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  5. ECC Corporation

ECC Corporation

Company Details

Name: ECC Corporation
Jurisdiction: Rhode Island
Entity type: Domestic Profit Corporation
Status: Activ
Date of Organization in Rhode Island: 29 Oct 2015 (9 years ago)
Identification Number: 001657761
ZIP code: 02864
County: Providence County
Principal Address: 12 SPRING HOUSE LANE, CUMBERLAND, RI, 02864-5049, USA
Purpose: RAILROAD ENGINEERING, FLAGGING, AND CONSULTING Title: 7-1.2-1701

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ECC CORPORATION 401(K) PLAN 2023 475442725 2024-10-14 ECC CORPORATION 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 541330
Sponsor’s telephone number 4013743574
Plan sponsor’s address 12 SPRING HOUSE LANE, CUMBERLAND, RI, 02864

Signature of
Role Plan administrator
Date 2024-10-14
Name of individual signing JOHN CARTIER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-10-14
Name of individual signing JOHN CARTIER
Valid signature Filed with authorized/valid electronic signature
ECC CORPORATION 401(K) PLAN 2022 475442725 2023-08-03 ECC CORPORATION 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 541330
Sponsor’s telephone number 4013743574
Plan sponsor’s address 12 SPRING HOUSE LANE, CUMBERLAND, RI, 02864

Signature of
Role Plan administrator
Date 2023-08-03
Name of individual signing JOHN CARTIER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-08-03
Name of individual signing JOHN CARTIER
Valid signature Filed with authorized/valid electronic signature
ECC CORPORATION 401(K) PLAN 2021 475442725 2022-10-13 ECC CORPORATION 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 541330
Sponsor’s telephone number 4013743574
Plan sponsor’s address 12 SPRING HOUSE LANE, CUMBERLAND, RI, 02864

Signature of
Role Plan administrator
Date 2022-10-13
Name of individual signing JOHN CARTIER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-10-13
Name of individual signing JOHN CARTIER
Valid signature Filed with authorized/valid electronic signature
ECC CORPORATION 401(K) PLAN 2020 475442725 2021-07-22 ECC CORPORATION 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 541330
Sponsor’s telephone number 4013743574
Plan sponsor’s address 12 SPRING HOUSE LANE, CUMBERLAND, RI, 02864

Signature of
Role Plan administrator
Date 2021-07-22
Name of individual signing JOHN CARTIER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-07-22
Name of individual signing JOHN CARTIER
Valid signature Filed with authorized/valid electronic signature
ECC CORPORATION 401(K) PLAN 2019 475442725 2020-09-29 ECC CORPORATION 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 541330
Sponsor’s telephone number 4016334603
Plan sponsor’s address 12 SPRING HOUSE LANE, CUMBERLAND, RI, 02864

Signature of
Role Plan administrator
Date 2020-09-29
Name of individual signing JOHN CARTIER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-09-29
Name of individual signing JOHN CARTIER
Valid signature Filed with authorized/valid electronic signature
ECC CORPORATION 401(K) PLAN 2018 475442725 2019-09-04 ECC CORPORATION 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 541330
Sponsor’s telephone number 4013743574
Plan sponsor’s address 12 SPRING HOUSE LANE, CUMBERLAND, RI, 02864

Signature of
Role Plan administrator
Date 2019-09-04
Name of individual signing JOHN CARTIER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-09-04
Name of individual signing JOHN CARTIER
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
JOHN BERNARD CARTIER Agent 12 SPRING HOUSE LANE, CUMBERLAND, RI, 02864, USA

PRESIDENT

Name Role Address
JOHN BERNARD CARTIER PRESIDENT 12 SPRING HOUSE LN CUMBERLAND, RI 02864 US

Filings

Number Name File Date
202453365420 Annual Report 2024-04-30
202329422370 Annual Report 2023-02-27
202217969150 Annual Report 2022-05-31
202197244740 Annual Report 2021-05-27
202196927040 Revocation Notice For Failure to File An Annual Report 2021-05-19
202032030310 Annual Report 2020-01-13
201985669930 Annual Report 2019-01-31
201985670170 Statement of Change of Registered/Resident Agent 2019-01-31
201985670260 Annual Report 2019-01-31
201985669840 Reinstatement 2019-01-31

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
1800827105 2020-04-10 0165 PPP 12 Spring House Lane, CUMBERLAND, RI, 02864-5049
Loan Status Date 2021-09-27
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 127500
Loan Approval Amount (current) 127500
Undisbursed Amount 0
Franchise Name -
Lender Location ID 104771
Servicing Lender Name Navigant CU
Servicing Lender Address 1005 Douglas Pike, SMITHFIELD, RI, 02917-1206
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address CUMBERLAND, PROVIDENCE, RI, 02864-5049
Project Congressional District RI-01
Number of Employees 22
NAICS code 541330
Borrower Race Unanswered
Borrower Ethnicity Not Hispanic or Latino
Business Type Subchapter S Corporation
Originating Lender ID 104771
Originating Lender Name Navigant CU
Originating Lender Address SMITHFIELD, RI
Gender Male Owned
Veteran Veteran
Forgiveness Amount 128906.04
Forgiveness Paid Date 2021-05-19

