Menu
Search icon
  1. Home Page
    2. ›
  2. Counties
    3. ›
  3. Providence County
    4. ›
  4. 02903
    5. ›
  5. Brown, Lisle/Cummings, Inc.

Brown, Lisle/Cummings, Inc.

Headquarter

Company Details

Name: Brown, Lisle/Cummings, Inc.
Jurisdiction: Rhode Island
Entity type: Domestic Profit Corporation
Status: Activ
Date of Organization in Rhode Island: 13 Dec 1965 (59 years ago)
Identification Number: 000002976
ZIP code: 02903
County: Providence County
Principal Address: ONE TURKS HEAD PLACE SUITE 800, PROVIDENCE, RI, 02903, USA
Purpose: SECURITIES BROKER/DEALER AND INVESTMENT ADVISOR
NAICS: 523120 - Securities Brokerage
Historical names: Brown, Lisle & Marshall, Incorporated

Links between entities

Type Company Name Company Number State
Headquarter of Brown, Lisle/Cummings, Inc., NEW YORK 1436173 NEW YORK

Central Index Key

CIK number Mailing Address Business Address Phone
14745 ONE TURKS HEAD PLACE - SUITE 800, PROVIDENCE, RI, 02903-2273 ONE TURKS HEAD PLACE - SUITE 800, PROVIDENCE, RI, 02903-2273 (401) 421-8900

Filings since 2024-10-18
Form type 13F-HR
File number 028-24207
Filing date 2024-10-18
Reporting date 2024-09-30
File View File

Filings since 2024-07-31
Form type N-PX
File number 028-24207
Filing date 2024-07-31
Reporting date 2024-06-30
File View File

Filings since 2024-07-17
Form type 13F-HR
File number 028-24207
Filing date 2024-07-17
Reporting date 2024-06-30
File View File

Filings since 2024-07-01
Form type 13F-HR
File number 028-24207
Filing date 2024-07-01
Reporting date 2024-03-31
File View File

Filings since 2024-07-01
Form type 13F-HR
File number 028-24207
Filing date 2024-07-01
Reporting date 2023-12-31
File View File

Filings since 2024-07-01
Form type 13F-HR
File number 028-24207
Filing date 2024-07-01
Reporting date 2023-09-30
File View File

Filings since 2024-07-01
Form type 13F-HR
File number 028-24207
Filing date 2024-07-01
Reporting date 2023-06-30
File View File

Filings since 2024-07-01
Form type 13F-HR
File number 028-24207
Filing date 2024-07-01
Reporting date 2023-03-31
File View File

Filings since 2024-07-01
Form type 13F-HR
File number 028-24207
Filing date 2024-07-01
Reporting date 2022-12-31
File View File

Filings since 2024-07-01
Form type 13F-HR
File number 028-24207
Filing date 2024-07-01
Reporting date 2022-09-30
File View File

Filings since 2024-07-01
Form type 13F-HR
File number 028-24207
Filing date 2024-07-01
Reporting date 2022-06-30
File View File

Filings since 2024-07-01
Form type 13F-HR
File number 028-24207
Filing date 2024-07-01
Reporting date 2022-03-31
File View File

Filings since 2024-07-01
Form type 13F-HR
File number 028-24207
Filing date 2024-07-01
Reporting date 2021-12-31
File View File

Filings since 2024-02-27
Form type X-17A-5
File number 008-12716
Filing date 2024-02-27
Reporting date 2023-12-31
File View File

Filings since 2023-02-24
Form type X-17A-5
File number 008-12716
Filing date 2023-02-24
Reporting date 2022-12-31
File View File

Filings since 2022-02-25
Form type X-17A-5
File number 008-12716
Filing date 2022-02-25
Reporting date 2021-12-31
File View File

Filings since 2021-02-17
Form type X-17A-5
File number 008-12716
Filing date 2021-02-17
Reporting date 2020-12-31
File View File

Filings since 2020-02-27
Form type X-17A-5
File number 008-12716
Filing date 2020-02-27
Reporting date 2019-12-31
File View File

