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Brown, Lisle/Cummings, Inc.

Headquarter

Company Details

Name: Brown, Lisle/Cummings, Inc.
Jurisdiction: Rhode Island
Entity type: Domestic Profit Corporation
Status: Activ
Date of Organization in Rhode Island: 13 Dec 1965 (59 years ago)
Identification Number: 000002976
ZIP code: 02903
County: Providence County
Purpose: SECURITIES BROKER/DEALER AND INVESTMENT ADVISOR
Historical names: Brown, Lisle & Marshall, Incorporated
Principal Address: Google Maps Logo ONE TURKS HEAD PLACE SUITE 800, PROVIDENCE, RI, 02903, USA

Industry & Business Activity

NAICS

523120 Securities Brokerage

This industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau

Agent

Name Role Address
DAVID A. IZZI Agent ONE TURKS HEAD PLACE SUITE 800, PROVIDENCE, RI, 02903, USA

PRESIDENT

Name Role Address
DAVID A IZZI PRESIDENT 8 TEFT COURT HOPE VALLEY, RI 02832- USA

Links between entities

Type:
Headquarter of
Company Number:
1436173
State:
NEW YORK

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000014745
Phone:
(401) 421-8900

Latest Filings

Form type:
13F-HR
File number:
028-24207
Filing date:
2025-04-22
File:
Form type:
X-17A-5
File number:
008-12716
Filing date:
2025-02-25
File:
Form type:
13F-HR
File number:
028-24207
Filing date:
2025-01-27
File:
Form type:
13F-HR
File number:
028-24207
Filing date:
2024-10-18
File:
Form type:
N-PX
File number:
028-24207
Filing date:
2024-07-31
File:

Form 5500 Series

Employer Identification Number (EIN):
050310503
Plan Year:
2023
Number Of Participants:
14
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
14
Sponsors Telephone Number:
Plan Year:
2021
Number Of Participants:
14
Sponsors Telephone Number:
Plan Year:
2020
Number Of Participants:
14
Sponsors Telephone Number:
Plan Year:
2019
Number Of Participants:
16
Sponsors Telephone Number:

Events

Type Date Old Value New Value
Name Change 1984-12-18 Brown, Lisle & Marshall, Incorporated Brown, Lisle/Cummings, Inc.

Filings

Number Name File Date
202446470980 Annual Report 2024-02-05
202327717810 Annual Report 2023-02-06
202208252290 Annual Report 2022-01-18
202186115990 Annual Report 2021-01-12
202031406170 Annual Report 2020-01-06

Date of last update: 16 May 2025

Sources: Rhode Island Department of State