Menu
Search icon
  1. Home Page
    2. ›
  2. Counties
    3. ›
  3. Providence County
    4. ›
  4. East Providence
    5. ›
  5. The Financial Planners Assistance Corporation

The Financial Planners Assistance Corporation

Company claim

Is this your business?

Get access!

Company Details

Name: The Financial Planners Assistance Corporation
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Activ
Date of Organization in Rhode Island: 28 Feb 2017 (8 years ago)
Identification Number: 001671377
ZIP code: 02914
City: East Providence
County: Providence County
Place of Formation: PENNSYLVANIA
Purpose: COMPLIANCE SERVICES FOR INVESTMENT ADVISORY FIRMS
Principal Address: Google Maps Logo 475 TAUNTON AVENUE, EAST PROVIDENCE, RI, 02914, USA

Industry & Business Activity

NAICS

541611 Administrative Management and General Management Consulting Services

This U.S. industry comprises establishments primarily engaged in providing operating advice and assistance to businesses and other organizations on administrative management issues, such as financial planning and budgeting, equity and asset management, records management, office planning, strategic and organizational planning, site selection, new business start-up, and business process improvement. This industry also includes establishments of general management consultants that provide a full range of administrative, human resource, marketing, process, physical distribution, logistics, or other management consulting services to clients. Learn more at the U.S. Census Bureau

Companies doing Administrative management and general management consulting services

Agent

Name Role Address
JAMES CULLEN Agent 475 TAUNTON AVENUE, EAST PROVIDENCE, RI, 02914, USA

PRESIDENT

Name Role Address
JAMES CULLEN PRESIDENT 475 TAUNTON AVENUE EAST PROVIDENCE, RI 02914 USA

DIRECTOR

Name Role Address
JAMES CULLEN DIRECTOR 475 EAST PROVIDENCE, RI 02914 USA

Form 5500 Series

Employer Identification Number (EIN):
232322006
Plan Year:
2024
Number Of Participants:
7
Plan Name:
401(K)
Sponsor's telephone number:
4014666008
File:
View File
Plan Administrator / Signatory:
QIAN LIU(Plan administrator)
Plan Year:
2023
Number Of Participants:
6
Plan Name:
401(K)
Sponsor's telephone number:
4014666008
File:
View File
Plan Administrator / Signatory:
QIAN LIU(Plan administrator)
Plan Year:
2022
Number Of Participants:
5
Plan Name:
401(K)
Sponsor's telephone number:
4014666008
File:
View File
Plan Administrator / Signatory:
CHRISTINE RIMER(Plan administrator)
Plan Year:
2021
Number Of Participants:
4
Plan Name:
401(K)
Sponsor's telephone number:
4014666008
File:
View File
Plan Administrator / Signatory:
CHRISTINE RIMER(Plan administrator)
Plan Year:
2020
Number Of Participants:
0
Plan Name:
401(K)
Sponsor's telephone number:
4014666008
File:
View File
Plan Administrator / Signatory:
CAROL HO(Plan administrator)

Filings

Number Name File Date
202445511440 Annual Report 2024-02-05
202325973650 Annual Report 2023-01-12
202213925240 Statement of Change of Registered/Resident Agent Office 2022-04-04
202213547370 Revocation Notice For Failure to Maintain a Registered Office 2022-03-28
202210770960 Annual Report 2022-02-11

Uniform Commercial Code

Uniform Commercial Code Summary

Type:
UCC-1 Standard
UCC Filing Number:
202531698660
Filing Date:
2025-03-03
Action:
InitialFiling

Parties

Party Name:
The Financial Planners Assistance Corporation
Party Role:
Debtor(s)
Party Name:
FPA COMPLIANCE
Party Role:
Debtor(s)
Party Name:
CORPORATION SERVICE COMPANY, AS REPRESENTATIVE
Party Role:
Secured Parties

Uniform Commercial Code Summary

Type:
UCC-1 Standard
UCC Filing Number:
202431051510
Filing Date:
2024-09-20
Action:
InitialFiling

Parties

Party Name:
The Financial Planners Assistance Corporation
Party Role:
Debtor(s)

Uniform Commercial Code Summary

Type:
UCC-3 TERMINATION
UCC Filing Number:
202023634790
Filing Date:
2020-09-16
Action:
TerminationSecuredParty

Parties

Party Name:
The Financial Planners Assistance Corporation
Party Role:
Debtor(s)