Filings since 2019-02-22
Form type X-17A-5
File number 008-12716
Filing date 2019-02-22
Reporting date 2018-12-31
File View File

Filings since 2018-02-27
Form type X-17A-5
File number 008-12716
Filing date 2018-02-27
Reporting date 2017-12-31
File View File

Filings since 2017-09-18
Form type X-17A-5
File number 008-12716
Filing date 2017-09-18
Reporting date 2016-12-31
File View File

Filings since 2017-03-03
Form type FOCUSN/A
File number 008-12716
Filing date 2017-03-03
Reporting date 2016-12-31
File View File

Filings since 2017-03-01
Form type FOCUSN
File number 008-12716
Filing date 2017-03-01
Reporting date 2016-12-31
File View File

Filings since 2016-02-25
Form type FOCUSN
File number 008-12716
Filing date 2016-02-25
Reporting date 2015-12-31
File View File

Filings since 2016-02-25
Form type X-17A-5
File number 008-12716
Filing date 2016-02-25
Reporting date 2015-12-31
File View File

Filings since 2015-02-24
Form type FOCUSN
File number 008-12716
Filing date 2015-02-24
Reporting date 2014-12-31
File View File

Filings since 2015-02-24
Form type X-17A-5
File number 008-12716
Filing date 2015-02-24
Reporting date 2014-12-31
File View File

Filings since 2014-02-19
Form type X-17A-5
File number 008-12716
Filing date 2014-02-19
Reporting date 2013-12-31
File View File

Filings since 2014-02-19
Form type FOCUSN
File number 008-12716
Filing date 2014-02-19
Reporting date 2013-12-31
File View File

Filings since 2013-02-21
Form type X-17A-5
File number 008-12716
Filing date 2013-02-21
Reporting date 2012-12-31
File View File

Filings since 2012-02-21
Form type X-17A-5
File number 008-12716
Filing date 2012-02-21
Reporting date 2011-12-31
File View File

Filings since 2011-02-24
Form type X-17A-5
File number 008-12716
Filing date 2011-02-24
Reporting date 2010-12-31
File View File

Filings since 2010-02-18
Form type X-17A-5
File number 008-12716
Filing date 2010-02-18
Reporting date 2009-12-31
File View File

Filings since 2009-02-17
Form type X-17A-5
File number 008-12716
Filing date 2009-02-17
Reporting date 2008-12-31
File View File

Filings since 2008-02-06
Form type X-17A-5
File number 008-12716
Filing date 2008-02-06
Reporting date 2007-12-31
File View File

Filings since 2007-02-20
Form type X-17A-5
File number 008-12716
Filing date 2007-02-20
Reporting date 2006-12-31
File View File

Filings since 2006-02-08
Form type X-17A-5
File number 008-12716
Filing date 2006-02-08
Reporting date 2005-12-31
File View File

Filings since 2005-02-22
Form type X-17A-5
File number 008-12716
Filing date 2005-02-22
Reporting date 2004-12-31
File View File

Filings since 2004-02-11
Form type X-17A-5
File number 008-12716
Filing date 2004-02-11
Reporting date 2003-12-31
File View File

Filings since 2003-02-07
Form type X-17A-5
File number 008-12716
Filing date 2003-02-07
Reporting date 2002-12-31
File View File