U.S. Small Business Administration Profile

Status User ID Name of Firm Trade Name UEI Address
Active P2951107 ECC CORPORATION - SUKFNB8LL6F8 12 SPRING HOUSE LN, CUMBERLAND, RI, 02864-5049
Capabilities Statement Link -
Phone Number 401-633-4603
Fax Number 401-633-4603
E-mail Address john.cartier@ecccorporation.com
WWW Page -
E-Commerce Website -
Contact Person JOHN CARTIER
County Code (3 digit) 007
Congressional District 01
Metropolitan Statistical Area 6480
CAGE Code 8GBK8
Year Established 2015
Accepts Government Credit Card No
Legal Structure Corporation
Ownership and Self-Certifications Self-Certified Small Disadvantaged Business, Veteran
Business Development Servicing Office RHODE ISLAND DISTRICT OFFICE (SBA office code 0165)
Capabilities Narrative (none given)
Special Equipment/Materials (none given)
Business Type Percentages (none given)
Keywords (none given)
Quality Assurance Standards (none given)
Electronic Data Interchange capable -

SBA Federal Certifications
HUBZone Certified No
Women Owned Certified No
Women Owned Pending No
Economically Disadvantaged Women Owned Certified No
Economically Disadvantaged Women Owned Pending No
Veteran-Owned Small Business Certified Yes
Veteran-Owned Small Business Joint Venture No
Veteran-Owned Small Business Certification Date 2024-01-31
Veteran-Owned Small Business Certification Expiration Date 2028-01-31
Service-Disabled Veteran-Owned Small Business Certified No
Service-Disabled Veteran-Owned Small Business Joint Venture No

Bonding Levels
Description Construction Bonding Level (per contract)
Level (none given)
Description Construction Bonding Level (aggregate)
Level (none given)
Description Service Bonding Level (per contract)
Level (none given)
Description Service Bonding Level (aggregate)
Level (none given)

NAICS Codes with Size Determinations by NAICS
Primary Yes
Code 541330
NAICS Code's Description Engineering ServicesGeneral $22.50m Small Business Size Standard: [Yes]Special $41.50m Military and Aerospace Equipment and Military Weapons: [Yes]Special $41.50m Contracts and Subcontracts for Engineering Services Awarded Under the National Energy Policy Act of 1992: [Yes]Special $41.50m Marine Engineering and Naval Architecture: [Yes] (4)
Buy Green Yes
Code 488210
NAICS Code's Description Support Activities for Rail Transportation
Buy Green Yes
Code 561990
NAICS Code's Description All Other Support Services
Buy Green Yes

Export Profile (Trade Mission Online)
Exporter Firm hasn't answered this question yet
Export Business Activities (none given)
Exporting to (none given)
Desired Export Business Relationships (none given)
Description of Export Objective(s) (none given)

Motor Carrier Census

USDOT Number Carrier Operation MCS-150 Form Date MCS-150 Mileage MCS-150 Year Power Units Drivers Operation Classification
3109039 Interstate 2024-08-30 10000 2023 2 1 Auth. For Hire, Private(Property)
Legal Name ECC CORPORATION
DBA Name -
Physical Address 12 SPRING HOUSE LN, CUMBERLAND, RI, 02864, US
Mailing Address 12 SPRING HOUSE LN, CUMBERLAND, RI, 02864, US
Phone (401) 633-4603
Fax (401) 766-1975
E-mail BERNARD.CARTIER@ECCCORPORATION.COM

Safety Measurement System - All Transportation
Total Number of Inspections for the measurement period (24 months) 0
Driver Fitness BASIC Serious Violation Indicator No
Vehicle Maintenance BASIC Acute/Critical Indicator No
Unsafe Driving BASIC Acute/Critical Indicator No
Driver Fitness BASIC Roadside Performance measure value 0
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value 0
Total Number of Driver Inspections for the measurment period 0
Vehicle Maintenance BASIC Roadside Performance measure value 0
Total Number of Vehicle Inspections for the measurement period 0
Controlled Substances and Alcohol BASIC Roadside Performance measure value 0
Unsafe Driving BASIC Roadside Performance Measure Value 0
Number of inspections with at least one Driver Fitness BASIC violation 0
Number of inspections with at least one Hours-of-Service BASIC violation 0
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation 0
Number of inspections with at least one Vehicle Maintenance BASIC violation 0
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation 0
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation 0
Number of inspections with at least one Unsafe Driving BASIC violation 0

Court Cases

Docket Number Nature of Suit Filing Date Disposition
2100047 FMLA 2021-01-26 motion before trial
Circuit First Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Both plaintiff and defendant demand jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress judgement on motion
Nature Of Judgment no monetary award
Judgement defendant
Arbitration On Termination Missing
Office 1
Filing Date 2021-01-26
Termination Date 2023-04-20
Date Issue Joined 2022-02-07
Section 1332
Sub Section NR
Status Terminated

Parties
Name JARRY
Role Plaintiff
Name ECC Corporation
Role Defendant

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 26 Oct 2024

Sources: Rhode Island Department of State

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