Thrivent Investment Management Inc.

Company Details

Name:	Thrivent Investment Management Inc.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Activ
Date of Organization in Rhode Island:	11 May 1987 (38 years ago)
Identification Number:	000042986
Place of Formation:	DELAWARE
Purpose:	BROKER DEALER
Historical names:	AAL Distributors Inc. AAL Capital Management Corporation
Principal Address:	600 PORTLAND AVE. S., MINNEAPOLIS, MN, 55415, USA

Industry & Business Activity

NAICS

523120 Securities Brokerage

This industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
CT CORPORATION SYSTEM	Agent	450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

PRESIDENT

Name	Role	Address
DAVID (DAVE) J. KLOSTER	PRESIDENT	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA

SECRETARY

Name	Role	Address
TONIA NICOLE (NICOLE) JAM	SECRETARY	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA

CHIEF LEGAL OFFICER

Name	Role	Address
TONIA NICOLE (NICOLE) JAM	CHIEF LEGAL OFFICER	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA

ASSISTANT SECRETARY

Name	Role	Address
CYNTHIA J. NIGBUR	ASSISTANT SECRETARY	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA
JESSICA E ENGLISH	ASSISTANT SECRETARY	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA

CHIEF COMPLIANCE OFFICER

Name	Role	Address
ANDREA C. GOLIS	CHIEF COMPLIANCE OFFICER	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA

VICE PRESIDENT, SUPERVISION

Name	Role	Address
CHRISTOPHER J. OSBORNE	VICE PRESIDENT, SUPERVISION	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA

PRIVACY OFFICER

Name	Role	Address
KATHLEEN (KATIE) M. KOELL	PRIVACY OFFICER	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA

CHIEF INFORMATION SECURITY OFFICER

Name	Role	Address
MARY E. FAULKNER	CHIEF INFORMATION SECURITY OFFICER	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA

DIRECTOR

Name	Role	Address
NICHOLAS CECERE	DIRECTOR	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA
PAUL R JOHNSTON	DIRECTOR	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA
CALEB A. BOUSU	DIRECTOR	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA
DAVID (DAVE) J. KLOSTER	DIRECTOR	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA

TREASURER

Name	Role	Address
ANDREW D NORGARD	TREASURER	600 PORTLAND AVE. S MINNEAPOLIS, MN 55415 USA

VICE PRESIDENT

Name	Role	Address
THOMAS (TOM) J. BIRR	VICE PRESIDENT	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA

ANTI-MONEY LAUNDERING OFFICER

Name	Role	Address
SHARON K. MINTA	ANTI-MONEY LAUNDERING OFFICER	600 PORTLAND AVE. S. MINNEAPOLIS, MN 55415 USA

Events

Type	Date	Old Value	New Value
Name Change	2002-07-03	AAL Capital Management Corporation	Thrivent Investment Management Inc.
Name Change	1991-03-25	AAL Distributors Inc.	AAL Capital Management Corporation

Filings

Number	Name	File Date
202450601080	Annual Report	2024-04-10
202332156990	Annual Report	2023-04-01
202214928880	Annual Report	2022-04-15
202188143900	Annual Report	2021-01-28
202057964010	Annual Report - Amended	2020-09-25

Date of last update: 18 May 2025

Sources: Rhode Island Department of State