COMPLIANCE RESOURCE ASSOCIATES LLC
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| Name: | COMPLIANCE RESOURCE ASSOCIATES LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Domestic Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 20 Dec 2018 (7 years ago) |
| Identification Number: | 001691010 |
| ZIP code: | 02906 |
| City: | Providence |
| County: | Providence County |
| Purpose: | INDEPENDENT REGULATORY CONSULTING SERVICES FOR SEC REGISTERED INVESTMENT ADVISORS |
| Principal Address: |
ONE WAYLAND AVENUE APT. 308 SOUTH, PROVIDENCE, RI, 02906, US
|
| Mailing Address: |
ONE WAYLAND AVENUE APT 308 SOUTH I AM SELF EMPLOYED AS A COMPLIANCE CONSULTANT TO SEC RE, PROVIDENCE, RI, 02906, US
|
NAICS
523930 Investment AdviceThis industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| FRED J. FRANKLIN | Agent | ONE WAYLAND AVENUE APT. 308 SOUTH, PROVIDENCE, RI, 02906, USA |
| Number | Name | File Date |
|---|---|---|
| 202455255800 | Annual Report | 2024-06-03 |
| 202327428590 | Annual Report | 2023-02-03 |
| 202209107490 | Annual Report | 2022-02-01 |
| 202100617890 | Annual Report | 2021-09-01 |
| 202051039840 | Statement of Change of Registered/Resident Agent | 2020-08-31 |
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Date of last update: 15 Jul 2025
Sources: Rhode Island Department of State