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The Financial Planners Assistance Corporation

Company Details

Name: The Financial Planners Assistance Corporation
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Activ
Date of Organization in Rhode Island: 28 Feb 2017 (8 years ago)
Identification Number: 001671377
ZIP code: 02914
County: Providence County
Place of Formation: PENNSYLVANIA
Principal Address: 475 TAUNTON AVENUE, EAST PROVIDENCE, RI, 02914, USA
Purpose: COMPLIANCE SERVICES FOR INVESTMENT ADVISORY FIRMS

Industry & Business Activity

NAICS

541611 Administrative Management and General Management Consulting Services

This U.S. industry comprises establishments primarily engaged in providing operating advice and assistance to businesses and other organizations on administrative management issues, such as financial planning and budgeting, equity and asset management, records management, office planning, strategic and organizational planning, site selection, new business start-up, and business process improvement. This industry also includes establishments of general management consultants that provide a full range of administrative, human resource, marketing, process, physical distribution, logistics, or other management consulting services to clients. Learn more at the U.S. Census Bureau

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
THE FINANCIAL PLANNERS ASSISTANCE CORPORATION 401(K) PLAN 2023 232322006 2024-05-15 THE FINANCIAL PLANNERS ASSISTANCE CORPORATION 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-01-01
Business code 541600
Sponsor’s telephone number 4014666008
Plan sponsor’s address 475 TAUNTON AVENUE, EAST PROVIDENCE, RI, 02806

Plan administrator’s name and address

Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 1412 CHAPIN AVENUE, BURLINGAME, CA, 94010
Administrator’s telephone number 8882283491

Signature of

Role Plan administrator
Date 2024-05-15
Name of individual signing QIAN LIU
Valid signature Filed with authorized/valid electronic signature
THE FINANCIAL PLANNERS ASSISTANCE CORPORATION 401(K) PLAN 2022 232322006 2023-05-27 THE FINANCIAL PLANNERS ASSISTANCE CORPORATION 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-01-01
Business code 541600
Sponsor’s telephone number 4014666008
Plan sponsor’s address 475 TAUNTON AVENUE, EAST PROVIDENCE, RI, 02806

Plan administrator’s name and address

Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 1412 CHAPIN AVENUE, BURLINGAME, CA, 94010
Administrator’s telephone number 8882283491

Signature of

Role Plan administrator
Date 2023-05-27
Name of individual signing CHRISTINE RIMER
Valid signature Filed with authorized/valid electronic signature
THE FINANCIAL PLANNERS ASSISTANCE CORPORATION 401(K) PLAN 2021 232322006 2022-05-03 THE FINANCIAL PLANNERS ASSISTANCE CORPORATION 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-01-01
Business code 541600
Sponsor’s telephone number 4014666008
Plan sponsor’s address 475 TAUNTON AVENUE, EAST PROVIDENCE, RI, 02806

Plan administrator’s name and address

Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 1645 E 6TH STREET, SUITE 200, AUSTIN, TX, 78702
Administrator’s telephone number 8882283491

Signature of

Role Plan administrator
Date 2022-05-03
Name of individual signing CHRISTINE RIMER
Valid signature Filed with authorized/valid electronic signature
THE FINANCIAL PLANNERS ASSISTANCE CORPORATION 401(K) PLAN 2020 232322006 2021-06-02 THE FINANCIAL PLANNERS ASSISTANCE CORPORATION 0
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-01-01
Business code 541600
Sponsor’s telephone number 4014666008
Plan sponsor’s address 475 TAUNTON AVENUE, EAST PROVIDENCE, RI, 02806

Plan administrator’s name and address

Administrator’s EIN 474474775
Plan administrator’s name GUIDELINE, INC.
Plan administrator’s address 3050 S DELAWARE ST, #202, SAN MATEO, CA, 94403
Administrator’s telephone number 8882283491

Signature of

Role Plan administrator
Date 2021-06-02
Name of individual signing CAROL HO
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
JAMES CULLEN Agent 475 TAUNTON AVENUE, EAST PROVIDENCE, RI, 02914, USA

PRESIDENT

Name Role Address
JAMES CULLEN PRESIDENT 475 TAUNTON AVENUE EAST PROVIDENCE, RI 02914 USA

Filings

Number Name File Date
202445511440 Annual Report 2024-02-05
202325973650 Annual Report 2023-01-12
202213925240 Statement of Change of Registered/Resident Agent Office 2022-04-04
202213547370 Revocation Notice For Failure to Maintain a Registered Office 2022-03-28
202210770960 Annual Report 2022-02-11
202213485960 Registered Office Not Maintained 2022-02-01
202207896440 Annual Report 2022-01-12
202191950890 Annual Report 2021-02-18
202035379740 Annual Report 2020-02-27
201986056450 Annual Report 2019-02-06

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
9840088508 2021-03-12 0165 PPS 475 Taunton Ave, East Providence, RI, 02914-1601
Loan Status Date 2022-02-19
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 58152
Loan Approval Amount (current) 58152
Undisbursed Amount 0
Franchise Name -
Lender Location ID 188567
Servicing Lender Name Loan Source Incorporated
Servicing Lender Address 353 East 83rd Street Suite 3H, NEW YORK, NY, 10028
Rural or Urban Indicator U
Hubzone N
LMI Y
Business Age Description Existing or more than 2 years old
Project Address East Providence, PROVIDENCE, RI, 02914-1601
Project Congressional District RI-01
Number of Employees 4
NAICS code 541611
Borrower Race White
Borrower Ethnicity Not Hispanic or Latino
Business Type Corporation
Originating Lender ID 29599
Originating Lender Name Northeast Bank
Originating Lender Address LEWISTON, ME
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 58502.51
Forgiveness Paid Date 2021-10-26
7558037309 2020-04-30 0165 PPP 475 Taunton Avenue, East Providence, RI, 02914-1601
Loan Status Date 2022-02-18
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 55000
Loan Approval Amount (current) 55000
Undisbursed Amount 0
Franchise Name -
Lender Location ID 188567
Servicing Lender Name Loan Source Incorporated
Servicing Lender Address 353 East 83rd Street Suite 3H, NEW YORK, NY, 10028
Rural or Urban Indicator U
Hubzone N
LMI Y
Business Age Description Existing or more than 2 years old
Project Address East Providence, PROVIDENCE, RI, 02914-1601
Project Congressional District RI-01
Number of Employees 4
NAICS code 541611
Borrower Race White
Borrower Ethnicity Not Hispanic or Latino
Business Type Corporation
Originating Lender ID 29599
Originating Lender Name Northeast Bank
Originating Lender Address LEWISTON, ME
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 55467.12
Forgiveness Paid Date 2021-03-15

Date of last update: 26 Oct 2024

Sources: Rhode Island Department of State