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Carolan & Co., Inc.

Headquarter

Company Details

Name: Carolan & Co., Inc.
Jurisdiction: Rhode Island
Entity type: Domestic Profit Corporation
Status: Dissolved
Date of Organization in Rhode Island: 14 Mar 1969 (56 years ago)
Date of Dissolution: 13 May 2024 (a year ago)
Date of Status Change: 13 May 2024 (a year ago)
Identification Number: 000003658
ZIP code: 02886
County: Kent County
Purpose: GENERAL BROKERAGE AND INVESTMENT BUSINESS
Historical names: CAROLAN & CO., INC.
Principal Address: Google Maps Logo 91 MAIN STREET UNIT 118, WARREN, RI, 02886, USA

Industry & Business Activity

NAICS

523110 Investment Banking and Securities Dealing

This industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Learn more at the U.S. Census Bureau

Agent

Name Role Address
RICHARD F. CAROLAN Agent 91 MAIN STREET UNIT 118, WARREN, RI, 02885, USA

PRESIDENT

Name Role Address
FRANCIS P. CAROLAN PRESIDENT 841 TANBANK DRIVE NAPLES, FL 34108 USA

TREASURER

Name Role Address
CATHERINE C. DANIEL TREASURER 5 BOWDOIN ROAD WELLESLEY, MA 02481 USA

SECRETARY

Name Role Address
CATHERINE C. DANIEL SECRETARY 5 BOWDOIN ROAD WELLESLEY, MA 02481 USA

VICE PRESIDENT

Name Role Address
FRANCIS P. CAROLAN VICE PRESIDENT 841 TANBANK DRIVE NAPLES, FL 34108 USA

DIRECTOR

Name Role Address
FRANCIS P. CAROLAN DIRECTOR 841 TANBANK DR NAPLES, FL 34108 USA
CATHERINE C. DANIEL DIRECTOR 5 BOWDOIN ROAD WELLESLEY, MA 02481 USA

Links between entities

Type:
Headquarter of
Company Number:
1424350
State:
NEW YORK

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000017757
Phone:
401-331-1932

Latest Filings

Form type:
X-17A-5
File number:
008-19298
Filing date:
2002-12-30
File:
Form type:
X-17A-5/A
File number:
008-19298
Filing date:
2002-02-13
File:
Form type:
X-17A-5
File number:
008-19298
Filing date:
2002-01-23
File:

Events

Type Date Old Value New Value
Name Change 1978-01-11 CAROLAN & CO., INC. Carolan & Co., Inc.

Filings

Number Name File Date
202454289590 Articles of Dissolution 2024-05-13
202453733940 Annual Report 2024-05-02
202338839590 Annual Report - Amended 2023-06-28
202338806970 Annual Report 2023-06-28
202337978290 Revocation Notice For Failure to File An Annual Report 2023-06-19

Date of last update: 16 May 2025

Sources: Rhode Island Department of State