Empower Financial Services, Inc.

Company Details

Name:	Empower Financial Services, Inc.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Activ
Date of Organization in Rhode Island:	20 Aug 1985 (40 years ago)
Identification Number:	000035569
Place of Formation:	DELAWARE
Principal Address:	8515 E ORCHARD RD, GREENWOOD VILLAGE, CO, 80111, USA
Purpose:	BROKER/DEALER
Historical names:	BenefitsCorp Equities, Inc. GWFS Equities, Inc.

Industry & Business Activity

NAICS

523120 Securities Brokerage

This industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
CT CORPORATION SYSTEM	Agent	450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

SECRETARY

Name	Role	Address
PALAK PATEL	SECRETARY	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA

CEO

Name	Role	Address
CAROL E. WADDELL	CEO	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA

DIRECTOR

Name	Role	Address
STEPHEN JENKS	DIRECTOR	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA
RICHARD LINTON	DIRECTOR	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA

PRESIDENT

Name	Role	Address
CAROL E. WADDELL	PRESIDENT	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA

EXECUTIVE VICE PRESIDENT

Name	Role	Address
RICHARD LINTON	EXECUTIVE VICE PRESIDENT	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA
STEPHEN E. JENKS	EXECUTIVE VICE PRESIDENT	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA

COMPLIANCE OFFICER

Name	Role	Address
SHANNON COCHRAN	COMPLIANCE OFFICER	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA
STEPHANIE BARRES	COMPLIANCE OFFICER	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA
BARBARA UPTON	COMPLIANCE OFFICER	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA

ASSISTANT GENERAL COUNSEL

Name	Role	Address
ADAM KAVAN	ASSISTANT GENERAL COUNSEL	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA

CHAIR

Name	Role	Address
CAROL E. WADDELL	CHAIR	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA

ASSISTANT SECRETARY

Name	Role	Address
ABIANE FINSTER	ASSISTANT SECRETARY	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA

SENIOR VICE PRESIDENT

Name	Role	Address
DANIEL A. MORRISON	SENIOR VICE PRESIDENT	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA
JOSEPH M. SMOLEN	SENIOR VICE PRESIDENT	8515 E ORCHARD RD GREENWOOD VILLAGE, CO 80111 USA

Events

Type	Date	Old Value	New Value
Name Change	2022-10-17	GWFS Equities, Inc.	Empower Financial Services, Inc.
Name Change	2003-12-12	BenefitsCorp Equities, Inc.	GWFS Equities, Inc.

Filings

Number	Name	File Date
202450770100	Annual Report	2024-04-11
202332551740	Annual Report	2023-04-07
202224152020	Application for Amended Certificate of Authority	2022-10-17
202214496460	Annual Report	2022-04-12
202192322010	Annual Report	2021-02-21
202032833380	Annual Report	2020-01-23
201984635440	Annual Report	2019-01-17
201856472980	Annual Report	2018-01-22
201730884830	Annual Report	2017-01-26
201691787250	Annual Report	2016-02-03
201555162920	Annual Report	2015-02-17
201332228140	Annual Report	2013-12-31
201324938770	Statement of Change of Registered/Resident Agent Office	2013-06-17
201312054060	Statement of Change of Registered/Resident Agent Office	2013-02-12
201309798500	Annual Report	2013-01-15
201287850810	Annual Report	2012-01-11
201178489130	Statement of Change of Registered/Resident Agent Office	2011-05-02
201173402990	Annual Report	2011-01-12
201056239310	Annual Report	2010-01-13
200939957130	Annual Report	2009-01-06

Date of last update: 07 Apr 2025

Sources: Rhode Island Department of State