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  5. MindImmune Therapeutics, Inc.

MindImmune Therapeutics, Inc.

Company Details

Name: MindImmune Therapeutics, Inc.
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Activ
Date of Organization in Rhode Island: 12 Jul 2016 (9 years ago)
Identification Number: 001664991
ZIP code: 02881
County: Washington County
Place of Formation: DELAWARE
Principal Address: 130 FLAGG ROAD, KINGSTON, RI, 02881, USA
Purpose: TO DEVELOP DRUGS TO TREAT DISEASES OF THE CENTRAL NERVOUS SYSTEM

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
MINDIMMUNE THERAPEUTICS, INC. 401(K) PLAN 2023 812613707 2024-02-11 MINDIMMUNE THERAPEUTICS, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 541700
Sponsor’s telephone number 4012254612
Plan sponsor’s address 130 FLAGG ROAD, KINGSTON, RI, 028812015

Signature of
Role Plan administrator
Date 2024-02-11
Name of individual signing DIANE GOODING
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-02-11
Name of individual signing DIANE GOODING
Valid signature Filed with authorized/valid electronic signature
MINDIMMUNE THERAPEUTICS, INC. 401(K) PLAN 2022 812613707 2023-03-28 MINDIMMUNE THERAPEUTICS, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 541700
Sponsor’s telephone number 4012254612
Plan sponsor’s address 130 FLAGG ROAD, KINGSTON, RI, 028812015

Signature of
Role Plan administrator
Date 2023-03-28
Name of individual signing DIANE GOODING
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-03-28
Name of individual signing DIANE GOODING
Valid signature Filed with authorized/valid electronic signature
MINDIMMUNE THERAPEUTICS, INC. 401(K) PLAN 2022 812613707 2023-03-02 MINDIMMUNE THERAPEUTICS, INC. 6
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 541700
Sponsor’s telephone number 4012254612
Plan sponsor’s address 130 FLAGG ROAD, KINGSTON, RI, 028812015

Signature of
Role Plan administrator
Date 2023-03-02
Name of individual signing DIANE GOODING
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-03-02
Name of individual signing DIANE GOODING
Valid signature Filed with authorized/valid electronic signature
MINDIMMUNE THERAPEUTICS, INC. 401(K) PLAN 2021 812613707 2022-02-01 MINDIMMUNE THERAPEUTICS, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 541700
Sponsor’s telephone number 4012254612
Plan sponsor’s address 130 FLAGG ROAD, KINGSTON, RI, 028812015

Signature of
Role Plan administrator
Date 2022-02-01
Name of individual signing DIANE GOODING
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-02-01
Name of individual signing DIANE GOODING
Valid signature Filed with authorized/valid electronic signature
MINDIMMUNE THERAPEUTICS, INC. 401(K) PLAN 2020 812613707 2021-03-05 MINDIMMUNE THERAPEUTICS, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 541700
Sponsor’s telephone number 7342232531
Plan sponsor’s address 130 FLAGG ROAD, KINGSTON, RI, 028812015

Signature of
Role Plan administrator
Date 2021-03-05
Name of individual signing DIANE GOODING
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-03-05
Name of individual signing DIANE GOODING
Valid signature Filed with authorized/valid electronic signature
MINDIMMUNE THERAPEUTICS, INC. 401(K) PLAN 2019 812613707 2020-02-24 MINDIMMUNE THERAPEUTICS, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 541700
Sponsor’s telephone number 4012254612
Plan sponsor’s address 130 FLAGG ROAD, KINGSTON, RI, 028812015

Signature of
Role Plan administrator
Date 2020-02-24
Name of individual signing DIANE GOODING
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-02-24
Name of individual signing DIANE GOODING
Valid signature Filed with authorized/valid electronic signature
MINDIMMUNE THERAPEUTICS, INC. 401(K) PLAN 2018 812613707 2019-02-08 MINDIMMUNE THERAPEUTICS, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 541700
Sponsor’s telephone number 4012254612
Plan sponsor’s address 130 FLAGG ROAD, KINGSTON, RI, 028812015

Signature of
Role Plan administrator
Date 2019-02-08
Name of individual signing DIANE GOODING
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-02-08
Name of individual signing DIANE GOODING
Valid signature Filed with authorized/valid electronic signature
MINDIMMUNE THERAPEUTICS, INC. 401(K) PLAN 2017 812613707 2018-01-18 MINDIMMUNE THERAPEUTICS, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 541700
Sponsor’s telephone number 7342232531
Plan sponsor’s address 7 GREENHOUSE ROAD, KINGSTON, RI, 02881

