| Name: | BAL INVESTMENT & ADVISORY, LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 09 Jan 1976 (49 years ago) |
| Identification Number: | 001756885 |
| Place of Formation: | DELAWARE |
| Principal Address: | 555 CALIFORNIA STREET 11TH FLOOR, SAN FRANCISCO, CA, 94104, USA |
| Purpose: | MISCELLANEOUS INTERMEDIATION |
| NAICS: | 523910 - Miscellaneous Intermediation |
| Name | Role | Address |
|---|---|---|
| CT CORPORATION SYSTEM | Agent | 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA |
| Name | Role | Address |
|---|---|---|
| ANDREW BROWN | Manager | 555 CALIFORNIA STREET SAN FRANCISCO, CA 94104 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Conversion | 2023-05-02 | BAL Investment & Advisory, Inc. on 05-02-2023 | BAL INVESTMENT & ADVISORY, LLC |
| Number | Name | File Date |
|---|---|---|
| 202452386840 | Annual Report | 2024-04-24 |
| 202335155170 | Application for Transfer of Authority | 2023-05-02 |
| 202335155710 | Application for Registration | 2023-05-02 |
| 202335156690 | Annual Report | 2023-05-02 |
| 202335156870 | Annual Report | 2023-05-02 |
| 202335157110 | Annual Report | 2023-05-02 |
| 202335157390 | Annual Report | 2023-05-02 |
| 202335157480 | Annual Report | 2023-05-02 |
Date of last update: 29 Oct 2024
Sources: Rhode Island Department of State
