Name: | Thrivent Investment Management Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 11 May 1987 (38 years ago) |
| Identification Number: | 000042986 |
| Place of Formation: | DELAWARE |
| Principal Address: | 600 PORTLAND AVE. S., MINNEAPOLIS, MN, 55415, USA |
| Purpose: | BROKER DEALER |
| NAICS: | 523120 - Securities Brokerage |
| Historical names: |
AAL Distributors Inc. AAL Capital Management Corporation |
| Name | Role | Address |
|---|---|---|
| CT CORPORATION SYSTEM | Agent | 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA |
| Name | Role | Address |
|---|---|---|
| DAVID (DAVE) J. KLOSTER | PRESIDENT | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| Name | Role | Address |
|---|---|---|
| KURT S. TURESON | TREASURER | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| Name | Role | Address |
|---|---|---|
| TONIA NICOLE (NICOLE) JAM | SECRETARY | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| Name | Role | Address |
|---|---|---|
| TONIA NICOLE (NICOLE) JAM | CHIEF LEGAL OFFICER | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| Name | Role | Address |
|---|---|---|
| CYNTHIA J. NIGBUR | ASSISTANT SECRETARY | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| JESSICA E ENGLISH | ASSISTANT SECRETARY | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| Name | Role | Address |
|---|---|---|
| ANDREA C. GOLIS | CHIEF COMPLIANCE OFFICER | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| Name | Role | Address |
|---|---|---|
| CHRISTOPHER J. OSBORNE | VICE PRESIDENT, SUPERVISION | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| Name | Role | Address |
|---|---|---|
| THOMAS (TOM) J. BIRR | VICE PRESIDENT | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| Name | Role | Address |
|---|---|---|
| SHARON K. MINTA | ANTI-MONEY LAUNDERING OFFICER | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| Name | Role | Address |
|---|---|---|
| KATHLEEN (KATIE) M. KOELL | PRIVACY OFFICER | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| Name | Role | Address |
|---|---|---|
| MARY E. FAULKNER | CHIEF INFORMATION SECURITY OFFICER | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| Name | Role | Address |
|---|---|---|
| NICHOLAS CECERE | DIRECTOR | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| PAUL R JOHNSTON | DIRECTOR | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| STEPHEN C. KENNEDY | DIRECTOR | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| CALEB A. BOUSU | DIRECTOR | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| DAVID (DAVE) J. KLOSTER | DIRECTOR | 600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2002-07-03 | AAL Capital Management Corporation | Thrivent Investment Management Inc. |
| Name Change | 1991-03-25 | AAL Distributors Inc. | AAL Capital Management Corporation |
| Number | Name | File Date |
|---|---|---|
| 202450601080 | Annual Report | 2024-04-10 |
| 202332156990 | Annual Report | 2023-04-01 |
| 202214928880 | Annual Report | 2022-04-15 |
| 202188143900 | Annual Report | 2021-01-28 |
| 202057964010 | Annual Report - Amended | 2020-09-25 |
| 202033008480 | Annual Report | 2020-01-25 |
| 201987463400 | Annual Report | 2019-02-25 |
| 201855948620 | Annual Report | 2018-01-10 |
| 201729798870 | Annual Report | 2017-01-10 |
| 201692443740 | Annual Report | 2016-02-15 |
Date of last update: 06 Oct 2024
Sources: Rhode Island Department of State