Signature of
Role Plan administrator
Date 2018-01-18
Name of individual signing BRIAN CAMPBELL
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-01-18
Name of individual signing BRIAN CAMPBELL
Valid signature Filed with authorized/valid electronic signature
MINDIMMUNE THERAPEUTICS, INC. 401(K) PLAN 2016 812613707 2017-06-27 MINDIMMUNE THERAPEUTICS, INC. 0
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 541700
Sponsor’s telephone number 7342232531
Plan sponsor’s address 7 GREENHOUSE ROAD, KINGSTON, RI, 02881

Signature of
Role Plan administrator
Date 2017-06-27
Name of individual signing BRIAN CAMPBELL
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-06-27
Name of individual signing BRIAN CAMPBELL
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
CHRISTOPHER D. GRAHAM, ESQ. Agent 2800 FINANCIAL PLAZA LOCKE LORD LLP, PROVIDENCE, RI, 02903, USA

PRESIDENT

Name Role Address
STEVIN ZORN PRESIDENT 130 FLAGG ROAD KINGSTON, RI 02881 USA

VICE PRESIDENT

Name Role Address
ROBERT B. NELSON VICE PRESIDENT 130 FLAGG ROAD KINGSTON, RI 02881 USA

TREASURER

Name Role Address
DIANE B. GOODING TREASURER 130 FLAGG ROAD KINGSTON, RI 02881 USA

SECRETARY

Name Role Address
ROBERT B. NELSON SECRETARY 130 FLAGG ROAD KINGSTON, RI 02881 USA

DIRECTOR

Name Role Address
STEVIN ZORN DIRECTOR 130 FLAGG ROAD KINGSTON, RI 02881 USA
ROBERT MICHAEL POOLE DIRECTOR 130 FLAGG ROAD KINGSTON, RI 02881 USA
CHRISTOPHER ODONNELL DIRECTOR 235 EAST 42ND STREET NEW YORK, NY 10017 USA
SOURAV KOLE DIRECTOR 999 BRANNAN STREET, PENTHOUSE SAN FRANCISCO, CA 94103 USA
BRADLEY MARGUS DIRECTOR 130 FLAGG ROAD KINGSTON, RI 02881 USA

Filings

Number Name File Date
202452168950 Annual Report 2024-04-23
202328952030 Annual Report 2023-02-21
202210956580 Annual Report 2022-02-16
202210955790 Application for Amended Certificate of Authority 2022-02-16
202192955650 Annual Report 2021-02-25
202192955560 Application for Amended Certificate of Authority 2021-02-25
202035451220 Annual Report 2020-02-28
201987531460 Annual Report 2019-02-25
201987531190 Application for Amended Certificate of Authority 2019-02-25
201857909610 Annual Report 2018-02-08

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
1346768705 2021-03-27 0165 PPS 130 Flagg Rd, Kingston, RI, 02881-2015
Loan Status Date 2021-11-19
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 57871.55
Loan Approval Amount (current) 57871.55
Undisbursed Amount 0
Franchise Name -
Lender Location ID 65657
Servicing Lender Name BankNewport
Servicing Lender Address 10 Washington Sq, NEWPORT, RI, 02840-2948
Rural or Urban Indicator R
Hubzone Y
LMI N
Business Age Description Existing or more than 2 years old
Project Address Kingston, WASHINGTON, RI, 02881-2015
Project Congressional District RI-02
Number of Employees 5
NAICS code 541714
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 65657
Originating Lender Name BankNewport
Originating Lender Address NEWPORT, RI
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 58196.58
Forgiveness Paid Date 2021-10-21
3118207201 2020-04-16 0165 PPP 130 FLAGG RD, KINGSTON, RI, 02881-2015
Loan Status Date 2021-02-18
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 43717
Loan Approval Amount (current) 43717
Undisbursed Amount 0
Franchise Name -
Lender Location ID 9551
Servicing Lender Name Bank of America, National Association
Servicing Lender Address 100 N Tryon St, Ste 170, CHARLOTTE, NC, 28202-4024
Rural or Urban Indicator R
Hubzone Y
LMI N
Business Age Description Existing or more than 2 years old
Project Address KINGSTON, WASHINGTON, RI, 02881-2015
Project Congressional District RI-02
Number of Employees 5
NAICS code 541711
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 9551
Originating Lender Name Bank of America, National Association
Originating Lender Address CHARLOTTE, NC
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 44043.98
Forgiveness Paid Date 2021-01-25

Related by officers

CHRISTOPHER D. GRAHAM, ESQ.

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Related by address

No related companies by address

Date of last update: 26 Oct 2024

Sources: Rhode Island Department of State

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