USI Securities, Inc.

Company Details

Name:	USI Securities, Inc.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Activ
Date of Organization in Rhode Island:	13 Dec 2021 (3 years ago)
Identification Number:	001733122
Place of Formation:	DELAWARE
Principal Address:	100 SUMMIT LAKE DRIVE SUITE 400, VALHALLA, NY, 10595, USA
Purpose:	TO ENGAGE IN ALL LAWFUL ACTS.

Industry & Business Activity

NAICS

523930 Investment Advice

This industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
CT CORPORATION SYSTEM	Agent	450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

PRESIDENT

Name	Role	Address
JOSEPH GRITZER	PRESIDENT	100 SUMMIT LAKE DRIVE, SUITE 400 VALHALLA, NY 10595 USA

TREASURER

Name	Role	Address
DAVID KAPPUS	TREASURER	100 SUMMIT LAKE DRIVE, SUITE 400 VALHALLA, NY 10595 USA

SECRETARY

Name	Role	Address
ERNEST J. NEWBORN II	SECRETARY	100 SUMMIT LAKE DRIVE, SUITE 400 VALHALLA, NY 10595 USA

CEO

Name	Role	Address
BILL TREMKO	CEO	100 SUMMIT LAKE DRIVE, SUITE 400 VALHALLA, NY 10595 USA

CCO

Name	Role	Address
MELINDA ROBIDOUX	CCO	100 SUMMIT LAKE DRIVE, SUITE 400 VALHALLA, NY 10595 USA

DIRECTOR

Name	Role	Address
RICHARD BOWMAN	DIRECTOR	100 SUMMIT LAKE DRIVE, SUITE 400 VALHALLA, NY 10595 USA
ERNEST J. NEWBORN II	DIRECTOR	100 SUMMIT LAKE DRIVE, SUITE 400 VALHALLA, NY 10595 USA

Filings

Number	Name	File Date
202450752070	Annual Report	2024-04-11
202331683640	Annual Report	2023-03-25
202215530000	Annual Report	2022-04-22
202107045290	Application for Certificate of Authority	2021-12-13

Date of last update: 28 Oct 2024

Sources: Rhode Island Department of State