USAspending Awards / Financial Assistance

Business Type:
SMALL BUSINESS
Date:
2024-10-15
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
AWARDTYPE: GUARANTEED/INSURED LOANS ACTIVITIES TO BE PERFORMED: TO PROVIDE GUARANTEED LOANS FROM LENDERS TO ELIGIBLE FOR PROFIT SMALL BUSINESSES WHICH ARE UNABLE TO OBTAIN FINANCING IN THE PRIVATE CREDIT MARKETPLACE BUT CAN DEMONSTRATE AN ABILITY TO REPAY LOANS IF GRANTED, IN A TIMELY MANNER. THE SBA GUARANTEES 7(A) PROGRAM LOANS THROUGH VARIOUS LOAN PROCESSING METHODS INCLUDING: (1) STANDARD 7(A) LOANS; (2) 7(A) SMALL LOANS; (3) SBAEXPRESS LOANS; (4) CAPLINE LOANS; (5) THE QUALIFIED EMPLOYEE TRUSTS (ESOP); (6) EXPORT EXPRESS; (7)EXPORT WORKING CAPITAL PROGRAM (EWCP); (8) INTERNATIONAL TRADE, AND (9) PILOT (TEMPORARY) PROGRAMS. DELIVERABLES: LOAN GUARANTEES EXPECTED OUTCOMES: TO PROVIDE GUARANTEED LOANS FROM LENDERS TO ELIGIBLE FOR PROFIT SMALL BUSINESSES AND, IN CERTAIN CIRCUMSTANCES, TO QUALIFIED EMPLOYEE TRUSTS (ESOPS). INTENDED BENEFICIARIES: SMALL BUSINESSES SUBRECIPIENT ACTIVITIES: NA
Obligated Amount:
$0
Face Value Of Loan:
$-250,000
Total Face Value Of Loan:
$250,000
Business Type:
SMALL BUSINESS
Date:
2022-03-17
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
AWARDTYPE: DIRECT LOANS ACTIVITIES TO BE PERFORMED: PROVIDE LOANS TO BUSINESSES IMPACTED BY THE COVID-19 PANDEMIC FOR UNINSURED OR OTHERWISE UNCOMPENSATED ECONOMIC INJURY. DELIVERABLES: LOANS EXPECTED OUTCOMES: EXPECTED OUTCOMES: ENABLE BUSINESSES TO FUND POST-DISASTER ORDINARY AND NECESSARY OPERATING EXPENSES UNTIL NORMAL OPERATIONS RESUME INTENDED BENEFICIARIES: SURVIVORS OF DISASTER SUBRECIPIENT ACTIVITIES: NA
Obligated Amount:
$0
Face Value Of Loan:
$225,000
Total Face Value Of Loan:
$1,350,000
Business Type:
SMALL BUSINESS
Date:
2020-05-19
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO PROVIDE LOANS TO RESTORE AS NEARLY AS POSSIBLE THE VICTIMS OF ECONOMIC INJURY TYPE DISASTERS TO PRE-DISASTER CONDITIONS
Obligated Amount:
$0
Face Value Of Loan:
$150,000
Total Face Value Of Loan:
$1,350,000
Business Type:
SMALL BUSINESS
Date:
2020-04-30
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
$0
Face Value Of Loan:
$55,000
Total Face Value Of Loan:
$55,000

Paycheck Protection Program

Jobs Reported:
4
Initial Approval Amount:
$58,152
Date Approved:
2021-03-12
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Current Approval Amount:
$58,152
Race:
White
Ethnicity:
Not Hispanic or Latino
Gender:
Male Owned
Veteran:
Non-Veteran
Forgiveness Amount:
$58,502.51
Servicing Lender:
Loan Source Incorporated
Use of Proceeds:
Payroll: $58,150
Utilities: $1
Jobs Reported:
4
Initial Approval Amount:
$55,000
Date Approved:
2020-04-30
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Current Approval Amount:
$55,000
Race:
White
Ethnicity:
Not Hispanic or Latino
Gender:
Male Owned
Veteran:
Non-Veteran
Forgiveness Amount:
$55,467.12
Servicing Lender:
Loan Source Incorporated
Use of Proceeds:
Payroll: $55,000

Reviews Leave a review

This company hasn't received any reviews.

Related by address

475 TAUNTON AVENUE, EAST PROVIDENCE, RI, 02914, USA

DYNASTY ELECTRIC, LLC
Domestic Limited Liability Company
DYNASTY ELECTRIC, LLC, which currently Activ, has registered address 475 TAUNTON AVENUE, EAST PROVIDENCE, RI, 02914, USA.
DYNASTY REALTY, LLC
Domestic Limited Liability Company
DYNASTY REALTY, LLC, which currently Activ, has registered address 475 TAUNTON AVENUE, EAST PROVIDENCE, RI, 02914, USA.

Date of last update: 15 Jul 2025

Sources: Rhode Island Department of State

Privacy policy Policy
About us About us Business Directory
Contacts Contact us

© 2025 riorgs.com, Part of Big Data Integrated