Empower Financial Services, Inc.
| Name: | Empower Financial Services, Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 20 Aug 1985 (40 years ago) |
| Identification Number: | 000035569 |
| Place of Formation: | DELAWARE |
| Purpose: | BROKER/DEALER |
| Historical names: |
BenefitsCorp Equities, Inc. GWFS Equities, Inc. |
| Principal Address: |
8515 E ORCHARD RD, GREENWOOD VILLAGE, CO, 80111, USA
|
NAICS
523120 Securities BrokerageThis industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CT CORPORATION SYSTEM | Agent | 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA |
| Name | Role | Address |
|---|---|---|
| PALAK PATEL | SECRETARY | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| Name | Role | Address |
|---|---|---|
| CAROL E. WADDELL | CEO | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| Name | Role | Address |
|---|---|---|
| STEPHEN JENKS | DIRECTOR | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| RICHARD LINTON | DIRECTOR | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| Name | Role | Address |
|---|---|---|
| CAROL E. WADDELL | PRESIDENT | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| Name | Role | Address |
|---|---|---|
| RICHARD LINTON | EXECUTIVE VICE PRESIDENT | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| STEPHEN E. JENKS | EXECUTIVE VICE PRESIDENT | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| Name | Role | Address |
|---|---|---|
| SHANNON COCHRAN | COMPLIANCE OFFICER | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| STEPHANIE BARRES | COMPLIANCE OFFICER | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| BARBARA UPTON | COMPLIANCE OFFICER | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| Name | Role | Address |
|---|---|---|
| ADAM KAVAN | ASSISTANT GENERAL COUNSEL | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| Name | Role | Address |
|---|---|---|
| CAROL E. WADDELL | CHAIR | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| Name | Role | Address |
|---|---|---|
| ABIANE FINSTER | ASSISTANT SECRETARY | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| Name | Role | Address |
|---|---|---|
| DANIEL A. MORRISON | SENIOR VICE PRESIDENT | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| JOSEPH M. SMOLEN | SENIOR VICE PRESIDENT | 8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2022-10-17 | GWFS Equities, Inc. | Empower Financial Services, Inc. |
| Name Change | 2003-12-12 | BenefitsCorp Equities, Inc. | GWFS Equities, Inc. |
| Number | Name | File Date |
|---|---|---|
| 202450770100 | Annual Report | 2024-04-11 |
| 202332551740 | Annual Report | 2023-04-07 |
| 202224152020 | Application for Amended Certificate of Authority | 2022-10-17 |
| 202214496460 | Annual Report | 2022-04-12 |
| 202192322010 | Annual Report | 2021-02-21 |
This company hasn't received any reviews.
Date of last update: 17 May 2025
Sources: Rhode Island Department of State