NAICS
523110 Investment Banking and Securities DealingThis industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Learn more at the U.S. Census Bureau
Name | Role | Address |
---|---|---|
RICHARD F. CAROLAN | Agent | 91 MAIN STREET UNIT 118, WARREN, RI, 02885, USA |
Name | Role | Address |
---|---|---|
FRANCIS P. CAROLAN | PRESIDENT | 841 TANBANK DRIVE NAPLES, FL 34108 USA |
Name | Role | Address |
---|---|---|
CATHERINE C. DANIEL | TREASURER | 5 BOWDOIN ROAD WELLESLEY, MA 02481 USA |
Name | Role | Address |
---|---|---|
CATHERINE C. DANIEL | SECRETARY | 5 BOWDOIN ROAD WELLESLEY, MA 02481 USA |
Name | Role | Address |
---|---|---|
FRANCIS P. CAROLAN | VICE PRESIDENT | 841 TANBANK DRIVE NAPLES, FL 34108 USA |
Name | Role | Address |
---|---|---|
FRANCIS P. CAROLAN | DIRECTOR | 841 TANBANK DR NAPLES, FL 34108 USA |
CATHERINE C. DANIEL | DIRECTOR | 5 BOWDOIN ROAD WELLESLEY, MA 02481 USA |
A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly
traded on U.S. stock exchanges, File reports with the SEC.
Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must
comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR
database.
Type | Date | Old Value | New Value |
---|---|---|---|
Name Change | 1978-01-11 | CAROLAN & CO., INC. | Carolan & Co., Inc. |
Number | Name | File Date |
---|---|---|
202454289590 | Articles of Dissolution | 2024-05-13 |
202453733940 | Annual Report | 2024-05-02 |
202338839590 | Annual Report - Amended | 2023-06-28 |
202338806970 | Annual Report | 2023-06-28 |
202337978290 | Revocation Notice For Failure to File An Annual Report | 2023-06-19 |
Date of last update: 16 May 2025
Sources: Rhode Island Department of State