Filings since 2002-02-25
Form type X-17A-5
File number 008-12716
Filing date 2002-02-25
Reporting date 2001-12-31
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
BROWN, LISLE/CUMMINGS, INC. 401(K) PLAN 2023 050310503 2024-02-06 BROWN, LISLE/CUMMINGS, INC. 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2024-02-06
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-02-06
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
BROWN, LISLE/CUMMINGS, INC. 401(K) PLAN 2022 050310503 2023-02-14 BROWN, LISLE/CUMMINGS, INC. 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2023-02-14
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-02-14
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
BROWN, LISLE/CUMMINGS, INC. 401(K) PLAN 2021 050310503 2022-02-24 BROWN, LISLE/CUMMINGS, INC. 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2022-02-24
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-02-24
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
BROWN, LISLE/CUMMINGS, INC. 401(K) PLAN 2020 050310503 2021-02-17 BROWN, LISLE/CUMMINGS, INC. 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2021-02-17
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-02-17
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
BROWN, LISLE/CUMMINGS, INC. 401(K) PLAN 2019 050310503 2020-01-31 BROWN, LISLE/CUMMINGS, INC. 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2020-01-31
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-01-31
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
BROWN, LISLE/CUMMINGS, INC. 401(K) PLAN 2018 050310503 2019-01-30 BROWN, LISLE/CUMMINGS, INC. 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2019-01-30
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-01-30
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
BROWN, LISLE/CUMMINGS, INC. 401(K) PLAN 2017 050310503 2018-02-05 BROWN, LISLE/CUMMINGS, INC. 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2018-02-05
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-02-05
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
BROWN, LISLE/CUMMINGS, INC. 401(K) PLAN 2016 050310503 2017-04-20 BROWN, LISLE/CUMMINGS, INC. 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2017-04-20
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-04-20
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
BROWN, LISLE/CUMMINGS, INC. 401(K) PLAN 2015 050310503 2016-02-04 BROWN, LISLE/CUMMINGS, INC. 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2016-02-04
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-02-04
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
BROWN, LISLE/CUMMINGS, INC. 401(K) PLAN 2014 050310503 2015-02-22 BROWN, LISLE/CUMMINGS, INC. 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2015-02-22
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-02-22
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/01/29/20140129094854P030064975733001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2014-01-29
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-01-29
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/01/25/20130125145237P040083327233001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2013-01-25
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-01-25
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/03/26/20120326142318P040261173984001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Plan administrator’s name and address
Administrator’s EIN 050310503
Plan administrator’s name BROWN, LISLE/CUMMINGS, INC.
Plan administrator’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903
Administrator’s telephone number 4014218900

Signature of
Role Plan administrator
Date 2012-03-26
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-03-26
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Plan administrator’s name and address
Administrator’s EIN 050310503
Plan administrator’s name BROWN, LISLE/CUMMINGS, INC.
Plan administrator’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903
Administrator’s telephone number 4014218900

Signature of
Role Plan administrator
Date 2012-03-23
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-03-23
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/02/08/20110208091027P040031054384001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 4014218900
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903

Plan administrator’s name and address
Administrator’s EIN 050310503
Plan administrator’s name BROWN, LISLE/CUMMINGS, INC.
Plan administrator’s address ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903
Administrator’s telephone number 4014218900

Signature of
Role Plan administrator
Date 2011-02-08
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-02-08
Name of individual signing DAVID IZZI
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
DAVID A. IZZI Agent ONE TURKS HEAD PLACE SUITE 800, PROVIDENCE, RI, 02903, USA

PRESIDENT

Name Role Address
DAVID A IZZI PRESIDENT 8 TEFT COURT HOPE VALLEY, RI 02832- USA

Events

Type Date Old Value New Value
Name Change 1984-12-18 Brown, Lisle & Marshall, Incorporated Brown, Lisle/Cummings, Inc.

Filings

Number Name File Date
202446470980 Annual Report 2024-02-05
202327717810 Annual Report 2023-02-06
202208252290 Annual Report 2022-01-18
202186115990 Annual Report 2021-01-12
202031406170 Annual Report 2020-01-06
201984460970 Annual Report 2019-01-14
201855788280 Annual Report 2018-01-08
201729550900 Annual Report 2017-01-05
201690148980 Annual Report 2016-01-06
201552777460 Annual Report 2015-01-05

Related by officers

No related officers

Related by address

ONE TURKS HEAD PLACE SUITE 800, PROVIDENCE, RI, 02903, USA

The Providence Charitable Fuel Society

Date of last update: 05 Oct 2024

Sources: Rhode Island Department of State

Privacy policy Policy
About us About us
Contacts Contact us

© 2025 riorgs.com, Part of Big Data Integrated